TIDMNTG
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree NORTHGATE PLC
in relation to whose
relevant securities this form relates:
(c) Name of the party to the NORTHGATE PLC
offer with which exempt
principal trader is connected
(d) Date position held/dealing undertaken: 23 January 2020
(e) In addition to the company in 1(b) YES:
above, is the exempt principal
trader making disclosures in respect REDDE PLC
of any other party to the offer?
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant 50p ordinary
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 114,439 0.09% 1,469,868 1.10%
(2) Cash-settled derivatives:
1,435,299 1.08% 77,054 0.06%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 1,549,738 1.16% 1,546,922 1.16%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of Purchase/sale Total number of Highest price Lowest price
relevant per unit per unit
security securities paid/received paid/received
50p ordinary Purchase 347,560 2.7300 GBP 2.67 GBP
50p ordinary Sale 85,062 2.7326 GBP 2.69 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
50p ordinary SWAP Long 200 2.6949 GBP
50p ordinary CFD Long 274 2.6998 GBP
50p ordinary CFD Long 835 2.6990 GBP
50p ordinary CFD Long 3,989 2.7996 GBP
50p ordinary SWAP Long 8,448 2.7017 GBP
50p ordinary SWAP Short 10 2.6906 GBP
50p ordinary SWAP Short 78 2.6887 GBP
50p ordinary SWAP Short 86 2.6993 GBP
50p ordinary SWAP Short 92 2.6852 GBP
50p ordinary SWAP Short 132 2.7002 GBP
50p ordinary SWAP Short 169 2.6965 GBP
50p ordinary SWAP Short 217 2.6842 GBP
50p ordinary SWAP Short 454 2.6910 GBP
50p ordinary SWAP Short 487 2.7100 GBP
50p ordinary SWAP Short 627 2.7050 GBP
50p ordinary SWAP Short 706 2.6959 GBP
50p ordinary SWAP Short 826 2.6901 GBP
50p ordinary SWAP Short 1,247 2.6989 GBP
50p ordinary SWAP Short 1,564 2.6845 GBP
50p ordinary SWAP Short 1,671 2.7240 GBP
50p ordinary SWAP Short 4,463 2.6992 GBP
50p ordinary SWAP Short 4,610 2.6958 GBP
50p ordinary SWAP Short 8,622 2.6996 GBP
50p ordinary SWAP Short 14,976 2.7222 GBP
50p ordinary CFD Short 37,598 2.6988 GBP
50p ordinary CFD Short 52,394 2.7052 GBP
50p ordinary SWAP Short 55,191 2.7158 GBP
50p ordinary SWAP Short 92,434 2.7128 GBP
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type Expiry date Option
relevant description purchasing, of price e.g. money
security e.g. selling, securities per unit American, paid/
call varying to European received
option etc. which etc. per
option unit
relates
(ii) Exercise
Class of relevant Product Exercising/ Number Exercise price
security description exercised of securities per unit
e.g. call against
option
(d) Other dealings (including subscribing for new
securities)
Class of relevant security Nature of dealing Details Price per unit (if
e.g. subscription, applicable)
conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding, formal
or informal, relating to relevant securities
which may be an inducement to deal or
refrain from dealing entered into by the exempt
principal trader making the disclosure
and any party to the offer or any person acting
in concert with a party to the offer:
Irrevocable commitments and letters of intent
should not be included. If there
are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between the
exempt principal trader making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open NO
Positions) attached?
Date of disclosure: 24 Jan 2020
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
View source version on businesswire.com:
https://www.businesswire.com/news/home/20200124005162/en/
This information is provided by Business Wire
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