Morgan Stanley Securities Limited Form 8.5 (EPT/RI) XSTRATA PLC REPLACEMENT (5927D)
30 April 2013 - 12:01PM
UK Regulatory
TIDMXTA
RNS Number : 5927D
Morgan Stanley Securities Limited
30 April 2013
AMENDMENT
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley Securities Limited
---------------------------------------------------------------------------------- ----------------------------------
(b) Name of offeror/offeree in relation to whose relevant securities this form XSTRATA PLC
relates:
Use a separate form for each offeror/offeree
---------------------------------------------------------------------------------- ----------------------------------
(c) Name of the party to the offer with which exempt principal trader is GLENCORE INTERNATIONAL PLC
connected:
---------------------------------------------------------------------------------- ----------------------------------
(d) Date dealing undertaken: 23 APRIL 2013
---------------------------------------------------------------------------------- ----------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code Yes
in respect
of any other party to this offer?
---------------------------------------------------------------------------------- ----------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchases/sales Total number Highest price Lowest price
security of securities per unit paid/received per unit paid/received
------------------ ---------------- --------------- ------------------------ ------------------------
USD 0.5 ordinary PURCHASES 2,109,465 9.6130 GBP 9.2800 GBP
------------------ ---------------- --------------- ------------------------ ------------------------
USD 0.5 ordinary SALES 2,274,484 9.6140 GBP 9.2940 GBP
------------------ ---------------- --------------- ------------------------ ------------------------
(b) Derivatives transactions (other than options)
Class of relevant Product description Nature of dealing Number of reference Price per
security e.g. CFD e.g. opening/closing securities unit
a long/short position,
increasing/reducing
a long/short position
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 1,000 9.3410 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 275,455 9.5020 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 5,235 9.5020 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 6,270 9.5081 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 17,518 9.5330 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 32,183 9.5356 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 6 9.5356 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 52,579 9.5356 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 8 9.5356 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 5 9.5356 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 31,248 9.5356 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 11 9.5356 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 71,104 9.5356 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 1,237 9.5488 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 20,396 9.5488 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 67,093 9.5488 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 466,495 9.5500 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 1,000 9.5500 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 793 9.5500 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 91,368 9.5500 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 6,930 9.5513 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 15,879 9.5527 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 2,546 9.5586 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD LONG 3,664 9.5655 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 100,000 9.2800 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 30,000 9.2800 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 20,000 9.2800 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 50,000 9.2800 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 31 9.3027 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 1,636 9.3027 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 497 9.3027 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 993 9.3649 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 23,106 9.4425 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 134,970 9.4636 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 268,203 9.5023 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 1,000 9.5210 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 175,450 9.5263 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 50,000 9.5470 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 30,000 9.5470 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 20,000 9.5470 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 100,000 9.5470 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 7,040 9.5491 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 3,519 9.5500 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 28,757 9.5500 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 3,753 9.5500 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 272 9.5500 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 53,224 9.5500 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 60,823 9.5500 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 2,253 9.5517 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 50,175 9.5584 GBP
------------------ -------------------- ------------------------ -------------------- -----------
USD 0.5 ordinary CFD SHORT 5,000 9.5700 GBP
------------------ -------------------- ------------------------ -------------------- -----------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type e.g. Expiry Option
of relevant description purchasing, of securities price per American, date money paid/
security e.g. call selling, to which unit European received
option varying option etc. per unit
etc. relates
------------- ------------- ------------- --------------- ----------- ----------- ------- -------------
N/A N/A N/A N/A N/A N/A N/A N/A
------------- ------------- ------------- --------------- ----------- ----------- ------- -------------
(ii) Exercising
Class of relevant Product description Number of securities Exercise price
security e.g. call option per unit
------------------ -------------------- --------------------- ---------------
N/A N/A N/A N/A
------------------ -------------------- --------------------- ---------------
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit
security e.g. subscription, (if applicable)
conversion
------------------ -------------------- -------- -----------------
N/A N/A N/A N/A
------------------ -------------------- -------- -----------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
----------------------------------------------------------------------------------------------
None
----------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 30 APRIL 2013
--------------------- --------------------
Contact name: Darren Wickert
--------------------- --------------------
Telephone number: +44 (0)20 7425 7514
--------------------- --------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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