TIDMTT. TIDM0NLA
RNS Number : 8360W
Bank of America Merrill Lynch
12 November 2014
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose TUI Travel PLC
relevant securities this form relates:
Use a separate form for each offeror/offeree
------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: TUI Travel PLC
------------------------------
(d) Date dealing undertaken: 11/11/2014
------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in Yes
respect of
any other party to this offer?
------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
Common - ISIN GB00B1Z7RQ77 Purchase 789,091 4.18 GBP 4.105 GBP
----------- --------------------------- --------------- ---------------
Common - ISIN GB00B1Z7RQ77 Sale 572,394 4.18 GBP 4.115 GBP
----------- --------------------------- --------------- ---------------
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
Common - ISIN Swaps Short 46 4.136 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 18,039 4.143 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 74 4.167 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 700 4.163 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 70 4.131 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 4,360 4.144 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 1,839 4.131 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 1,001 4.155 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 15,871 4.155 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 1,796 4.18 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 1,706 4.18 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 126,338 4.149 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 2,589 4.149 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 126,338 4.149 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 200,000 4.156 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 2,872 4.144 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 2,925 4.146 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 2,057 4.145 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 1,133 4.145 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
N/A N/A N/A N/A N/A N/A N/A N/A
------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
N/A N/A N/A N/A
-------------------- ------------ -------------------
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
------------------------------- -------- -------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 12/11/2014
Contact name: Stacy Otieno
--------------
Telephone number: 0207 995 1335
--------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose TUI AG
relevant securities this form relates:
Use a separate form for each offeror/offeree
--------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: TUI Travel PLC
--------------------------------
(d) Date dealing undertaken: 11/11/2014
--------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in Yes
respect of
any other party to this offer?
--------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
Common - ISIN DE000TUAG000 Purchase 255,495 12.97 EUR 12.77 EUR
------------ --------------------------- --------------- ---------------
Common - ISIN DE000TUAG000 Sale 218,633 12.975 EUR 12.8 EUR
------------ --------------------------- --------------- ---------------
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing securities
a
long/short position,
increasing/reducing
a
long/short position
Common - ISIN DE000TUAG000 Swaps Short 645 12.887 EUR
--------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 681 12.911 EUR
--------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 7,587 12.888 EUR
--------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 1,900 12.869 EUR
--------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 1,717 12.873 EUR
--------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 816 12.909 EUR
--------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 858 12.909 EUR
--------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 544 12.873 EUR
--------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 107 12.873 EUR
--------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 1,080 12.857 EUR
--------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 300 12.833 EUR
--------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 300 12.844 EUR
--------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 377 12.844 EUR
--------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 281 12.844 EUR
--------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 276 12.844 EUR
--------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 499 12.856 EUR
--------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 499 12.833 EUR
--------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 2,570 12.833 EUR
--------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 281 12.833 EUR
--------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 920 12.862 EUR
--------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 377 12.846 EUR
--------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 276 12.833 EUR
--------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 90 12.844 EUR
--------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 30 12.8 EUR
--------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 4,471 12.8 EUR
--------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 6,832 12.843 EUR
--------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 13,608 12.888 EUR
--------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 2,325 12.912 EUR
--------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 728 12.851 EUR
--------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 97 12.882 EUR
--------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 4,501 12.882 EUR
--------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 8,618 12.882 EUR
--------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 4,501 12.8 EUR
--------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 12,023 12.855 EUR
--------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 959 12.866 EUR
--------------------- --------------------- -------------------- -----------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
N/A N/A N/A N/A N/A N/A N/A N/A
------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
N/A N/A N/A N/A
-------------------------- --------------- ---------------------
(d) Other dealings (including subscribing for new
securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
------------------------------- ---------- ---------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 12/11/2014
Contact name: Stacy Otieno
--------------
Telephone number: 0207 995 1335
--------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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