TIDMTT. TIDM0NLA
RNS Number : 9844V
Bank of America Merrill Lynch
03 November 2014
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
------------------------------------------------------------------------------------- ------------------------------
(b) Name of offeror/offeree in relation to whose TUI Travel PLC
relevant securities this form relates:
Use a separate form for each offeror/offeree
------------------------------------------------------------------------------------- ------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: TUI Travel PLC
------------------------------------------------------------------------------------- ------------------------------
(d) Date dealing undertaken: 31/10/2014
------------------------------------------------------------------------------------- ------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in Yes
respect of
any other party to this offer?
------------------------------------------------------------------------------------- ------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB00B1Z7RQ77 Purchase 721,012 4.076 GBP 3.953 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB00B1Z7RQ77 Sale 503,364 4.073 GBP 3.956 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 219 4.067 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 219 3.982 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 606 3.987 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 3,972 4.025 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 9,218 4.025 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 8,305 4.025 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 2,069 4.025 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 900 3.995 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 12,336 3.991 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 33,905 4.04 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 1,071 4.036 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 208 3.993 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 77 3.993 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 3,329 3.991 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 2,697 3.986 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 3,656 3.986 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 1,172 3.985 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 2,561 3.986 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 3,470 3.986 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 275,450 4.023 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 270,941 4.024 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 578 4.047 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 4,010 4.049 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 2,290 4.014 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 689 4.047 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 245 4.028 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
N/A N/A N/A N/A N/A N/A N/A N/A
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
--------------------------- -------------------- ------------ -------------------
N/A N/A N/A N/A
--------------------------- -------------------- ------------ -------------------
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
--------------------------- ------------------------------- -------- -------------------------------
N/A N/A N/A N/A
--------------------------- ------------------------------- -------- -------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
-------------------------------------------------------------------------------------------
None
-------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 03/11/2014
--------------------- --------------
Contact name: Stacy Otieno
--------------------- --------------
Telephone number: 0207 995 1335
--------------------- --------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
----------------------------------------------------------------------------------------- ------------------------------
(b) Name of offeror/offeree in relation to whose TUI AG
relevant securities this form relates:
Use a separate form for each offeror/offeree
----------------------------------------------------------------------------------------- ------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: TUI Travel PLC
----------------------------------------------------------------------------------------- ------------------------------
(d) Date dealing undertaken: 31/10/2014
----------------------------------------------------------------------------------------- ------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in Yes
respect of
any other party to this offer?
----------------------------------------------------------------------------------------- ------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
---------------------------- ------------ --------------------------- --------------- ---------------
Common - ISIN DE000TUAG000 Purchase 125,963 12.45 EUR 12.135 EUR
---------------------------- ------------ --------------------------- --------------- ---------------
Common - ISIN DE000TUAG000 Sale 39,560 12.41 EUR 12.155 EUR
---------------------------- ------------ --------------------------- --------------- ---------------
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing securities
a
long/short position,
increasing/reducing a
long/short position
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 975 12.198 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 179 12.452 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 213 12.168 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 9,770 12.335 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 17 12.307 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 31 12.307 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 214 12.22 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 42 12.22 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 108 12.235 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 95 12.315 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 1,166 12.197 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 2,723 12.335 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 458 12.369 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 1,175 12.346 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 998 12.354 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 1,942 12.197 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 461 12.347 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 701 12.369 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 861 12.197 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 701 12.197 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 861 12.371 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 42 12.321 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 318 12.384 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 76 12.384 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 663 12.199 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 6,858 12.451 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 700 12.209 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 5,492 12.219 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 553 12.349 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 3,233 12.384 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 689 12.287 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 3,498 12.421 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 435 12.203 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 12,675 12.266 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 2,026 12.325 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 4,368 12.389 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 1,775 12.421 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 1,487 12.319 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 1,878 12.388 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 10,499 12.388 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 3,528 12.388 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 6,251 12.388 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 1,843 12.404 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
N/A N/A N/A N/A N/A N/A N/A N/A
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
----------------------------- -------------------------- --------------- ---------------------
N/A N/A N/A N/A
----------------------------- -------------------------- --------------- ---------------------
(d) Other dealings (including subscribing for new
securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
----------------------------- ------------------------------- ---------- ---------------------------------
N/A N/A N/A N/A
----------------------------- ------------------------------- ---------- ---------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
-------------------------------------------------------------------------------------------
None
-------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 03/11/2014
--------------------- --------------
Contact name: Stacy Otieno
--------------------- --------------
Telephone number: 0207 995 1335
--------------------- --------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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