TIDMTT. TIDM0NLA
RNS Number : 3534V
Bank of America Merrill Lynch
27 October 2014
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose TUI Travel PLC
relevant securities this form relates:
Use a separate form for each offeror/offeree
------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: TUI Travel PLC
------------------------------
(d) Date dealing undertaken: 24/10/2014
------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in Yes
respect of
any other party to this offer?
------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
Common - ISIN GB00B1Z7RQ77 Purchase 440,316 3.679 GBP 3.621 GBP
----------- --------------------------- --------------- ---------------
Common - ISIN GB00B1Z7RQ77 Sale 520,383 3.679 GBP 3.623 GBP
----------- --------------------------- --------------- ---------------
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
Common - ISIN Swaps Long 253 3.656 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 253 3.667 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 12,740 3.655 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 14,379 3.655 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 155 3.655 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 7,877 3.655 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 448 3.658 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 4,623 3.655 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 16,795 3.655 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 1,504 3.656 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 874 3.655 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 2,772 3.655 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 1,217 3.655 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 1,429 3.656 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 207,042 3.66 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 1,544 3.66 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 207,042 3.66 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 65 3.659 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 1,183 3.67 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 2,311 3.67 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 1,500 3.669 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 636 3.65 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 580 3.672 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
N/A N/A N/A N/A N/A N/A N/A N/A
------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
N/A N/A N/A N/A
-------------------- ------------ -------------------
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
------------------------------- -------- -------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 27/10/2014
Contact name: Stacy Otieno
--------------
Telephone number: 0207 995 1335
--------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose TUI AG
relevant securities this form relates:
Use a separate form for each offeror/offeree
------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: TUI Travel PLC
------------------------------
(d) Date dealing undertaken: 24/10/2014
------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in Yes
respect of
any other party to this offer?
------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
Common - ISIN DE000TUAG000 Purchase 65,567 11.185 EUR 11.055 EUR
------------ --------------------------- --------------- ---------------
Common - ISIN DE000TUAG000 Sale 72,372 11.18 EUR 11.05 EUR
------------ --------------------------- --------------- ---------------
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing securities
a
long/short position,
increasing/reducing a
long/short position
Common - ISIN DE000TUAG000 Swaps Short 102 11.077 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 155 11.168 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 6,565 11.117 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 38 11.115 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 523 11.109 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 551 11.109 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 62 11.082 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 262 11.102 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 231 11.106 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 600 11.161 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 1,193 11.164 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 483 11.185 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 449 11.133 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 6 11.166 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 337 11.104 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 1,000 11.099 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 1,602 11.166 EUR
--------------------- ---------------------- --------------------- -----------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
N/A N/A N/A N/A N/A N/A N/A N/A
------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
N/A N/A N/A N/A
-------------------------- --------------- ---------------------
(d) Other dealings (including subscribing for new
securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
------------------------------- ---------- ---------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 27/10/2014
Contact name: Stacy Otieno
--------------
Telephone number: 0207 995 1335
--------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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