TIDMTT.
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree TUI TRAVEL PLC
in relation to whose
relevant securities
this form relates:
(c) Name of the party to the TUI TRAVEL PLC
offer with which exempt
principal trader is connected
(d) Date position held/dealing 16 September 2014
undertaken:
(e) Has the EPT previously YES:
disclosed, or is it
today disclosing, under TUI AG
the Code in respect
of any other party to this offer?
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant ORD
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant
securities
owned
and/or 12,183,611 1.07% 3,772,556 0.33%
controlled:
(2) Derivatives
(other
than
options): 921,308 0.08% 8,757,571 0.77%
(3) Options and
agreements
to
purchase/DEALING: 0 0.00% 0 0.00%
TOTAL: 13,104,919 1.16% 12,530,127 1.11%
Class of relevant Convertible Bond XS0503743949
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant
securities
owned
and/or 2,000,000 0.50% 0 0.00%
controlled:
(2) Derivatives
(other
than
options): 0 0.00% 0 0.00%
(3) Options and
agreements
to
purchase/DEALING: 0 0.00% 0 0.00%
TOTAL: 2,000,000 0.50% 0 0.00%
Class of relevant Convertible Bond XS0455660216
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant
securities
owned
and/or 6,300,000 2.14% 0 0.00%
controlled:
(2) Derivatives
(other
than
options): 0 0.00% 0 0.00%
(3) Options and
agreements
to
purchase/DEALING: 0 0.00% 0 0.00%
TOTAL: 6,300,000 2.14% 0 0.00%
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or
agreements to purchase or sell relevant securities, should be given
on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other executive options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchase/DEALING Number of Price per unit
security securities
Convertible Bond Purchase 1,500,000 100.9700 GBP
Convertible Bond Sale 1,500,000 115.6200 GBP
ORD Purchase 284 3.6180 GBP
ORD Purchase 550 3.6400 GBP
ORD Purchase 811 3.6200 GBP
ORD Purchase 918 3.6380 GBP
ORD Purchase 2,114 3.6351 GBP
ORD Purchase 2,846 3.6220 GBP
ORD Purchase 3,867 3.6277 GBP
ORD Purchase 8,415 3.6381 GBP
ORD Purchase 8,892 3.6395 GBP
ORD Purchase 9,458 3.6341 GBP
ORD Purchase 12,496 3.6365 GBP
ORD Purchase 13,482 3.6433 GBP
ORD Purchase 15,491 3.6466 GBP
ORD Purchase 19,911 3.6370 GBP
ORD Purchase 19,911 3.6480 GBP
ORD Purchase 22,393 3.6332 GBP
ORD Purchase 30,939 3.6210 GBP
ORD Purchase 100,000 3.6266 GBP
ORD Purchase 119,420 3.6535 GBP
ORD Sale 275 3.6400 GBP
ORD Sale 459 3.6380 GBP
ORD Sale 981 3.6560 GBP
ORD Sale 1,028 3.6210 GBP
ORD Sale 1,311 3.6257 GBP
ORD Sale 3,080 3.6238 GBP
ORD Sale 4,250 3.6240 GBP
ORD Sale 5,396 3.6547 GBP
ORD Sale 5,673 3.6546 GBP
ORD Sale 6,349 3.6566 GBP
ORD Sale 6,593 3.6230 GBP
ORD Sale 6,603 3.6588 GBP
ORD Sale 8,276 3.6364 GBP
ORD Sale 14,177 3.6200 GBP
ORD Sale 37,934 3.6274 GBP
ORD Sale 61,053 3.6452 GBP
ORD Sale 138,952 3.6220 GBP
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
ORD CFD Long 12,391 3.6550 GBP
ORD SWAP Long 27,636 3.6545 GBP
ORD SWAP Short 2,227 3.6203 GBP
ORD CFD Short 8,415 3.6381 GBP
ORD CFD Short 9,458 3.6341 GBP
ORD CFD Short 12,496 3.6365 GBP
ORD CFD Short 9,354 3.6627 GBP
ORD CFD Short 32,681 3.6308 GBP
ORD CFD Short 100,000 3.6266 GBP
ORD SWAP Short 119,420 3.6535 GBP
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type Expiry date Option
relevant description purchasing, of price e.g. money
security e.g. selling, securities per unit American, paid/
call varying to European received
option etc. which etc. per
option unit
relates
(ii) Exercising
Class of relevant Product description Number Exercise price
security e.g. call option of securities per unit
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding, formal or
informal, relating to relevant securities which
may be an inducement to deal or refrain
from dealing entered into by the exempt principal
trader making the disclosure and any
party to the offer or any person acting in
concert with a party to the offer:
If there are no such agreements, arrangements
or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between the
exempt principal trader making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 17 Sep 2014
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by Business Wire
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