TIDMTT.
FORM 8.5 (EPT/NON-RI) AMENDMENT
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree TUI TRAVEL PLC
in relation to whose
relevant securities
this form relates:
(c) Name of the party to the TUI TRAVEL PLC
offer with which exempt
principal trader is connected
(d) Date position held/dealing 20 August 2014
undertaken:
(e) Has the EPT previously YES:
disclosed, or is it
today disclosing, under TUI AG
the Code in respect
of any other party to this offer?
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant ORD
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant
securities
owned
and/or 11,338,213 1.01% 3,375,266 0.30%
controlled:
(2) Derivatives
(other
than
options): 899,038 0.08% 7,851,715 0.70%
(3) Options and
agreements
to
purchase/DEALING: 0 0.00% 0 0.00%
TOTAL: 12,237,251 1.09% 11,226,981 1.00%
Class of relevant Convertible Bond XS0503743949
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant
securities
owned
and/or 4,500,000 1.13% 0 0.00%
controlled:
(2) Derivatives
(other
than
options): 0 0.00% 0 0.00%
(3) Options and
agreements
to
purchase/DEALING: 0 0.00% 0 0.00%
TOTAL: 4,500,000 1.13% 0 0.00%
Class of relevant Convertible Bond XS0455660216
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant
securities
owned
and/or 3,800,000 1.09% 0 0.00%
controlled:
(2) Derivatives
(other
than
options): 0 0.00% 0 0.00%
(3) Options and
agreements
to
purchase/DEALING: 0 0.00% 0 0.00%
TOTAL: 3,800,000 1.09% 0 0.00%
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or
agreements to purchase or sell relevant securities, should be given
on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other executive options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchase/DEALING Number of Price per unit
security securities
Convertible Bond Purchase 1,500,000 104.1500 GBP
ORD Purchase 318 3.7185 GBP
ORD Purchase 318 3.7195 GBP
ORD Purchase 318 3.7235 GBP
ORD Purchase 318 3.7275 GBP
ORD Purchase 318 3.7290 GBP
ORD Purchase 398 3.7020 GBP
ORD Purchase 398 3.7040 GBP
ORD Purchase 398 3.7055 GBP
ORD Purchase 398 3.7080 GBP
ORD Purchase 530 3.7160 GBP
ORD Purchase 530 3.7165 GBP
ORD Purchase 530 3.7294 GBP
ORD Purchase 636 3.7295 GBP
ORD Purchase 804 3.7070 GBP
ORD Purchase 848 3.7170 GBP
ORD Purchase 917 3.6990 GBP
ORD Purchase 1,005 3.7050 GBP
ORD Purchase 1,006 3.7155 GBP
ORD Purchase 1,006 3.7200 GBP
ORD Purchase 1,006 3.7215 GBP
ORD Purchase 1,013 3.7251 GBP
ORD Purchase 1,014 3.7219 GBP
ORD Purchase 1,042 3.6970 GBP
ORD Purchase 1,064 3.7270 GBP
ORD Purchase 1,077 3.7150 GBP
ORD Purchase 1,081 3.7190 GBP
ORD Purchase 1,191 3.7250 GBP
ORD Purchase 1,423 3.7049 GBP
ORD Purchase 1,576 3.7205 GBP
ORD Purchase 1,613 3.7240 GBP
ORD Purchase 1,635 3.7230 GBP
ORD Purchase 1,844 3.7280 GBP
ORD Purchase 2,138 3.7060 GBP
ORD Purchase 2,556 3.6980 GBP
ORD Purchase 2,721 3.7260 GBP
ORD Purchase 2,730 3.7117 GBP
ORD Purchase 3,354 3.7030 GBP
ORD Purchase 3,516 3.7090 GBP
ORD Purchase 4,334 3.7012 GBP
ORD Purchase 4,896 3.7177 GBP
ORD Purchase 6,028 3.7085 GBP
ORD Purchase 6,762 3.7220 GBP
ORD Purchase 8,675 3.7075 GBP
ORD Purchase 9,383 3.7210 GBP
ORD Purchase 11,491 3.6960 GBP
ORD Purchase 16,015 3.7168 GBP
ORD Purchase 40,233 3.7138 GBP
ORD Purchase 42,871 3.7087 GBP
ORD Purchase 74,999 3.7014 GBP
ORD Purchase 79,200 3.7078 GBP
ORD Purchase 117,300 3.7086 GBP
ORD Purchase 193,087 3.7140 GBP
ORD Sale 68 3.7198 GBP
ORD Sale 175 3.7048 GBP
ORD Sale 318 3.7185 GBP
ORD Sale 318 3.7195 GBP
ORD Sale 318 3.7275 GBP
ORD Sale 318 3.7290 GBP
ORD Sale 530 3.7165 GBP
ORD Sale 530 3.7294 GBP
ORD Sale 543 3.7148 GBP
ORD Sale 636 3.7295 GBP
ORD Sale 796 3.7055 GBP
ORD Sale 828 3.7235 GBP
ORD Sale 1,006 3.7215 GBP
ORD Sale 1,014 3.7219 GBP
ORD Sale 1,237 3.7188 GBP
ORD Sale 1,319 3.7155 GBP
ORD Sale 1,423 3.7049 GBP
ORD Sale 1,453 3.7161 GBP
ORD Sale 1,468 3.7075 GBP
ORD Sale 1,844 3.7280 GBP
ORD Sale 2,086 3.7205 GBP
ORD Sale 2,310 3.7150 GBP
ORD Sale 2,429 3.7130 GBP
ORD Sale 2,445 3.7251 GBP
ORD Sale 3,063 3.7250 GBP
ORD Sale 3,362 3.6960 GBP
ORD Sale 3,413 3.7270 GBP
ORD Sale 3,495 3.6970 GBP
ORD Sale 3,682 3.7000 GBP
ORD Sale 3,727 3.7080 GBP
ORD Sale 3,865 3.7010 GBP
ORD Sale 4,383 3.7140 GBP
ORD Sale 4,906 3.7260 GBP
ORD Sale 5,626 3.6990 GBP
ORD Sale 6,028 3.7085 GBP
ORD Sale 6,482 3.7170 GBP
ORD Sale 7,221 3.7070 GBP
ORD Sale 7,507 3.7090 GBP
ORD Sale 8,693 3.7160 GBP
ORD Sale 8,796 3.7189 GBP
ORD Sale 9,066 3.7020 GBP
ORD Sale 9,184 3.7040 GBP
ORD Sale 10,002 3.7230 GBP
ORD Sale 10,491 3.7180 GBP
ORD Sale 11,041 3.7240 GBP
ORD Sale 11,376 3.7030 GBP
ORD Sale 12,482 3.7125 GBP
ORD Sale 14,205 3.7200 GBP
ORD Sale 16,593 3.7190 GBP
ORD Sale 17,353 3.7142 GBP
ORD Sale 18,423 3.7119 GBP
ORD Sale 18,552 3.7051 GBP
ORD Sale 19,394 3.7220 GBP
ORD Sale 19,402 3.7097 GBP
ORD Sale 26,736 3.7210 GBP
ORD Sale 29,234 3.7060 GBP
ORD Sale 49,593 3.7050 GBP
ORD Sale 500,000 3.7110 GBP
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
ORD CFD Long 4,272 3.7205 GBP
ORD SWAP Long 7,359 3.7075 GBP
ORD SWAP Long 9,809 3.7102 GBP
ORD SWAP Long 18,552 3.7050 GBP
ORD SWAP Short 3,900 3.7114 GBP
ORD CFD Short 117,300 3.7086 GBP
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type Expiry date Option
relevant description purchasing, of price e.g. money
security e.g. selling, securities per unit American, paid/
call varying to European received
option etc. which etc. per
option unit
relates
(ii) Exercising
Class of relevant Product description Number Exercise price
security e.g. call option of securities per unit
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding, formal or
informal, relating to relevant securities which
may be an inducement to deal or refrain
from dealing entered into by the exempt principal
trader making the disclosure and any
party to the offer or any person acting in
concert with a party to the offer:
If there are no such agreements, arrangements
or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between the
exempt principal trader making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 22 Aug 2014
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by Business Wire
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