Holding(s) in Company
16 August 2010 - 2:48PM
UK Regulatory
TIDMROK
RNS Number : 1369R
Rok PLC
16 August 2010
+----------------+--------------------+--+----+----------------------------+--------+
| | |
+----------------------------------------+------------------------------------------+
| | |
+----------------------------------------+------------------------------------------+
| |
+-----------------------------------------------------------------------------------+
| TR-1: NOTIFICATION OF MAJOR |
| INTEREST IN SHARESi |
| |
+-----------------------------------------------------------------------------------+
| | |
+---------------------------------------------+-------------------------------------+
| 1. Identity of the issuer or the underlying | ROK PLC |
| issuer | |
| of existing shares to which voting rights | |
| are | |
| attached: ii | |
+---------------------------------------------+-------------------------------------+
| 2 Reason for the notification (please tick the appropriate box or boxes): |
+-----------------------------------------------------------------------------------+
| An acquisition or disposal of voting rights | X |
+--------------------------------------------------------------------------+--------+
| An acquisition or disposal of qualifying financial instruments which may | |
| result in the acquisition of shares already issued to which voting | |
| rights are attached | |
+--------------------------------------------------------------------------+--------+
| An acquisition or disposal of instruments with similar economic effect | |
| to qualifying financial instruments | |
+--------------------------------------------------------------------------+--------+
| An event changing the breakdown of voting rights | |
+--------------------------------------------------------------------------+--------+
| Other (please | | |
| specify): | | |
+----------------+---------------------------------------------------------+--------+
| 3. Full name of person(s) subject | BT Pension Scheme Trustees Limited as |
| to the | trustee of the BT Pension Scheme. See |
| notification obligation: iii | Section 9 for further information. |
+-------------------------------------+---------------------------------------------+
| 4. Full name of shareholder(s) | N/A |
| (if different from 3.):iv | |
+-------------------------------------+---------------------------------------------+
| 5. Date of the transaction and date | 13th August, 2010 |
| on | |
| which the threshold is crossed or | |
| reached: v | |
+-------------------------------------+---------------------------------------------+
| 6. Date on which issuer notified: | 16th August, 2010 |
+-------------------------------------+---------------------------------------------+
| 7. Threshold(s) that is/are crossed | From 3% to 2% |
| or | |
| reached: vi, vii | |
+-------------------------------------+---------------------------------------------+
| | | | | | |
+----------------+--------------------+--+----+----------------------------+--------+
+--------------+----+----+----------+----+-----+--------+------------+----+---+-----------+---------+----+-----+-------------+
| 8. Notified details: |
+----------------------------------------------------------------------------------------------------------------------------+
| A: Voting rights attached to shares viii, ix |
+----------------------------------------------------------------------------------------------------------------------------+
| Class/type | Situation previous | Resulting situation after the triggering transaction |
| of | to the triggering | |
| shares | transaction | |
| if | | |
| possible | | |
| using | | |
| the ISIN | | |
| CODE | | |
+ +----------------------------------------+--------------------------------------------------------------------+
| | Number | Number | Number | Number of voting | % of voting rights |
| | of | of | of | rights | x |
| | Shares | Voting | shares | | |
| | | Rights | | | |
+ + + +------------+--------------------+----------------------------------+
| | | | Direct | Direct | Indirect | Direct | Indirect |
| | | | | xi | xii | | |
+--------------+--------------------+-------------------+------------+--------+-----------+--------------+-------------------+
| B1WL052 | 5,899,434 | | N/A | N/A | | N/A | |
| GB00B1WL0527 | | 5,899,434 | | | 4,972,550 | | 2.773% |
| | | | | | | | |
+--------------+ + + + + + + +
| | | | | | | | |
+--------------+--------------------+-------------------+------------+--------+-----------+--------------+-------------------+
| |
+----------------------------------------------------------------------------------------------------------------------------+
| B: Qualifying Financial Instruments |
+----------------------------------------------------------------------------------------------------------------------------+
| Resulting situation after the triggering transaction |
+----------------------------------------------------------------------------------------------------------------------------+
| Type of financial | Expiration | Exercise/ | Number of voting | % of voting |
| instrument | date xiii | Conversion Period xiv | rights that may | rights |
| | | | be | |
| | | | acquired if the | |
| | | | instrument is | |
| | | | exercised/ | |
| | | | converted. | |
+------------------------+---------------------+--------------------------+-------------------------+------------------------+
| | | | | |
+------------------------+---------------------+--------------------------+-------------------------+------------------------+
| |
+----------------------------------------------------------------------------------------------------------------------------+
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
+----------------------------------------------------------------------------------------------------------------------------+
| Resulting situation after the triggering transaction |
+----------------------------------------------------------------------------------------------------------------------------+
| Type of | Exercise price | Expiration | Exercise/ | Number of voting | % of voting rights |
| financial | | date xvii | Conversion | rights instrument | xix, xx |
| instrument | | | period | refers to | |
| | | | xviii | | |
+-------------------+--------------------+--------------+------------+--------------------+----------------------------------+
| | | | | | Nominal | Delta |
| | | | | | | |
+ + + + + +--------------------+-------------+
| | | | | | | |
+-------------------+--------------------+--------------+------------+--------------------+--------------------+-------------+
| |
+----------------------------------------------------------------------------------------------------------------------------+
| Total (A+B+C) |
+----------------------------------------------------------------------------------------------------------------------------+
| Number of voting rights | Percentage of voting rights |
+--------------------------------------------------------------------+-------------------------------------------------------+
| 4,972,550 | 2.773% |
+--------------------------------------------------------------------+-------------------------------------------------------+
| | | | | | | | | | | | | | | |
+--------------+----+----+----------+----+-----+--------+------------+----+---+-----------+---------+----+-----+-------------+
+-----------------------------------------------------------------------------+
| 9. Chain of controlled undertakings through which the voting rights and/or |
| the |
| financial instruments are effectively held, if applicable: xxi |
+-----------------------------------------------------------------------------+
| BT Pension Scheme Trustees Limited, as trustee of the BT Pension Scheme |
| ("BTPS") is the parent undertaking of Britel Fund Nominees Limited and |
| Britel Fund Trustees Limited, which is the parent undertaking of Hermes |
| Fund Managers Limited ("HFML"). HFML is the parent undertaking of: |
| |
| 1. Hermes Equity Ownership Services Limited ("HEOS") (voting rights: |
| 0.035%)* |
| |
| 2. Hermes Investment Management Limited ("HIML") (voting rights: 2.738%) |
| |
| * This notification is also being made in respect of HEOS, which is an |
| indirect holder of shares for the purpose of DTR 5.2.1(h). The voting |
| rights include the following: (i) all of the voting rights of the |
| underlying clients of HEOS for whom it provides voting services; (ii) all |
| of the voting rights attaching to the direct shareholding of BTPS; (iii) |
| all of the voting rights attaching to shares managed by HIML; and (iv) the |
| voting rights attaching to the direct shareholding of BTPS that are managed |
| by HSL. |
| Please see Section 13 for further information. |
+-----------------------------------------------------------------------------+
| |
+-----------------------------------------------------------------------------+
+------------------------+------------------------+------------------------------+
| Proxy Voting: |
+--------------------------------------------------------------------------------+
| 10. Name of the proxy holder: | See Comment in Section 13. |
+-------------------------------------------------+------------------------------+
| 11. Number of voting rights proxy holder will | See Comment in Section 13. |
| cease | |
| to hold: | |
+-------------------------------------------------+------------------------------+
| 12. Date on which proxy holder will cease to | See Comment in Section 13. |
| hold | |
| voting rights: | |
+-------------------------------------------------+------------------------------+
| |
+--------------------------------------------------------------------------------+
| 13. Additional | HEOS hold the voting rights under a standing proxy |
| information: | contained in agreements for the provision of voting |
| | services to various underying clients for the |
| | purposes of DTR 5.2.1(h), which includes all of the |
| | shares owned directly by BTPS, all of the voting |
| | rights attaching to shares managed by HIML and the |
| | voting rights attaching to the direct shareholding of |
| | BTPS that are managed by HSL. |
| | |
| | HIML hold the voting rights under a standing proxy |
| | contained in investment management agreements with |
| | various underying clients (which may include BTPS) |
| | for the purposes of DTR 5.2.1(h). |
| | All voting rights held on behalf of the above |
| | entities are aggregated for the purposes of DTR |
| | 5.2.1(e). |
| | This disclosure is made by BT Pension Scheme Trustees |
| | Limited as trustee of the BT Pension Scheme, which is |
| | the ultimate parent undertaking for the purposes of |
| | DTR 5.2.1(e). |
+------------------------+-------------------------------------------------------+
| 14. Contact name: | Fowzia Hussain (f.hussain@hermes.co.uk) |
+------------------------+-------------------------------------------------------+
| 15. Contact telephone | 020 7680 8017 |
| number: | |
+------------------------+-------------------------------------------------------+
| | | |
+------------------------+------------------------+------------------------------+
+-------------------------------------+--------------------------------------+
| Note: Annex should only be submitted to the FSA not the issuer |
+----------------------------------------------------------------------------+
| Annex: Notification of major interests in share |
+----------------------------------------------------------------------------+
| |
+----------------------------------------------------------------------------+
| A: Identity of the persons or legal entity subject to the notification |
| obligation |
+----------------------------------------------------------------------------+
| Full name | BT Pension Scheme Trustees Limited |
| (including legal form of legal | |
| entities) | |
| | |
+-------------------------------------+--------------------------------------+
| Contact address | 1 Portsoken Street, London E1 8HZ |
| (registered office for legal | |
| entities) | |
| | |
+-------------------------------------+--------------------------------------+
| Phone number & email | 020 7702 0888 |
| | |
+-------------------------------------+--------------------------------------+
| Other useful information | BT Pension Scheme Trustees Limited |
| (at least legal representative for | is the parent undertaking of the |
| legal persons) | group of companies subject to the |
| | notification obligation as indirect |
| | holders of voting rights for the |
| | purpose of DTR 5.2.1(h) and |
| | 5.2.1(e). |
+-------------------------------------+--------------------------------------+
| | |
+-------------------------------------+--------------------------------------+
| B: Identity of the notifier, if applicable |
+----------------------------------------------------------------------------+
| Full name | Hermes Fund Managers Limited as |
| | agent for BT Pension Scheme Trustees |
| | Limited |
+-------------------------------------+--------------------------------------+
| Contact address | 1 Portsoken Street, London E1 8HZ |
| | |
+-------------------------------------+--------------------------------------+
| Phone number & email | 020 7680 2177 |
| | |
+-------------------------------------+--------------------------------------+
| Other useful information | Hermes Fund Managers Limited acts as |
| (e.g. functional relationship with | the authorised administration agent |
| the person or legal entity subject | on behalf of BT Pension Scheme |
| to the notification obligation) | Trustees Limited |
+-------------------------------------+--------------------------------------+
| |
+----------------------------------------------------------------------------+
| C: Additional information |
+----------------------------------------------------------------------------+
| Please contact Fowzia Hussain on the above number for further information. |
| Copy sent to Company Secretary of Rok Plc, Fax No: 01392 354001 |
| Sandra.al-kordi@rokgroup.com |
+----------------------------------------------------------------------------+
| For notes on how to complete form TR-1 please see the FSA website. |
+-------------------------------------+--------------------------------------+
This information is provided by RNS
The company news service from the London Stock Exchange
END
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