UBS AG (EPT) Form 8.5 (EPT/RI) - Kaz Minerals Plc (0078V)
09 April 2021 - 12:53PM
UK Regulatory
TIDMKAZ
RNS Number : 0078V
UBS AG (EPT)
09 April 2021
This announcement replaces the previous RNS announcement 9989U
released at 11:45 on the 9(th) April 2021. Amendment made to
section 2a+b All other information remains unchanged
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form Kaz Minerals plc
relates:
Use a separate form for each offeror/offeree
-----------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: Kaz Minerals plc
-----------------------------
(d) Date dealing undertaken: 08 April 2021
-----------------------------
(e) In addition to the company in 1(b) above, is the exempt principal trader making NO
disclosures
in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
-----------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchases/ sales Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
20p ordinary Buy 411358 8.66600 GBP 8.63599 GBP
----------------- ------------------------ ----------------------- -----------------------
20p ordinary Sell 65406 8.66600 GBP 8.63599 GBP
----------------- ------------------------ ----------------------- -----------------------
(b) Cash-settled derivative transactions
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
20p ordinary CFD Long 1257 8.661134 GBP
-------------------- ----------------------- ----------------------- ---------------------
20p ordinary CFD Long 8697 8.64141198114292 GBP
-------------------- ----------------------- ----------------------- ---------------------
20p ordinary CFD Long 864 8.642745 GBP
-------------------- ----------------------- ----------------------- ---------------------
20p ordinary CFD Long 738 8.657713 GBP
-------------------- ----------------------- ----------------------- ---------------------
20p ordinary CFD Long 7026 8.662144 GBP
-------------------- ----------------------- ----------------------- ---------------------
20p ordinary CFD Long 445 8.63735281 GBP
-------------------- ----------------------- ----------------------- ---------------------
20p ordinary CFD Long 2330 8.662 GBP
-------------------- ----------------------- ----------------------- ---------------------
20p ordinary CFD Short 1259 8.662 GBP
-------------------- ----------------------- ----------------------- ---------------------
20p ordinary CFD Short 3958 8.648 GBP
-------------------- ----------------------- ----------------------- ---------------------
20p ordinary CFD Short 5852 8.644601 GBP
-------------------- ----------------------- ----------------------- ---------------------
20p ordinary CFD Short 2697 8.65781609195402 GBP
-------------------- ----------------------- ----------------------- ---------------------
20p ordinary CFD Short 65000 8.64664 GBP
-------------------- ----------------------- ----------------------- ---------------------
20p ordinary CFD Short 4637 8.656518 GBP
-------------------- ----------------------- ----------------------- ---------------------
20p ordinary CFD Short 279043 8.640592 GBP
-------------------- ----------------------- ----------------------- ---------------------
20p ordinary CFD Short 5801 8.66259 GBP
-------------------- ----------------------- ----------------------- ---------------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit American, received per
option varying etc. option European unit
relates etc.
(ii) Exercise
Class of relevant Product description Exercising/ exercised Number of securities Exercise price per
security e.g. call option against unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 09 April 2021
Contact name: Richard Howard
--------------------
Telephone number: +44 (0)207 568 9128
--------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk .
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END
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