TIDMISYS TIDMTTM
RNS Number : 0933R
Bank of America Merrill Lynch
22 October 2013
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose Invensys PLC
relevant securities this form relates:
Use a separate form for each offeror/offeree
------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: Schneider Electric SA
------------------------------
(d) Date dealing undertaken: 21/10/2013
------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in No
respect of
any other party to this offer?
------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
Common - ISIN GB00B979H674 Purchase 68,794 5.03 GBP 4.999 GBP
----------- --------------------------- --------------- ---------------
Common - ISIN GB00B979H674 Sale 14,741 5.04 GBP 4.999 GBP
----------- --------------------------- --------------- ---------------
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
Common - ISIN Swaps Short 196,150 4.963 GBP
GB00B979H674
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 87,100 4.963 GBP
GB00B979H674
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 87,100 4.963 GBP
GB00B979H674
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 196,150 4.963 GBP
GB00B979H674
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 193,750 4.963 GBP
GB00B979H674
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 15,600 4.963 GBP
GB00B979H674
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 5,550 4.963 GBP
GB00B979H674
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 5,550 4.963 GBP
GB00B979H674
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 15,600 4.963 GBP
GB00B979H674
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 1,850 4.963 GBP
GB00B979H674
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 193,750 4.963 GBP
GB00B979H674
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 1,850 4.963 GBP
GB00B979H674
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 385 5.04 GBP
GB00B979H674
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 27,542 5.017 GBP
GB00B979H674
-------------------- ------------------------- ------------------------- ---------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
N/A N/A N/A N/A N/A N/A N/A N/A
------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
N/A N/A N/A N/A
-------------------- ------------ -------------------
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
------------------------------- -------- -------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 22/10/2013
Contact name: Lucy Hayes
--------------
Telephone number: 0207 995 9850
--------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose Schneider Electric SA
relevant securities this form relates:
Use a separate form for each offeror/offeree
------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: Schneider Electric SA
------------------------------
(d) Date dealing undertaken: 21/10/2013
------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in No
respect of
any other party to this offer?
------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
Common - ISIN FR0000121972 Purchase 102,894 62.26 EUR 61.82 EUR
------------ --------------------------- --------------- ---------------
Common - ISIN FR0000121972 Sale 83,532 62.25 EUR 61.81 EUR
------------ --------------------------- --------------- ---------------
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing securities
a
long/short position,
increasing/reducing a
long/short position
Common - ISIN FR0000121972 Swaps Long 100 62.101 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Long 323 62.053 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Short 3,129 61.995 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Long 1,097 62.158 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Short 1,267 62.031 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Short 4,771 62.048 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Short 9,408 62.036 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Long 296 62.104 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Short 2,028 61.991 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Short 2,157 61.991 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Short 2,164 61.991 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Short 654 62.032 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Short 3,363 62 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Short 208 62.315 EUR
--------------------- ---------------------- --------------------- -----------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
N/A N/A N/A N/A N/A N/A N/A N/A
------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
N/A N/A N/A N/A
-------------------------- --------------- ---------------------
(d) Other dealings (including subscribing for new
securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
------------------------------- ---------- ---------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 22/10/2013
Contact name: Lucy Hayes
--------------
Telephone number: 0207 995 9850
--------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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