EPT Disclosure
19 Dezember 2008 - 11:58AM
UK Regulatory
RNS Number : 4754K
Merrill Lynch International
19 December 2008
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal trader Merrill Lynch International
Company dealt in Cape plc
Class of relevant security to which the dealings being Common
disclosed relate
Date of dealing 18/12/2008
2. DEALINGS
(a) Purchases and sales
Total number of securities purchased Highest price paid Lowest price paid
1,100 GBP 0.61 GBP 0.61
Total number of securities Highest price received Lowest price received
sold
75,260 GBP 0.55 GBP 0.51
(b) Derivatives transactions (other than options)
Product name, Short/Long Number of securities Price per unit
eg. CFD
Short Swap SHORT 67,560 GBP 0.55
(c) Options transactions in respect of existing securities
Product name Writing, selling, Number of securities Exercise price Type, e.g. Expiry Option money
eg call option purchasing, varying under option American, date paid/received per
etc. European etc unit
(ii) Exercising
Product name Number of securities under option Exercise price
eg call option
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this
form or relating to the voting rights or future acquisition
or disposal of any relevant securities to which any derivative referred to on
this form is referenced. If none, this should be stated.
NONE
Date of disclosure 19/12/2008
Contact name Bhavika Mistry
Telephone number +44 207 995 4747
Name of offeree/offeror with whom connected Cape plc
Nature of connection Advisor
�
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal trader Merrill Lynch International
Company dealt in Ennstone Plc
Class of relevant security to which the dealings being Common
disclosed relate
Date of dealing 18/12/2008
2. DEALINGS
(a) Purchases and sales
Total number of securities purchased Highest price paid Lowest price paid
491,900 GBP 0.00 GBP 0.00
Total number of securities Highest price received Lowest price received
sold
491,900 GBP 0.00 GBP 0.00
(b) Derivatives transactions (other than options)
Product name, Short/Long Number of securities Price per unit
eg. CFD
(c) Options transactions in respect of existing securities
Product name Writing, selling, Number of securities Exercise price Type, e.g. Expiry Option money
eg call option purchasing, varying under option American, date paid/received per
etc. European etc unit
(ii) Exercising
Product name Number of securities under option Exercise price
eg call option
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this
form or relating to the voting rights or future acquisition
or disposal of any relevant securities to which any derivative referred to on
this form is referenced. If none, this should be stated.
NONE
Date of disclosure 19/12/2008
Contact name Bhavika Mistry
Telephone number +44 207 995 4747
Name of offeree/offeror with whom connected Marwyn Materials Limited
Nature of connection Advisor
�
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal trader Merrill Lynch International
Company dealt in Lloyds TSB Group Plc
Class of relevant security to which the dealings being Common
disclosed relate
Date of dealing 18/12/2008
2. DEALINGS
(a) Purchases and sales
Total number of securities purchased Highest price paid Lowest price paid
1,580,147 GBP 1.28 GBP 1.19
Total number of securities Highest price received Lowest price received
sold
1,542,530 GBP 1.28 GBP 1.19
(b) Derivatives transactions (other than options)
Product name, Short/Long Number of securities Price per unit
eg. CFD
Long Swap LONG 571,407 GBP 1.25
Long Swap LONG 69,740 GBP 1.23
Long Swap LONG 67,805 GBP 1.23
Long Swap LONG 50,541 GBP 1.23
Long Swap LONG 33,634 GBP 1.20
Long Swap LONG 19,000 GBP 1.21
Long Swap LONG 6,687 GBP 1.23
Long Swap LONG 5,000 GBP 1.22
Product name, Short/Long Number of securities Price per unit
eg. CFD
Short Swap SHORT 2,180 GBP 1.24
Short Swap SHORT 5,000 GBP 1.26
Short Swap SHORT 32,536 GBP 1.22
Short Swap SHORT 50,541 GBP 1.24
Short Swap SHORT 67,805 GBP 1.23
Short Swap SHORT 69,740 GBP 1.23
Short Swap SHORT 557,517 GBP 1.24
(c) Options transactions in respect of existing securities
Product name Writing, selling, Number of securities Exercise price Type, e.g. Expiry Option money
eg call option purchasing, varying under option American, date paid/received per
etc. European etc unit
(ii) Exercising
Product name Number of securities under option Exercise price
eg call option
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this
form or relating to the voting rights or future acquisition
or disposal of any relevant securities to which any derivative referred to on
this form is referenced. If none, this should be stated.
NONE
Date of disclosure 19/12/2008
Contact name Bhavika Mistry
Telephone number +44 207 995 4747
Name of offeree/offeror with whom connected Lloyds TSB Group Plc
Nature of connection Advisor
�
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal trader Merrill Lynch International
Company dealt in HBOS Plc
Class of relevant security to which the dealings being Common
disclosed relate
Date of dealing 18/12/2008
2. DEALINGS
(a) Purchases and sales
Total number of securities purchased Highest price paid Lowest price paid
4,624,835 GBP 0.69 GBP 0.62
Total number of securities Highest price received Lowest price received
sold
4,056,900 GBP 0.69 GBP 0.63
(b) Derivatives transactions (other than options)
Product name, Short/Long Number of securities Price per unit
eg. CFD
Long Swap LONG 16,568 GBP 0.62
Product name, Short/Long Number of securities Price per unit
eg. CFD
Short Swap SHORT 16,568 GBP 0.63
(c) Options transactions in respect of existing securities
Product name Writing, selling, Number of securities Exercise price Type, e.g. Expiry Option money
eg call option purchasing, varying under option American, date paid/received per
etc. European etc unit
(ii) Exercising
Product name Number of securities under option Exercise price
eg call option
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or
derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on
this form or relating to the voting rights or future acquisition
or disposal of any relevant securities to which any derivative referred to
on this form is referenced. If none, this should be stated.
NONE
Date of disclosure 19/12/2008
Contact name Bhavika Mistry
Telephone number +44 207 995 4747
Name of offeree/offeror with whom connected Lloyds TSB Group Plc
Nature of connection Advisor
�
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