Initial Statement of Beneficial Ownership (3)
28 September 2021 - 7:38PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Krallman Stephen Ramiro |
2. Date of Event Requiring Statement (MM/DD/YYYY)
6/28/2021
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3. Issuer Name and Ticker or Trading Symbol
Altisource Asset Management Corp [AAMC]
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(Last)
(First)
(Middle)
C/O AAMC, 5100 TAMARIND REEF |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner
___X___ Officer (give title below) _____ Other (specify below)
CFO and Principal Acct Officer / |
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(Street)
CHRISTIANSTED, VI 00820
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4) | 2. Amount of Securities Beneficially Owned
(Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) | 4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Common stock | 5000 (1) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4) | 2. Date Exercisable and Expiration Date
(MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) | 6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Explanation of Responses: |
| (1) | Represents restricted shares of common stock that will vest in three equal installments, on the first three anniversaries of June 28, 2021, so long as the Reporting Person remains employed by and in good standing with the Issuer or any subsidiary of the Issuer through the applicable vesting date. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Krallman Stephen Ramiro
C/O AAMC, 5100 TAMARIND REEF
CHRISTIANSTED, VI 00820 |
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| CFO and Principal Acct Officer |
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Signatures
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| Stephen R. Krallman | | 9/27/2021 |
| **Signature of Reporting Person | Date |
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