Statement of Changes in Beneficial Ownership (4)
06 Juni 2022 - 08:11PM
Edgar (US Regulatory)
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FORM 4
[ ] Check this box if no longer subject to Section
16. Form 4 or Form 5 obligations may continue. See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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| 1. Name
and Address of Reporting Person * BOTHA
ROELOF |
2. Issuer Name and Ticker or Trading
Symbol Unity Software Inc. [ U ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director __X__
10% Owner
_____ Officer (give title
below) _____ Other
(specify below)
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(Last)
(First)
(Middle)
2800 SAND HILL ROAD, SUITE 101 |
3. Date of Earliest Transaction (MM/DD/YYYY)
6/2/2022
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|
(Street)
MENLO PARK, CA 94025
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
|
Code |
V |
Amount |
(A) or (D) |
Price |
|
Common Stock |
6/2/2022 |
|
A |
|
6115 (1) |
A |
$0 |
23385 |
D |
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|
Common Stock |
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|
|
|
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9028911 |
I |
Sequoia Capital XII, L.P. (2)(3) |
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Common Stock |
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1372992 |
I |
Sequoia Capital XII Principals Fund,
LLC (2)(3) |
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Common Stock |
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|
|
|
|
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480696 |
I |
Sequoia Technology Partners XII,
L.P. (2)(3) |
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Common Stock |
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|
|
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5900504 |
I |
Sequoia Capital Global Growth Fund,
L.P. (2)(3) |
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Common Stock |
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|
|
|
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213991 |
I |
Sequoia Capital Global Growth Principals Fund,
L.P. (2)(3) |
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Common Stock |
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|
|
|
|
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1393903 |
I |
Sequoia Grove II, LLC (4) |
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Common Stock |
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|
|
|
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1107722 |
I |
By estate planning vehicle |
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Common Stock |
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|
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7438012 |
I |
Sequoia Capital Fund, LP (5) |
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Common Stock |
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1386851 |
I |
Sequoia Capital Fund Parallel,
LLC (5) |
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Common Stock |
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|
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9002363 |
I |
Sequoia Capital Global Growth Fund III -
Endurance Partners, L.P. (2)(3) |
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Common Stock |
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3369879 |
I |
Sequoia Capital U.S. Growth Fund VI,
L.P. (2)(3) |
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Common Stock |
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|
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241084 |
I |
Sequoia Capital U.S. Growth VI Principals Fund,
L.P. (2)(3) |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
|
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| Explanation of
Responses: |
| (1) |
Represents restricted stock
units granted to the Reporting Person. The shares subject to this
award vest in full on the earlier of (i) the first anniversary of
the date of grant or (ii) the date of the Issuer's next annual
meeting of stockholders, subject to the Reporting Person's
continued service through such date. |
| (2) |
The Reporting Person is a
director and stockholder of SC US (TTGP), Ltd. SC US (TTGP), Ltd.
is (i) the general partner of SC U.S. Growth VI Management, L.P.,
which is the general partner of each of Sequoia Capital U.S. Growth
Fund VI, L.P. (GFVI) and Sequoia Capital U.S. Growth VI Principals
Fund, L.P. (GFVI PF) (collectively, the GFVI Funds); (ii) the
general partner of SCGGF Management, L.P., which is the general
partner of each of Sequoia Capital Global Growth Fund, LP (GGF) and
Sequoia Capital Global Growth Principals Fund, LP (GGF PF)
(collectively, the GGF Funds); and (iii) the general partner of
SCGGF III - Endurance Partners Management, L.P., which is the
general partner of Sequoia Capital Global Growth Fund III -
Endurance Partners, L.P. (GGF III). SC XII Management, LLC is a
general partner of each of Sequoia Capital XII, L.P. (XII) and
Sequoia Technology Partners XII, L.P. (STP XII), |
| (3) |
(continued from footnote 2)
and the managing member of Sequoia Capital XII Principals Fund, LLC
(XII PF) (collectively the XII Funds). Voting and disposition
decisions at SC US (TTGP), Ltd. with respect to the shares held by
the GGFIII are made by an investment committee that includes the
Reporting Person. The Reporting Person disclaims beneficial
ownership of the securities included in this report, except to the
extent of his pecuniary interest therein, and the inclusion of
these securities in this report shall not be deemed an admission of
beneficial ownership of the reported securities for purposes of
Section 16 or for any other purposes. |
| (4) |
The Reporting Person is a
member of Sequoia Grove II, LLC. The Reporting Person disclaims
beneficial ownership of these securities except to the extent of
his pecuniary interest therein, and the inclusion of these
securities in this report shall not be deemed an admission of
beneficial ownership of the reported securities for purposes of
Section 16 or for any other purposes. |
| (5) |
The Reporting Person is a
director and stockholder of SC US (TTGP), Ltd. SC US (TTGP), Ltd.
is (i) the general partner of Sequoia Capital Fund Management,
L.P., which is the general partner of Sequoia Capital Fund, LP
(SCF) and the managing member of Sequoia Capital Fund Parallel, LLC
(SCFP). As a result, SC US (TTGP), Ltd. may be deemed to share
voting and dispositive power with respect to the shares held by SCF
and SCFP. The Reporting Person disclaims beneficial ownership of
the securities included in this report, except to the extent of his
pecuniary interest therein, and the inclusion of these securities
in this report shall not be deemed an admission of beneficial
ownership of the reported securities for purposes of Section 16 or
for any other purposes. |
Reporting
Owners
|
|
Reporting Owner Name / Address |
Relationships
|
|
Director |
10% Owner |
Officer |
Other |
BOTHA ROELOF
2800 SAND HILL ROAD, SUITE 101
MENLO PARK, CA 94025 |
X |
X |
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Signatures
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|
/s/ Nora Go, Attorney-in-fact |
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6/6/2022 |
| **Signature of
Reporting Person |
Date |
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Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
| * |
If the form is filed by more than one
reporting person, see Instruction 4(b)(v). |
| ** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
|
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
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