Statement of Changes in Beneficial Ownership (4)
21 Dezember 2021 - 11:17PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
PRUDENTIAL FINANCIAL INC |
2. Issuer Name and Ticker or Trading Symbol
TORTOISE ENERGY INFRASTRUCTURE CORP
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TYG
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
751 BROAD ST |
3. Date of Earliest Transaction
(MM/DD/YYYY)
12/17/2021 |
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(Street)
NEWARK, NJ 07102
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
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X
_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| 2.50% Senior Notes, Series QQ, due December 17, 2028 | 12/17/2021 | | P | | 4500000 | A | $4500000 | $4500000 | I (1) | By Prudential Annuities Life Assurance Corporation, a wholly-owned subsidiary of the Reporting Perso |
| 2.50% Senior Notes, Series QQ, due December 17, 2028 | 12/17/2021 | | P | | 1000000 | A | $1000000 | $1000000 | I (2) | By Prudential Term Reinsurance Company, a wholly-owned subsidiary of the Reporting Person |
| 2.50% Senior Notes, Series QQ, due December 17, 2028 | 12/17/2021 | | P | | 4500000 | A | $4500000 | $4500000 | I (3) | By The Prudential Gibraltar Financial Life Insurance Co., Ltd., a wholly-owned subsidiary of the Rep |
| Series F Mandatory Redeemable Preferred Stock | 12/17/2021 | | P | | 2000000 | A | $10 | 2000000 | I (4) | By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Explanation of Responses: |
| (1) | These notes are owned directly by The Prudential Annuities Life Assurance Corporation and indirectly owned by Prudential Financial, Inc., its parent holding company. |
| (2) | These notes are owned directly by The Prudential Term Reinsurance Company and indirectly owned by Prudential Financial, Inc., its parent holding company. |
| (3) | These notes are owned directly by The Prudential Gibraltar Financial Life Insurance Co., Ltd. and indirectly owned by Prudential Financial, Inc., its parent holding company. |
| (4) | Preferred stock owned by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
PRUDENTIAL FINANCIAL INC
751 BROAD ST
NEWARK, NJ 07102 |
| X |
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PRUDENTIAL INSURANCE CO OF AMERICA
751 BROAD STREET
NEWARK, NJ 07102 |
| X |
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Signatures
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| Prudential Financial, Inc., By: /s/ Richard Baker, Second Vice President | | 12/21/2021 |
| **Signature of Reporting Person | Date |
| The Prudential Insurance Company of America, By: PGIM, Inc., as Investment Manager, By: /s/ Brian Lemons, Vice President | | 12/21/2021 |
| **Signature of Reporting Person | Date |
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