Amended Current Report Filing (8-k/a)
22 Mai 2019 - 10:17PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
8-K
(AMENDMENT NO.
1)
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):
May
20, 2019
PIVOTAL ACQUISITION CORP.
(Exact Name of Registrant as Specified in Charter)
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Delaware
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001-38789
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61-1898603
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(State or Other Jurisdiction
of Incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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c/o Graubard Miller
The Chrysler Building
405 Lexington
Avenue, 11
th
Floor
New York, New York
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10174
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(Address of Principal Executive Offices)
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(Zip Code)
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Registrants telephone number, including area code:
212-818-8800
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below
if the Form
8-K
filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☒
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule
14a-12
under the Exchange Act (17
CFR
240.14a-12)
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Pre-commencement
communications pursuant to Rule
14d-2(b)
under the Exchange Act (17 CFR
240.14d-2(b))
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☐
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Pre-commencement
communications pursuant to Rule
13e-4(c)
under the Exchange Act (17 CFR
240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the Act:
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Title of each class
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Trading
Symbol(s)
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Name of each exchange on
which registered
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Units, each consisting of one share of Class A common stock and one redeemable warrant
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PVT.U
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New York Stock Exchange
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Class A common stock, par value $0.0001 per share
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PVT
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New York Stock Exchange
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Redeemable warrants, exercisable for shares of Class A common stock at an exercise price of $11.50 per share
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PVT WS
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New York Stock Exchange
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of
1933 (§230.405 of this chapter) or Rule
12b-2
of the Securities Exchange Act of 1934
(§240.12b-2
of this chapter).
Emerging growth company ☒
If an emerging growth company,
indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
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Explanatory Note
This amendment to the Current Report on Form
8-K
of Pivotal Acquisition Corp. (the
Company) filed on May 21, 2019 (the Original
8-K)
is being filed solely to file an updated investor presentation (Exhibit 99.2), which supersedes the version previously filed with
the Original
8-K.
Except as set forth herein, no modifications have been made to the information contained in the Original
8-K
and the Company has not updated any
information contained therein to reflect any events that have occurred since the date of the Original
8-K.
Accordingly, this amendment should be read in conjunction with the Original
8-K.
Item 9.01
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Financial Statements and Exhibits.
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(d) Exhibits:
*
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Certain exhibits and schedules to this Exhibit have been omitted in accordance with Regulation
S-K
Item 601(b)(2). Pivotal agrees to furnish supplementally a copy of all omitted exhibits and schedules to the Securities and Exchange Commission upon its request.
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
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PIVOTAL ACQUISITION CORP.
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Dated: May 22, 2019
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By:
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/s/ Jonathan J. Ledecky
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Jonathan J. Ledecky
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Chief Executive Officer
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