FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

BAUTISTA ERNESTO III
2. Issuer Name and Ticker or Trading Symbol

CARBO CERAMICS INC [ CRR ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
Vice President and CFO
(Last)          (First)          (Middle)

575 N. DAIRY ASHFORD, STE. 300
3. Date of Earliest Transaction (MM/DD/YYYY)

2/1/2020
(Street)

HOUSTON, TX 77079
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 2/1/2020  F  6666 D$0.205 149574 D  
Common Stock 2/1/2020  M  2996 A (1)152570 D  
Common Stock 2/1/2020  D  2996 D$0.205 149574 D  
Common Stock 2/1/2020  M  1493 A (1)151067 D  
Common Stock 2/1/2020  D  1493 D$0.205 149574 D  
Common Stock 2/1/2020  M  4356 A (1)153930 D  
Common Stock 2/1/2020  D  4356 D$0.205 149574 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Phantom Stock  (1)2/1/2020  M     2996   (2) (2)Common Stock 2996 $0.00 0 D  
Phantom Stock  (1)2/1/2020  M     1493   (3) (3)Common Stock 1493 $0.00 1493 D  
Phantom Stock  (1)2/1/2020  M     4356   (4) (4)Common Stock 4356 $0.00 8712 D  

Explanation of Responses:
(1) Each share of phantom stock is the economic equivalent of one share of CARBO Ceramics common stock and will be settled in cash based on the fair market value of such a share at the time of vesting.
(2) The phantom stock award will vest in three equal annual installments beginning on February 1, 2018.
(3) The phantom stock award will vest in three equal annual installments beginning on February 1, 2019.
(4) The phantom stock award will vest in three equal annual installments beginning on February 1, 2020.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
BAUTISTA ERNESTO III
575 N. DAIRY ASHFORD, STE. 300
HOUSTON, TX 77079


Vice President and CFO

Signatures
/s/ Robert J. Willette, attorney-in-fact for Ernesto Bautista III2/4/2020
**Signature of Reporting PersonDate

CARBO Ceramics (NYSE:CRR)
Historical Stock Chart
Von Okt 2024 bis Nov 2024 Click Here for more CARBO Ceramics Charts.
CARBO Ceramics (NYSE:CRR)
Historical Stock Chart
Von Nov 2023 bis Nov 2024 Click Here for more CARBO Ceramics Charts.