Statement of Changes in Beneficial Ownership (4)
12 Januar 2022 - 12:30AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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APPROVAL
OMB Number: 3235-0287
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * Snyder
James C JR |
2. Issuer Name and Ticker or Trading
Symbol AMERICOLD REALTY TRUST [ COLD ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
EVP & Chief Legal Officer |
(Last)
(First)
(Middle)
C/O AMERICOLD REALTY TRUST, 10 GLENLAKE PKWY, SOUTH TOWER,
SUITE 600 |
3. Date of Earliest Transaction (MM/DD/YYYY)
1/8/2022
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(Street)
ATLANTA, GA 30328
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
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1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Shares of Beneficial
Interest |
1/8/2022 |
|
A |
|
12575 (1) |
A |
$0 |
41592 (2) |
D |
|
Common Shares of Beneficial
Interest |
1/8/2022 |
|
F |
|
5882 |
D |
$31 |
35710 (2) |
D |
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Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of
Responses: |
(1) |
Shares acquired upon vesting
of performance restricted stock units ("PRSUs"). Each PRSU
represented the right to receive, upon vesting, one common share of
beneficial interest of Americold Realty Trust ("Common Shares").
The number of Common Shares acquired upon vesting was based on the
Company's relative total shareholder return ("TSR") against the
total shareholder return of each company in the MSCI U.S. REIT
Index over the period from January 1, 2019 through December 31,
2021, as approved by the Company's Compensation
Committee. |
(2) |
Includes 696 shares
purchased pursuant to the Americold Realty Trust qualified Employee
Stock Purchase Plan, which are exempt from reporting under Section
16. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
Snyder James C JR
C/O AMERICOLD REALTY TRUST
10 GLENLAKE PKWY, SOUTH TOWER, SUITE 600
ATLANTA, GA 30328 |
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|
EVP & Chief Legal Officer |
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Signatures
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/s/ James C. Snyder, Jr. |
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1/11/2022 |
**Signature of
Reporting Person |
Date |
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