TIDMXTA
RNS Number : 6257D
BNP Paribas London
30 April 2013
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BNP Paribas
----------------------------------------------------------------------------------------- ---------------------------
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Xstrata plc
Use a separate form for each offeror/offeree
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(c) Name of the party to the offer with which exempt principal trader is connected: Glencore International plc
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(d) Date position held/dealing undertaken: 29 April 2013
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(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in Yes
respect
of any other party to this offer?
----------------------------------------------------------------------------------------- ---------------------------
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant security: USD 0.5 ordinary
-------------------------------------------------- --------------------------------------
Interests Short positions
-------------------------------------------------- ------------------ ------------------
Number % Number %
-------------------------------------------------- ----------- ----- ----------- -----
(1) Relevant securities owned and/or controlled: 7,570,239 0.25 0.00 0.00
-------------------------------------------------- ----------- ----- ----------- -----
(2) Derivatives (other than options): 2,973,188 0.10 9,214,460 0.31
-------------------------------------------------- ----------- ----- ----------- -----
(3) Options and agreements to purchase/sell: 2,204,963 0.07 2,691,599 0.09
-------------------------------------------------- ----------- ----- ----------- -----
TOTAL: 12,748,390 0.43 11,906,059 0.40
-------------------------------------------------- ----------- ----- ----------- -----
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or
agreements to purchase or sell relevant securities, should be given
on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other executive options)
Class of relevant security in relation to which subscription right exists: n/a
---------------------------------------------------------------------------- ----
Details, including nature of the rights concerned and relevant percentages: n/a
---------------------------------------------------------------------------- ----
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchase/sale Number of Securities Price per unit
---------------------------- --------------- --------------------- ---------------
USD 0.5 ordinary Purchase 496 9.6970
---------------------------- --------------- --------------------- ---------------
USD 0.5 ordinary Purchase 40 9.7240
---------------------------- --------------- --------------------- ---------------
USD 0.5 ordinary Purchase 240 9.7250
---------------------------- --------------- --------------------- ---------------
USD 0.5 ordinary Purchase 240 9.7370
---------------------------- --------------- --------------------- ---------------
USD 0.5 ordinary Purchase 200 9.7380
---------------------------- --------------- --------------------- ---------------
USD 0.5 ordinary Purchase 132 9.7460
---------------------------- --------------- --------------------- ---------------
USD 0.5 ordinary Purchase 307 9.7490
---------------------------- --------------- --------------------- ---------------
USD 0.5 ordinary Purchase 1,469 9.7600
---------------------------- --------------- --------------------- ---------------
USD 0.5 ordinary Purchase 437 9.7660
---------------------------- --------------- --------------------- ---------------
USD 0.5 ordinary Purchase 1,240 9.7670
---------------------------- --------------- --------------------- ---------------
USD 0.5 ordinary Purchase 200 9.7780
---------------------------- --------------- --------------------- ---------------
USD 0.5 ordinary Purchase 200 9.7790
---------------------------- --------------- --------------------- ---------------
USD 0.5 ordinary Purchase 200 9.7800
---------------------------- --------------- --------------------- ---------------
USD 0.5 ordinary Purchase 200 9.7820
---------------------------- --------------- --------------------- ---------------
USD 0.5 ordinary Purchase 200 9.7900
---------------------------- --------------- --------------------- ---------------
USD 0.5 ordinary Purchase 1,500 9.7930
---------------------------- --------------- --------------------- ---------------
USD 0.5 ordinary Purchase 444 9.7940
---------------------------- --------------- --------------------- ---------------
USD 0.5 ordinary Purchase 582 9.7950
---------------------------- --------------- --------------------- ---------------
USD 0.5 ordinary Purchase 285 9.7970
---------------------------- --------------- --------------------- ---------------
USD 0.5 ordinary Purchase 667 9.7980
---------------------------- --------------- --------------------- ---------------
USD 0.5 ordinary Purchase 408 9.8030
---------------------------- --------------- --------------------- ---------------
USD 0.5 ordinary Purchase 934 9.8060
---------------------------- --------------- --------------------- ---------------
USD 0.5 ordinary Purchase 132 9.8070
---------------------------- --------------- --------------------- ---------------
USD 0.5 ordinary Purchase 333 9.8100
---------------------------- --------------- --------------------- ---------------
USD 0.5 ordinary Purchase 866 9.8110
---------------------------- --------------- --------------------- ---------------
USD 0.5 ordinary Purchase 164 9.8120
---------------------------- --------------- --------------------- ---------------
USD 0.5 ordinary Purchase 550 9.8140
---------------------------- --------------- --------------------- ---------------
USD 0.5 ordinary Purchase 357 9.8150
---------------------------- --------------- --------------------- ---------------
USD 0.5 ordinary Purchase 346 9.8190
---------------------------- --------------- --------------------- ---------------
USD 0.5 ordinary Purchase 544 9.8200
---------------------------- --------------- --------------------- ---------------
USD 0.5 ordinary Purchase 381 9.8250
---------------------------- --------------- --------------------- ---------------
USD 0.5 ordinary Purchase 200 9.8260
---------------------------- --------------- --------------------- ---------------
USD 0.5 ordinary Purchase 679 9.8470
---------------------------- --------------- --------------------- ---------------
USD 0.5 ordinary Purchase 218 9.8670
---------------------------- --------------- --------------------- ---------------
USD 0.5 ordinary Purchase 68 9.8830
---------------------------- --------------- --------------------- ---------------
USD 0.5 ordinary Purchase 817 9.8850
---------------------------- --------------- --------------------- ---------------
USD 0.5 ordinary Purchase 200 9.8880
---------------------------- --------------- --------------------- ---------------
USD 0.5 ordinary Purchase 640 9.8890
---------------------------- --------------- --------------------- ---------------
USD 0.5 ordinary Purchase 391 9.8930
---------------------------- --------------- --------------------- ---------------
USD 0.5 ordinary Purchase 105 9.8970
---------------------------- --------------- --------------------- ---------------
USD 0.5 ordinary Purchase 309 9.8980
---------------------------- --------------- --------------------- ---------------
USD 0.5 ordinary Purchase 184 9.9660
---------------------------- --------------- --------------------- ---------------
Total: 18,105
-------------------------------------------- --------------------- ---------------
USD 0.5 ordinary Sale 150 9.7340
---------------------------- --------------- --------------------- ---------------
USD 0.5 ordinary Sale 302 9.7420
---------------------------- --------------- --------------------- ---------------
USD 0.5 ordinary Sale 200 9.7430
---------------------------- --------------- --------------------- ---------------
USD 0.5 ordinary Sale 745 9.7640
---------------------------- --------------- --------------------- ---------------
USD 0.5 ordinary Sale 252 9.7670
---------------------------- --------------- --------------------- ---------------
USD 0.5 ordinary Sale 652 9.7700
---------------------------- --------------- --------------------- ---------------
USD 0.5 ordinary Sale 909 9.7810
---------------------------- --------------- --------------------- ---------------
USD 0.5 ordinary Sale 673 9.7850
---------------------------- --------------- --------------------- ---------------
USD 0.5 ordinary Sale 1,000 9.7900
---------------------------- --------------- --------------------- ---------------
USD 0.5 ordinary Sale 636 9.7920
---------------------------- --------------- --------------------- ---------------
USD 0.5 ordinary Sale 1,228 9.8030
---------------------------- --------------- --------------------- ---------------
USD 0.5 ordinary Sale 211 9.8370
---------------------------- --------------- --------------------- ---------------
USD 0.5 ordinary Sale 149 9.8390
---------------------------- --------------- --------------------- ---------------
USD 0.5 ordinary Sale 254 9.8410
---------------------------- --------------- --------------------- ---------------
USD 0.5 ordinary Sale 63,857 9.8960
---------------------------- --------------- --------------------- ---------------
USD 0.5 ordinary Sale 260 9.9590
---------------------------- --------------- --------------------- ---------------
USD 0.5 ordinary Sale 534 9.9600
---------------------------- --------------- --------------------- ---------------
USD 0.5 ordinary Sale 118 9.9660
---------------------------- --------------- --------------------- ---------------
USD 0.5 ordinary Sale 67 9.9670
---------------------------- --------------- --------------------- ---------------
USD 0.5 ordinary Sale 82 9.9690
---------------------------- --------------- --------------------- ---------------
Total: 72,279
-------------------------------------------- --------------------- ---------------
(b) Derivatives transactions (other than options)
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
------------------------- -------------------- ------------------------- ------------------------- ---------------
None
------------------------- -------------------- ------------------------- ------------------------- ---------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit American, received per
option varying Buy option European unit
etc. relates etc.
-------------- -------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.5
ordinary Put Buy 100,000 8.00 E 20/12/2013 35.50
-------------- -------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.5
ordinary Put Buy 100,000 8.00 E 20/12/2013 36.50
-------------- -------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.5
ordinary Put Buy 100,000 8.00 E 20/12/2013 37.50
-------------- -------------- ------------- ------------ ------------- ------------- ------------ -------------
(ii) Exercising
Class of relevant security Product description Number of securities Exercise price per unit
e.g. call option
--------------------------- -------------------- --------------------- ------------------------
None
--------------------------- -------------------- --------------------- ------------------------
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
--------------------------- ------------------------------- -------- -------------------------------
None
--------------------------- ------------------------------- -------- -------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
----------------------------------------------------------------------------------------------
None
----------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? Yes
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Date of disclosure: 30 April 2013
----------------------------------- -----------------------------------
Contact name: Melanie Rayson / Gemma Stuart
----------------------------------- -----------------------------------
Telephone number: 0207 595 6908 / 0207 595 5219
----------------------------------- -----------------------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of person whose open positions are being disclosed: BNP Paribas
----------------------------------------------------------------------------------------- ------------
Name of offeror/offeree in relation to whose relevant securities the disclosure relates: Xstrata plc
----------------------------------------------------------------------------------------- ------------
2. OPTIONS AND DERIVATIVES
Class of Product Written or Number of Exercise price Type Expiry date
relevant description purchased securities to per unit e.g. American,
security e.g. call which option European etc.
option or derivative
relates
---------------- ---------------- ----------------- --------------- --------------- --------------- ------------
USD 0.5
ordinary Put Sell 500,000 8.00 E 21/06/2013
---------------- ---------------- ----------------- --------------- --------------- --------------- ------------
USD 0.5
ordinary Put Buy 11,000 8.40 E 21/06/2013
---------------- ---------------- ----------------- --------------- --------------- --------------- ------------
USD 0.5
ordinary Put Sell 10,000 8.40 E 21/06/2013
---------------- ---------------- ----------------- --------------- --------------- --------------- ------------
USD 0.5
ordinary Put Sell 10,000 8.80 E 21/06/2013
---------------- ---------------- ----------------- --------------- --------------- --------------- ------------
USD 0.5
ordinary Put Buy 10,000 8.80 E 21/06/2013
---------------- ---------------- ----------------- --------------- --------------- --------------- ------------
USD 0.5
ordinary Put Buy 739,000 9.20 E 21/06/2013
---------------- ---------------- ----------------- --------------- --------------- --------------- ------------
USD 0.5
ordinary Put Sell 11,000 9.20 E 21/06/2013
---------------- ---------------- ----------------- --------------- --------------- --------------- ------------
USD 0.5
ordinary Call Sell 6,000 9.60 E 21/06/2013
---------------- ---------------- ----------------- --------------- --------------- --------------- ------------
USD 0.5
ordinary Put Sell 37,000 9.60 E 21/06/2013
---------------- ---------------- ----------------- --------------- --------------- --------------- ------------
USD 0.5
ordinary Call Buy 250,000 10.00 E 21/06/2013
---------------- ---------------- ----------------- --------------- --------------- --------------- ------------
USD 0.5
ordinary Put Buy 3,000 11.00 E 21/06/2013
---------------- ---------------- ----------------- --------------- --------------- --------------- ------------
USD 0.5
ordinary Put Sell 8,000 11.00 E 21/06/2013
---------------- ---------------- ----------------- --------------- --------------- --------------- ------------
USD 0.5
ordinary Call Buy 9,000 11.00 E 21/06/2013
---------------- ---------------- ----------------- --------------- --------------- --------------- ------------
USD 0.5
ordinary Put Sell 3,000 11.00 E 21/06/2013
---------------- ---------------- ----------------- --------------- --------------- --------------- ------------
USD 0.5
ordinary Put Buy 7,000 12.00 E 21/06/2013
---------------- ---------------- ----------------- --------------- --------------- --------------- ------------
USD 0.5
ordinary Put Sell 7,000 12.00 E 21/06/2013
---------------- ---------------- ----------------- --------------- --------------- --------------- ------------
USD 0.5
ordinary Put Sell 51,000 9.60 E 20/09/2013
---------------- ---------------- ----------------- --------------- --------------- --------------- ------------
USD 0.5
ordinary Call Sell 50,000 9.60 E 20/09/2013
---------------- ---------------- ----------------- --------------- --------------- --------------- ------------
USD 0.5
ordinary Put Buy 1,135,000 10.00 A 20/09/2013
---------------- ---------------- ----------------- --------------- --------------- --------------- ------------
USD 0.5
ordinary Put Sell 500,000 7.20 E 20/12/2013
---------------- ---------------- ----------------- --------------- --------------- --------------- ------------
USD 0.5
ordinary Call Sell 150,000 8.00 E 20/12/2013
---------------- ---------------- ----------------- --------------- --------------- --------------- ------------
USD 0.5
ordinary Put Sell 450,000 8.00 E 20/12/2013
---------------- ---------------- ----------------- --------------- --------------- --------------- ------------
USD 0.5
ordinary Put Buy 300,000 8.00 E 20/12/2013
---------------- ---------------- ----------------- --------------- --------------- --------------- ------------
USD 0.5
ordinary Put Buy 500,000 10.00 E 20/12/2013
---------------- ---------------- ----------------- --------------- --------------- --------------- ------------
USD 0.5
ordinary Call Sell 24,963 10.57 E 20/12/2013
---------------- ---------------- ----------------- --------------- --------------- --------------- ------------
USD 0.5
ordinary Put Sell 24,963 10.57 E 20/12/2013
---------------- ---------------- ----------------- --------------- --------------- --------------- ------------
USD 0.5
ordinary Put Buy 250,000 8.20 E 20/06/2014
---------------- ---------------- ----------------- --------------- --------------- --------------- ------------
USD 0.5
ordinary Put Sell 285,000 10.00 E 20/06/2014
---------------- ---------------- ----------------- --------------- --------------- --------------- ------------
USD 0.5
ordinary Call Buy 9,000 14.00 E 20/06/2014
---------------- ---------------- ----------------- --------------- --------------- --------------- ------------
USD 0.5
ordinary Call Sell 9,000 14.00 E 20/06/2014
---------------- ---------------- ----------------- --------------- --------------- --------------- ------------
USD 0.5
ordinary Put Buy 90,000 14.00 A 19/12/2014
---------------- ---------------- ----------------- --------------- --------------- --------------- ------------
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
----------------------------------------------------------------------------
It is not necessary to provide details on a Supplemental Form
(Open Positions) with regard to contracts for differences ("CFDs")
or spread bets.
The currency of all prices and other monetary amounts should be
stated.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
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