TIDMTT.
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree TUI TRAVEL PLC
in relation to whose
relevant securities
this form relates:
Use a separate form for
each offeror/offeree
(c) Name of the party to TUI TRAVEL PLC
the offer with which
exempt principal trader
is connected:
(d) Date position held/dealing 11 Nov 2014
undertaken:
(e) Has the EPT previously disclosed, YES:
or is it today disclosing, TUI AG
under the Code in respect of any
other party to this offer?
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of ORD
relevant
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant
securities
owned
and/or 8,993,148 0.74% 119,959 0.01%
controlled:
(2) Derivatives
(other
than
options): 901,325 0.07% 7,612,365 0.63%
(3) Options and
agreements
to
purchase/DEALING: 0 0.00% 0 0.00%
(4)
TOTAL: 9,894,473 0.81% 7,732,324 0.64%
Class of Convertible Bond
relevant XS0503743949
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant
securities
owned
and/or 0 0.00% 600,000 0.15%
controlled:
(2) Derivatives
(other
than
options): 0 0.00% 0 0.00%
(3) Options and
agreements
to
purchase/DEALING: 0 0.00% 0 0.00%
(4)
TOTAL: 0 0.00% 600,000 0.15%
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or
agreements to purchase or sell relevant securities, should be given
on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other executive options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/DEALING Number of Price per unit
relevant
security securities
ORD Purchase 20 4.1510 GBP
ORD Purchase 118 4.1490 GBP
ORD Purchase 180 4.1350 GBP
ORD Purchase 259 4.1305 GBP
ORD Purchase 285 4.1740 GBP
ORD Purchase 372 4.1535 GBP
ORD Purchase 565 4.1300 GBP
ORD Purchase 750 4.1460 GBP
ORD Purchase 959 4.1495 GBP
ORD Purchase 977 4.1710 GBP
ORD Purchase 1,429 4.1451 GBP
ORD Purchase 1,620 4.1690 GBP
ORD Purchase 4,211 4.1470 GBP
ORD Purchase 4,324 4.1800 GBP
ORD Purchase 8,053 4.1531 GBP
ORD Purchase 8,095 4.1472 GBP
ORD Purchase 24,554 4.1557 GBP
ORD Purchase 42,891 4.1609 GBP
ORD Purchase 97,000 4.1404 GBP
ORD Sale 118 4.1490 GBP
ORD Sale 180 4.1350 GBP
ORD Sale 259 4.1305 GBP
ORD Sale 285 4.1740 GBP
ORD Sale 372 4.1535 GBP
ORD Sale 750 4.1460 GBP
ORD Sale 871 4.1300 GBP
ORD Sale 968 4.1470 GBP
ORD Sale 977 4.1710 GBP
ORD Sale 1,620 4.1690 GBP
ORD Sale 3,580 4.1626 GBP
ORD Sale 4,324 4.1800 GBP
ORD Sale 5,453 4.1383 GBP
ORD Sale 6,227 4.1689 GBP
ORD Sale 6,305 4.1502 GBP
ORD Sale 7,931 4.1487 GBP
ORD Sale 8,321 4.1533 GBP
ORD Sale 9,899 4.1356 GBP
ORD Sale 9,996 4.1630 GBP
ORD Sale 14,904 4.1443 GBP
ORD Sale 48,031 4.1557 GBP
ORD Sale 95,191 4.1480 GBP
(b) Derivatives
transactions
(other than
options)
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
ORD SWAP Long 5,453 4.1383 GBP
ORD CFD Long 6,227 4.1689 GBP
ORD CFD Long 8,321 4.1533 GBP
ORD CFD Long 9,458 4.1470 GBP
ORD CFD Long 8,469 4.1664 GBP
ORD CFD Long 32,000 4.1705 GBP
ORD CFD Short 3,243 4.1475 GBP
ORD SWAP Short 14,500 4.1707 GBP
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type Expiry date Option
relevant description purchasing, of price e.g. money
security e.g. selling, securities per unit American, paid/
call varying to European received
option etc. which etc. per
option unit
relates
(ii) Exercising
Class of relevant Product description Number Exercise price
security e.g. call option of securities per unit
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding, formal or
informal, relating to relevant securities which
may be an inducement to deal or refrain
from dealing entered into by the exempt principal
trader making the disclosure and any
party to the offer or any person acting in
concert with a party to the offer:
If there are no such agreements, arrangements
or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between the
exempt principal trader making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 12 Nov 2014
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by Business Wire
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