TIDMTT. TIDM0NLA
RNS Number : 0695R
Bank of America Merrill Lynch
08 September 2014
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
------------------------------------------------------------------------------------- ------------------------------
(b) Name of offeror/offeree in relation to whose TUI AG
relevant securities this form relates:
Use a separate form for each offeror/offeree
------------------------------------------------------------------------------------- ------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: TUI Travel PLC
------------------------------------------------------------------------------------- ------------------------------
(d) Date dealing undertaken: 05/09/2014
------------------------------------------------------------------------------------- ------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in Yes
respect of
any other party to this offer?
------------------------------------------------------------------------------------- ------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
---------------------------- ------------ --------------------------- --------------- ---------------
Common - ISIN DE000TUAG000 Purchase 40,714 11.37 EUR 11.295 EUR
---------------------------- ------------ --------------------------- --------------- ---------------
Common - ISIN DE000TUAG000 Sale 23,930 11.385 EUR 11.305 EUR
---------------------------- ------------ --------------------------- --------------- ---------------
(b) Derivatives transactions (other than
options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 2,285 11.333 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 1,372 11.364 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 426 11.306 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 1,081 11.332 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 1,503 11.333 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 66 11.3 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 376 11.3 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 4,442 11.3 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 104 11.332 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 425 11.3 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 1,167 11.354 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 4,266 11.332 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 832 11.316 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 2,823 11.334 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 725 11.303 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 728 11.333 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 702 11.333 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 1,081 11.328 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 2,823 11.332 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 1,098 11.35 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 5,309 11.3 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 5,309 11.35 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 1,067 11.319 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 1,067 11.35 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 2,938 11.342 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 6,075 11.346 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 648 11.341 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 72 11.346 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 720 11.384 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 349 11.341 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 477 11.34 EUR
------------------------- --------------------- ------------------------- ------------------------ ---------------
(c) Options transactions in respect of existing
securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
--------------------------- -------------------- ------------ -------------------
N/A N/A N/A N/A
--------------------------- -------------------- ------------ -------------------
(d) Other dealings (including subscribing
for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
--------------------------- ------------------------------- -------- -------------------------------
N/A N/A N/A N/A
--------------------------- ------------------------------- -------- -------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
-------------------------------------------------------------------------------------------
None
-------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings
relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 08/09/2014
--------------------- --------------
Contact name: Stacy Otieno
--------------------- --------------
Telephone number: 0207 995 1335
--------------------- --------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
----------------------------------------------------------------------------------------- --------------------------------
(b) Name of offeror/offeree in relation to whose TUI Travel PLC
relevant securities this form relates:
Use a separate form for each offeror/offeree
----------------------------------------------------------------------------------------- --------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: TUI Travel PLC
----------------------------------------------------------------------------------------- --------------------------------
(d) Date dealing undertaken: 05/09/2014
----------------------------------------------------------------------------------------- --------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in Yes
respect of
any other party to this offer?
----------------------------------------------------------------------------------------- --------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB00B1Z7RQ77 Purchase 695,646 3.694 GBP 3.662 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB00B1Z7RQ77 Sale 478,175 3.694 GBP 3.665 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
(b) Derivatives transactions (other
than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 65 3.681 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 65 3.678 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 75,000 3.691 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 75,000 3.691 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 155,750 3.691 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 155,750 3.691 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 57,649 3.676 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 27,224 3.68 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 300 3.687 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 10,113 3.681 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 431 3.689 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 2,467 3.688 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 2,683 3.689 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 963 3.69 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 2,640 3.689 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 157,195 3.685 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 157,195 3.686 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 128 3.688 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 142,351 3.676 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 56,535 3.68 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 4,636 3.68 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 2,351 3.68 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 19,250 3.691 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 19,250 3.691 GBP
GB00B1Z7RQ77
-------------------------- -------------------- ----------------------- ------------------------ -----------------
(c) Options transactions in respect of existing
securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
N/A N/A N/A N/A N/A N/A N/A N/A
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
----------------------------- -------------------- ------------ ---------------------
N/A N/A N/A N/A
----------------------------- -------------------- ------------ ---------------------
(d) Other dealings (including subscribing
for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
----------------------------- ------------------------------- -------- ---------------------------------
N/A N/A N/A N/A
----------------------------- ------------------------------- -------- ---------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
-------------------------------------------------------------------------------------------
None
-------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings
relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 08/09/2014
--------------------- --------------
Contact name: Stacy Otieno
--------------------- --------------
Telephone number: 0207 995 1335
--------------------- --------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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