TIDMRUBI

RNS Number : 2460U

Rubicon Diversified Investments PLC

19 December 2011

 
 
 
 
 TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i) 
-------------------------------------------------------------------------------------- 
 
 1. Identity of the issuer or the underlying          RUBICON DIVERSIFIED INVESTMENTS 
  issuer 
  of existing shares to which voting rights 
  are 
  attached: (ii) 
--------------------------------------------------  ---------------------------------- 
 2 Reason for the notification (please tick the appropriate box or boxes): 
-------------------------------------------------------------------------------------- 
 An acquisition or disposal of voting rights                                      u 
-----------------------------------------------------------------------------  ------- 
 An acquisition or disposal of qualifying financial instruments 
  which may result in the acquisition of shares already issued to 
  which voting rights are attached 
-----------------------------------------------------------------------------  ------- 
 An acquisition or disposal of instruments with similar economic 
  effect to qualifying financial instruments 
-----------------------------------------------------------------------------  ------- 
 An event changing the breakdown of voting rights                                 u 
-----------------------------------------------------------------------------  ------- 
 Other (please 
  specify): 
-------------------  --------------------------------------------------------  ------- 
 3. Full name of person(s) subject                     HARGREAVE HALE LIMITED 
  to the 
  notification obligation: (iii) 
--------------------------------------------  ---------------------------------------- 
 4. Full name of shareholder(s)                         DISCRETIONARY CLIENTS 
  (if different from 3.):(iv) 
--------------------------------------------  ---------------------------------------- 
 5. Date of the transaction and date                      16 DECEMBER 2011 
  on 
  which the threshold is crossed 
  or 
  reached: (v) 
--------------------------------------------  ---------------------------------------- 
 6. Date on which issuer notified:                        19 DECEMBER 2011 
--------------------------------------------  ---------------------------------------- 
 7. Threshold(s) that is/are crossed 
  or 
  reached: (vi, vii)                                           5%, 10% 
--------------------------------------------  ---------------------------------------- 
 
 
 
 8. Notified details: 
----------------------------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares (viii, ix) 
----------------------------------------------------------------------------------------------------------------------------- 
 Class/type     Situation previous                    Resulting situation after the triggering 
  of             to the triggering                     transaction 
  shares         transaction 
 
  if possible 
  using 
  the ISIN 
  CODE 
-------------  ------------------------------------  ------------------------------------------------------------------------ 
                Number          Number                Number                      Number of voting        % of voting 
                 of              of                    of shares                   rights                  rights (x) 
                 Shares          Voting 
                                 Rights 
-------------  --------------  --------------------  --------------------------  ----------------------  -------------------- 
                                                      Direct     Indirect         Direct   Indirect       Direct   Indirect 
                                                                                   (xi)     (xii) 
-------------  ----  ----      -----  -----  ------  ---------  ---------------  -------  -------------  -------  ----------- 
 GB00B17BLJ81   0               0 
               --------------  --------------------  ---------  -----            -------  --------       -------  ----------- 
                                                                 30,375,000                30,375,000              10.1159% 
-------------  ----  ----      -----  -----  ------    -------  ---------------  -------  -------------  -------  ----------- 
 
 B: Qualifying Financial Instruments 
----------------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
----------------------------------------------------------------------------------------------------------------------------- 
 Type of financial          Expiration        Exercise/                       Number of voting            % of voting 
  instrument                 date (xiii)       Conversion Period               rights that may             rights 
                                               (xiv)                           be 
                                                                               acquired if the 
                                                                               instrument is 
                                                                               exercised/ converted. 
-------------------------  ----------------  ------------------------------  --------------------------  -------------------- 
 
 
 C: Financial Instruments with similar economic effect to Qualifying Financial 
  Instruments (xv, xvi) 
----------------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
----------------------------------------------------------------------------------------------------------------------------- 
 Type of financial    Exercise         Expiration       Exercise/       Number of voting             % of voting rights 
  instrument           price            date (xvii)      Conversion      rights instrument            (xix, xx) 
                                                         period          refers to 
                                                         (xviii) 
-------------------  ---------------  ---------------  --------------  ---------------------------  ------------------------- 
                                                                                                     Nominal       Delta 
-------------------  ---------------  ---------------  --------------  ---------------------------  ------------  ----------- 
 
 
 Total (A+B+C) 
----------------------------------------------------------------------------------------------------------------------------- 
 Number of voting rights                                                Percentage of voting rights 
---------------------------------------------------------------------  ------------------------------------------------------ 
 
  30,375,000                                                            10.1159% 
---------------------------------------------------------------------  ------------------------------------------------------ 
 
 
 
 9. Chain of controlled undertakings through which the voting rights and/or 
  the 
  financial instruments are effectively held, if applicable: (xxi) 
------------------------------------------------------------------------------------ 
 30,000,000 of these shares are held for unit trusts operated by Marlborough 
  Fund Managers Ltd for whom Hargreave Hale Ltd manages investments on 
  a discretionary basis. The remaining shares are held for other Discretionary 
  clients. 
 
 Proxy Voting: 
------------------------------------------------------------------------------------ 
 10. Name of the proxy holder: 
------------------------------------------------------  ---------------------------- 
 11. Number of voting rights proxy holder will 
  cease 
  to hold: 
------------------------------------------------------  ---------------------------- 
 12. Date on which proxy holder will cease to 
  hold 
  voting rights: 
------------------------------------------------------  ---------------------------- 
 
                                             The event changing the breakdown of 
  13. Additional information:                 voting rights on 16/12/2011 was the 
                                              issue of 225,000,000 placing shares, 
                                              of which we purchased 30,375,000. 
------------------------------------------  ---------------------------------------- 
 14. Contact name:                           David Clueit 
------------------------------------------  ---------------------------------------- 
 15. Contact telephone number:               01253 754739 
------------------------------------------  ----------------------------------------

This information is provided by RNS

The company news service from the London Stock Exchange

END

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