TIDMTTM TIDMISYS TIDMAZEM
RNS Number : 1634V
Bank of America Merrill Lynch
10 December 2013
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
------------------------------------------------------------------------------------- ------------------------------
(b) Name of offeror/offeree in relation to whose AZ Electronic Materials SA
relevant securities this form relates:
Use a separate form for each offeror/offeree
------------------------------------------------------------------------------------- ------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: AZ Electronic Materials SA
------------------------------------------------------------------------------------- ------------------------------
(d) Date dealing undertaken: 09/12/2013
------------------------------------------------------------------------------------- ------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in No
respect of
any other party to this offer?
------------------------------------------------------------------------------------- ------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN LU0552383324 Purchase 79,018 3.943 GBP 3.875 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN LU0552383324 Sale 88,638 3.92 GBP 3.877 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 3,500 3.904 GBP
LU0552383324
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 2,833 3.877 GBP
LU0552383324
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 3,122 3.877 GBP
LU0552383324
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 3,285 3.877 GBP
LU0552383324
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 3,380 3.877 GBP
LU0552383324
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 5,567 3.877 GBP
LU0552383324
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 7,932 3.877 GBP
LU0552383324
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 13,472 3.877 GBP
LU0552383324
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 19,295 3.877 GBP
LU0552383324
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 3,800 3.918 GBP
LU0552383324
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 6,321 3.888 GBP
LU0552383324
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 454 3.918 GBP
LU0552383324
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 29,690 3.943 GBP
LU0552383324
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 2,900 3.898 GBP
LU0552383324
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 1,200 3.898 GBP
LU0552383324
------------------------- -------------------- ------------------------- ------------------------- ---------------
(c) Options transactions in respect of existing securities
Writing, selling, purchasing or varying
(i)
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
N/A N/A N/A N/A N/A N/A N/A N/A
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
--------------------------- -------------------- ------------ -------------------
N/A N/A N/A N/A
--------------------------- -------------------- ------------ -------------------
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
--------------------------- ------------------------------- -------- -------------------------------
N/A N/A N/A N/A
--------------------------- ------------------------------- -------- -------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
-------------------------------------------------------------------------------------------
None
-------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 10/12/2013
--------------------- --------------
Contact name: Stacy Otieno
--------------------- --------------
Telephone number: 0207 995 1335
--------------------- --------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
----------------------------------------------------------------------------------------- ------------------------------
(b) Name of offeror/offeree in relation to whose Invensys PLC
relevant securities this form relates:
Use a separate form for each offeror/offeree
----------------------------------------------------------------------------------------- ------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: Schneider Electric SA
----------------------------------------------------------------------------------------- ------------------------------
(d) Date dealing undertaken: 09/12/2013
----------------------------------------------------------------------------------------- ------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in No
respect of
any other party to this offer?
----------------------------------------------------------------------------------------- ------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB00B979H674 Purchase 30,227 4.991 GBP 4.968 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB00B979H674 Sale 27,407 4.991 GBP 4.969 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing securities
a
long/short position,
increasing/reducing a
long/short position
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B979H674 Swaps Long 500 4.986 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B979H674 Swaps Short 21,772 4.991 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B979H674 Swaps Long 21,169 4.99 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B979H674 Swaps Short 34 4.991 GBP
----------------------------- -------------------- ---------------------- ---------------------- -----------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
N/A N/A N/A N/A N/A N/A N/A N/A
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
----------------------------- -------------------------- --------------- ---------------------
N/A N/A N/A N/A
----------------------------- -------------------------- --------------- ---------------------
(d) Other dealings (including subscribing for new
securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
----------------------------- ------------------------------- ---------- ---------------------------------
N/A N/A N/A N/A
----------------------------- ------------------------------- ---------- ---------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
-------------------------------------------------------------------------------------------
None
-------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 10/12/2013
--------------------- --------------
Contact name: Stacy Otieno
--------------------- --------------
Telephone number: 0207 995 1335
--------------------- --------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
----------------------------------------------------------------------------------------- ------------------------------
(b) Name of offeror/offeree in relation to whose Schneider Electric SA
relevant securities this form relates:
Use a separate form for each offeror/offeree
----------------------------------------------------------------------------------------- ------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: Schneider Electric SA
----------------------------------------------------------------------------------------- ------------------------------
(d) Date dealing undertaken: 09/12/2013
----------------------------------------------------------------------------------------- ------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in No
respect of
any other party to this offer?
----------------------------------------------------------------------------------------- ------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
---------------------------- ------------ --------------------------- --------------- ---------------
Common - ISIN FR0000121972 Purchase 100,108 60.003 EUR 58.97 EUR
---------------------------- ------------ --------------------------- --------------- ---------------
Common - ISIN FR0000121972 Sale 96,939 60 EUR 59.06 EUR
---------------------------- ------------ --------------------------- --------------- ---------------
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing securities
a
long/short position,
increasing/reducing a
long/short position
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Short 548 59.918 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Long 402 59.86 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Long 548 59.86 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Short 100 59.918 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Short 352 59.918 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Long 100 59.991 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Long 406 59.276 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Long 3,195 59.402 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Long 6,145 59.686 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Long 89 59.867 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Short 2,994 59.007 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Long 10,313 59.912 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Long 2,398 59.885 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Short 66 59.805 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
N/A N/A N/A N/A N/A N/A N/A N/A
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
----------------------------- -------------------------- --------------- ---------------------
N/A N/A N/A N/A
----------------------------- -------------------------- --------------- ---------------------
(d) Other dealings (including subscribing for new
securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
----------------------------- ------------------------------- ---------- ---------------------------------
N/A N/A N/A N/A
----------------------------- ------------------------------- ---------- ---------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
-------------------------------------------------------------------------------------------
None
-------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 10/12/2013
--------------------- --------------
Contact name: Stacy Otieno
--------------------- --------------
Telephone number: 0207 995 1335
--------------------- --------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
FERBBBDDRXBBGXG
Invensys (LSE:ISYS)
Historical Stock Chart
Von Jun 2024 bis Jul 2024
Invensys (LSE:ISYS)
Historical Stock Chart
Von Jul 2023 bis Jul 2024
