Dolphin Capital Investors Limited Holding(s) in Company (6922V)
06 April 2023 - 5:50PM
UK Regulatory
TIDMDCI
RNS Number : 6922V
Dolphin Capital Investors Limited
06 April 2023
TR-1: S tandard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and
to the FCA in Microsoft Word format if possible) i
1a. Identity of the issuer or the Dolphin Capital Investors Limited
underlying issuer of existing shares
to which voting rights are attached
ii :
------------------------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer (please mark with
an "X" if appropriate)
Non-UK issuer
---------------------------------------------------------------------------------------------------
2. Reason for the notification (please mark the appropriate box or boxes
with an "X")
An acquisition or disposal of voting rights X
---------------------------------------------------------------------------------------------------
An acquisition or disposal of financial instruments
---------------------------------------------------------------------------------------------------
An event changing the breakdown of voting rights
---------------------------------------------------------------------------------------------------
Other (please specify)iii:
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3. Details of person subject to the notification obligation iv
Name Lars Ernest Bader
City and country of registered office
(if applicable)
4. Full name of shareholder(s) (if different from 3.) v
Name Lars Ernest Bader
------------------------------------------------------------
City and country of registered office
(if applicable)
------------------------------------------------------------
5. Date on which the threshold was 06/04/23
crossed or reached vi :
------------------------------------------------------------
6. Date on which issuer notified 06/04/23
(DD/MM/YYYY):
------------------------------------------------------------
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting rights Total of both Total number
rights attached through financial in % (8.A + of voting rights
to shares (total instruments 8.B) of issuer vii
of 8. A) (total of 8.B
1 + 8.B 2)
------------------------ ------------------ --------------------- --------------
Resulting situation
on the date
on which threshold
was crossed
or reached 8.57% 0 8.57% 8.57%
------------------------ ------------------ --------------------- --------------
Position of
previous notification
(if
applicable) 6.10% 0 6.10% 6.10%
------------------------ ------------------ --------------------- --------------
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reached viii
A: Voting rights attached to shares
Class/type of Number of voting rights % of voting rights
shares ix
ISIN code (if
possible)
------------------
Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.2.1)
------------- --- ---------------------------
VGG2803G1028 77525600 0 8.57% 0
------------------ ---------------------- --------------------------- -------------------------
SUBTOTAL 8.
A 77525600 8.57%
------------------ ---------------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
(DTR5.3.1.1 (a))
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion Period rights that may rights
x xi be acquired if
the instrument
is
exercised/converted.
------------------ ------------ ------------------------------ --------------------------------
SUBTOTAL 8. B
1 0 0
------------------------------ --------------------------------
B 2: Financial Instruments with similar economic effect according to
Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of Expiration Exercise/ Physical Number of % of voting
financial date x Conversion or cash voting rights rights
instrument Period xi settlement
xii
------------- ----------------- -------------------- -------------------- --------------------
SUBTOTAL
8.B.2 0 0
-------------------- --------------------
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled X
by any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer xiii
Full chain of controlled undertakings through which the voting rights
and/or the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity xiv (please add additional
rows as necessary)
Name xv % of voting rights % of voting rights Total of both if
if it equals or through financial it equals or is
is higher than the instruments if it higher than the
notifiable threshold equals or is higher notifiable threshold
than the notifiable
threshold
----------------- ---------------------- ---------------------
10. In case of proxy voting, please identify:
Name of the proxy holder
-----------------------------------------
The number and % of voting rights
held
-----------------------------------------
The date until which the voting rights
will be held
-----------------------------------------
11. Additional information xvi
Place of completion Baltimore, Maryland, USA
Date of completion 06/04/23
--------------------
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