Initial Statement of Beneficial Ownership (3)
17 Dezember 2020 - 11:21PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
McWatters Kristen |
2. Date of Event Requiring Statement (MM/DD/YYYY)
12/10/2020
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3. Issuer Name and Ticker or Trading Symbol
GOODRICH PETROLEUM CORP [GDP]
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(Last)
(First)
(Middle)
801 LOUISIANA, SUITE 700 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Sr. Vice President, CFO & CAO / |
(Street)
HOUSTON, TX 77002
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 10171 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Phantom Stock | 12/10/2021 | 12/10/2021 | Common Stock | 1667 | $0 | D | |
Phantom Stock | 12/10/2022 | 12/10/2022 | Common Stock | 1667 | $0 | D | |
Performance Share Unit | 12/10/2022 | 12/10/2022 | Common Stock | 5000 (1) | $0.00 | D | |
Explanation of Responses: |
(1) | Each performance share unit represents a contingent right to receive one share of common stock, subject to continued employment and the level of achievement with respect to the applicable performance metrics. The units were awarded on December 10, 2019 and the number of units that will cliff vest on December 10, 2022 can range from 0% to 200% based upon our absolute total shareholder return over the three-year performance period. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
McWatters Kristen 801 LOUISIANA SUITE 700 HOUSTON, TX 77002 |
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| Sr. Vice President, CFO & CAO |
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Signatures
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Kristen M. McWatters | | 12/16/2020 |
**Signature of Reporting Person | Date |
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