Initial Statement of Beneficial Ownership (3)
23 März 2022 - 6:05PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Edgar Jason Paul |
2. Date of Event Requiring Statement (MM/DD/YYYY)
5/18/2021
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3. Issuer Name and Ticker or Trading Symbol
BAR HARBOR BANKSHARES [BHB]
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(Last)
(First)
(Middle)
PO BOX 400, 82 MAIN STREET |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner
___X___ Officer (give title below) _____ Other (specify below)
President of BHTS & CTC / |
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(Street)
BAR HARBOR, ME 04609
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4) | 2. Amount of Securities Beneficially Owned
(Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) | 4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Common Stock | 3240 | D |
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4) | 2. Date Exercisable and Expiration Date
(MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) | 6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Restricted Stock Units | (1) | (1) | Common Stock | 501 | $0 (2) | D |
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| Restricted Stock Units | (3) | (3) | Common Stock | 1403 | $0 (2) | D |
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| Restricted Stock Units | (4) | (4) | Common Stock | 2402 | $0 (2) | D |
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| Performance Stock Units | (5) | (5) | Common Stock | 1253 | $0 (6) | D |
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| Performance Stock Units | (7) | (7) | Common Stock | 2094 | $0 (6) | D |
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| Performance Stock Units | (8) | (8) | Common Stock | 2402 | $0 (6) | D |
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| Explanation of Responses: |
| (1) | The restricted stock units are scheduled to vest on April 23, 2022. |
| (2) | Each restricted stock unit represents a contingent right to receive one share of BHB Common Stock. |
| (3) | The restricted stock units are scheduled to vest in two equal installments on April 23, 2022 and April 23, 2023, subject to continued service through each vesting date. |
| (4) | The restricted stock units are scheduled to vest in three equal installments on April 23, 2022, April 23, 2023 and on April 23, 2024, subject to continued service through each vesting date. |
| (5) | The performance stock units are scheduled to vest on April 23, 2022. |
| (6) | Each performance stock unit represents a contingent right to receive one share of BHB Common Stock. |
| (7) | The performance stock units are scheduled to vest on April 23, 2023, subject to continued service through the vesting date. |
| (8) | The performance stock units are scheduled to vest on April 23, 2024, subject to continued service through the vesting date. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Edgar Jason Paul
PO BOX 400
82 MAIN STREET
BAR HARBOR, ME 04609 |
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| President of BHTS & CTC |
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Signatures
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| Olivia Erickson, Attorney-in-Fact for Jason Edgar | | 3/23/2022 |
| **Signature of Reporting Person | Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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