Statement of Changes in Beneficial Ownership (4)
03 Dezember 2021 - 11:36PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
|
1. Name and Address of Reporting Person
*
Hale Partnership Capital Management, LLC |
2. Issuer Name and Ticker or Trading Symbol
HG Holdings, Inc.
[
STLY
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
|
|
(Last)
(First)
(Middle)
2115 E. 7TH STREET, SUITE 101 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
12/1/2021 |
|
(Street)
CHARLOTTE, NC 28204
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_
X
_ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
| Common Stock, par value $0.02 per share | | | | | | | | 703019 (1)(2) | I | Hale Partnership Fund, L.P. |
| Common Stock, par value $0.02 per share | | | | | | | | 97678 (1)(2) | I | Clark - Hale Fund, L.P. |
| Common Stock, par value $0.02 per share | | | | | | | | 30245 (1)(2) | I | MGEN II - Hale Fund, L.P. |
| Common Stock, par value $0.02 per share | 12/1/2021 | | P | | 1000 | A | $9.90 | 1900 (1)(2) | I | Smith - Hale Fund, L.P. |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Explanation of Responses: |
| (1) | Hale Partnership Capital Advisors, LLC ("Hale GP"), as the general partner to each of Hale Partnership Fund, L.P., Clark - Hale Fund, L.P., MGEN II - Hale Fund, L.P. and Smith - Hale Fund, L.P. (collectively, the "Hale Funds"), Hale Partnership Capital Management, LLC ("Hale Advisor"), as the investment manager to each of the Hale Funds, and Steven A. Hale II ("Mr. Hale"), as a principal of each of Hale GP and Hale Advisor, may be deemed to be beneficial owners of the shares held directly by the Hale Funds. Mr. Hale is the Chairman and Chief Executive Officer and a director of HG Holdings, Inc. (the "Company"). Each of Hale GP, Hale Advisor and Mr. Hale disclaims beneficial ownership of the shares referred to herein, except to the extent of its or his pecuniary interest therein. |
| (2) | Does not include (i) 27,777 shares of Common Stock held directly by Mr. Hale pursuant to a restricted stock award granted to him in his individual capacity as Chairman and Chief Executive Officer of the Company or (ii) 139,326 shares of Common Stock held in a discretionary separately managed account for which Hale Advisor serves as investment manager. |
Remarks:
/s/ Steven A. Hale II, Manager, on behalf of Hale Partnership Capital Management, LLC 12/03/2021 /s/ Steven A. Hale II, Manager of Hale Partnership Capital Advisors, LLC, its General Partner, on behalf of Hale Partnership Fund, L.P. 12/03/2021 |
Reporting Owners
|
| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Hale Partnership Capital Management, LLC
2115 E. 7TH STREET
SUITE 101
CHARLOTTE, NC 28204 |
| X |
|
|
Hale Steven A II
2115 E. 7TH STREET
SUITE 101
CHARLOTTE, NC 28204 | X | X | Chairman and CEO |
|
Hale Partnership Fund, L.P.
2115 E. 7TH STREET
SUITE 101
CHARLOTTE, NC 28204 |
| X |
|
|
Signatures
|
| /s/ Steven A. Hale II | | 12/3/2021 |
| **Signature of Reporting Person | Date |
Stanley Furniture (QB) (USOTC:STLY)
Historical Stock Chart
Von Mai 2024 bis Jun 2024
Stanley Furniture (QB) (USOTC:STLY)
Historical Stock Chart
Von Jun 2023 bis Jun 2024
Echtzeit-Nachrichten über Stanley Furniture Company Inc (QB) (OTCMarkets): 0 Nachrichtenartikel
Weitere Hg Holdings, Inc. News-Artikel