Report of Foreign Issuer Pursuant to Rule 13a-16 or 15d-16 (6-k)
04 Januar 2021 - 2:42PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13A-16 OR 15D-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
January
04, 2021
Barclays PLC
(Name
of Registrant)
1 Churchill Place
London E14 5HP
England
(Address
of Principal Executive Office)
Indicate
by check mark whether the registrant files or will file annual
reports
under
cover of Form 20-F or Form 40-F.
Form
20-F x Form 40-F
Indicate
by check mark whether the registrant by furnishing the
information
contained
in this Form is also thereby furnishing the information to
the
Commission
pursuant to Rule 12g3-2(b) under the Securities Exchange Act of
1934.
Yes No
x
If
"Yes" is marked, indicate below the file number assigned to the
registrant
in
connection with Rule 12g3-2(b):
This
Report on Form 6-K is filed by Barclays PLC.
This
Report comprises:
Information
given to The London Stock Exchange and furnished pursuant
to
General
Instruction B to the General Instructions to Form 6-K.
EXHIBIT
INDEX
|
Exhibit
No. 1
|
Total
Voting Rights dated 01 December 2020
|
|
Exhibit
No. 2
|
Director/PDMR
Shareholding dated 08 December 2020
|
|
Exhibit
No. 3
|
Director/PDMR
Shareholding dated 15 December 2020
|
|
Exhibit
No. 4
|
Director/PDMR
Shareholding dated 18 December 2020
|
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf
by the undersigned, thereunto duly authorized.
|
|
BARCLAYS
PLC
|
|
|
(Registrant)
|
Date:
January 04, 2021
|
|
By: /s/
Karen Rowe
--------------------------------
|
|
|
Karen
Rowe
|
|
|
Assistant
Secretary
|
Exhibit
No. 1
1 December 2020
Barclays PLC - Total Voting Rights
In
accordance with the Financial Conduct Authority's (FCA) Disclosure
Guidance and Transparency Rule 5.6.1R, Barclays PLC notifies the market that as of 30
November 2020, Barclays PLC's issued share capital consists of
17,357,761,902 Ordinary shares with voting
rights.
There are no Ordinary shares held in Treasury.
The above figure (17,357,761,902) may be used by shareholders
(and others with notification obligations) as the denominator for
the calculation by which they will determine if they are required
to notify their interest in, or a change to their interest in,
Barclays PLC under the FCA's Disclosure Guidance and Transparency
Rules.
- Ends -
For
further information, please contact:
|
Investor Relations
|
Media Relations
|
|
Chris
Manners
|
Tom
Hoskin
|
|
+44 (0)20 7773 2136
|
+44 (0)
20 7116 4755
|
|
|
|
Exhibit No. 2
Notification
and public disclosure of transactions by persons discharging
managerial responsibilities and persons closely associated with
them
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Taalib
Shaah
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Group
Chief Risk Officer
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group Share Incentive Plan notified
Barclays PLC that it acquired and now holds Shares on behalf of the
individual described above. The Shares acquired include
an allocation of Shares as matching shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
|
£1.444
per share
|
346
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2020-12-07
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
For
further information please contact:
|
Investor
Relations
|
Media
Relations
|
|
Chris
Manners
|
Tom
Hoskin
|
|
+ 44
(0) 20 7773 2136
|
+44
(0)20 7116 4755
|
Exhibit
No. 3
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
Shares in respect of the quarterly payment of the Share element of
PDMRs' fixed remuneration
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Jes
Staley
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Group
Chief Executive Officer
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 7 March 2019. The Shares delivered are
in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 31
December 2020. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£1.421
per Share
|
206,662
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2020-12-14
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Shares
GB0031348658
|
|
b)
|
Nature of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Shares
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|
£1.421
per Share
|
97,131
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2020-12-14
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Tushar Morzaria
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Group
Finance Director
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 6 March 2019. The Shares delivered are
in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 31
December 2020. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£1.421
per Share
|
145,103
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2020-12-14
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Shares
GB0031348658
|
|
b)
|
Nature of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Shares
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|
£1.421
per Share
|
75,453
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2020-12-14
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Mark
Ashton-Rigby
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Group
Chief Operating Officer
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 7 March 2019. The Shares delivered are
in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 31
December 2020. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£1.421
per Share
|
123,118
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2020-12-14
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Shares
GB0031348658
|
|
b)
|
Nature of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Shares
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s);
Number of Shares sold
|
|
£1.421
per Share
|
57,865
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2020-12-14
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Paul
Compton
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Global
Head of Banking and Co-President of BBPLC
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 20 March 2019. The Shares delivered
are in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 31
December 2020. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£1.421
per Share
|
237,490
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2020-12-14
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Shares
GB0031348658
|
|
b)
|
Nature of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Shares
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|
£1.421
per Share
|
128,410
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2020-12-14
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Alistair
Currie
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Head of
Barclays Corporate Banking
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 28 August 2019. The Shares delivered
are in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 31
December 2020. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£1.421
per Share
|
63,757
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2020-12-14
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Shares
GB0031348658
|
|
b)
|
Nature of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Shares
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
: Number of Shares sold
|
|
£1.421
per Share
|
29,965
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2020-12-14
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Stephen
Dainton
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Deputy
Global Head of Markets
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 30 August 2019. The Shares delivered
are in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 31
December 2020. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£1.421
per Share
|
239,640
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2020-12-14
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Shares
GB0031348658
|
|
b)
|
Nature of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|
£1.421
per Share
|
112,630
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2020-12-14
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Matthew
Hammerstein
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
CEO,
Barclays Bank UK PLC
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 28 August 2019. The Shares delivered
are in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 31
December 2020. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£1.421
per Share
|
35,176
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2020-12-14
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Shares
GB0031348658
|
|
b)
|
Nature of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|
£1.421
per Share
|
16,532
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2020-12-14
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Joseph
McGrath
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Chairman
of Investment Banking
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 28 August 2019. The Shares delivered
are in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 31
December 2020. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£1.421
per Share
|
237,723
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2020-12-14
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Shares
GB0031348658
|
|
b)
|
Nature of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|
£1.421
per Share
|
116,412
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2020-12-14
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Laura
Padovani
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Group
Chief Compliance Officer
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 21 March 2019. The Shares delivered
are in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 31
December 2020. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
GrossNumber of Shares received
|
|
£1.421
per Share
|
79,147
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2020-12-14
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Shares
GB0031348658
|
|
b)
|
Nature of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
: Number of Shares sold
|
|
£1.421
per Share
|
37,199
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2020-12-14
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Tristram
Roberts
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Group
HR Director
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 6 March 2019. The Shares delivered are
in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 31
December 2020. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£1.421
per Share
|
127,515
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2020-12-14
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Shares
GB0031348658
|
|
b)
|
Nature of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
: Number of Shares sold
|
|
£1.421
per Share
|
59,932
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2020-12-14
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Taalib
Shaah
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Group
Chief Risk Officer
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 17 November 2020. The Shares delivered
are in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the period from 5th October
2020 to 31 December 2020. The Shares are subject to a holding
period with restrictions lifting in equal tranches over five years
(20% each year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£1.421
per Share
|
98,068
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2020-12-14
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Shares
GB0031348658
|
|
b)
|
Nature of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
: Number of Shares sold
|
|
£1.421
per Share
|
46,091
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2020-12-14
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Stephen
Shapiro
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Group
General Counsel and Company Secretary
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 27 August 2020. The Shares delivered
are in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the two month period to 31
December 2020. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£1.421
per Share
|
57,161
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2020-12-14
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Shares
GB0031348658
|
|
b)
|
Nature of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
: Number of Shares sold
|
|
£1.421
per Share
|
26,865
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2020-12-14
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Ashok
Vaswani
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
CEO,
Consumer Banking & Payments
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 20 March 2019. The Shares delivered
are in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 31
December 2020. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£1.421
per Share
|
145,103
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2020-12-14
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Shares
GB0031348658
|
|
b)
|
Nature of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
: Number of Shares sold
|
|
£1.421
per Share
|
68,198
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2020-12-14
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
C.S. Venkatakrishnan
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Head of
Markets and Co-President of BBPLC
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 6 March 2019. The Shares delivered are
in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 31
December 2020. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£1.421
per Share
|
223,636
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2020-12-14
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Shares
GB0031348658
|
|
b)
|
Nature of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|
£1.421
per Share
|
109,514
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2020-12-14
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Sasha
Wiggins
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Group
Head of Public Policy and Corporate Responsibility
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 6 June 2020. The Shares delivered are
in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 31
December 2020. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£1.421
per Share
|
35,176
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2020-12-14
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Shares
GB0031348658
|
|
b)
|
Nature of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Shares
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
: Number of Shares sold
|
|
£1.421
per Share
|
16,532
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2020-12-14
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
For further information please contact:
|
Investor Relations
|
Media Relations
|
|
Chris
Manners
|
Tom Hoskin
|
|
+44 (0)20
7773 2136
|
+44 (0)20 7116 4755
|
|
|
|
|
|
|
Exhibit
No. 4
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Mark
Ashton-Rigby
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Group
Chief Operating Officer
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
Disposal of Shares by Solium Capital UK Limited on behalf of the individual set out
above.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|
£1.439
|
10,008
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
|
e)
|
Date of the transaction
|
2020-12-17
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
For further information please contact:
|
Investor Relations
|
Media Relations
|
|
Chris Manners
|
Tom Hoskin
|
|
+ 44 (0)20 7773 2136
|
+44 (0)20 7116 4755
|
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