Statement of Changes in Beneficial Ownership (4)
10 September 2020 - 11:22PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
DAHL AMY E |
2. Issuer Name and Ticker or Trading Symbol
TORO CO
[
TTC
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) VP, HR, Dist. Devel. & GC |
(Last)
(First)
(Middle)
8111 LYNDALE AVENUE SOUTH |
3. Date of Earliest Transaction
(MM/DD/YYYY)
9/9/2020 |
(Street)
BLOOMINGTON, MN 55420
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 9/9/2020 | | M | | 3480 | A | $14.112 | 18889.261 | D | |
Common Stock | 9/9/2020 | | F | | 1484 | D | $82.045 | 17405.261 | D | |
Common Stock | 9/9/2020 | | S | | 1996 | D | $82.065 | 15409.261 | D | |
Common Stock | | | | | | | | 3648.843 (1) | I | The Toro Company Retirement Plan |
Performance Share Units | | | | | | | | 4934.756 (2) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Non-Qualified Stock Option | $14.1125 | 9/9/2020 | | M | | | 3480 | (3) | 12/7/2021 | Common Stock | 3480 | $0 | 0 | D | |
Explanation of Responses: |
(1) | Includes the following shares of common stock acquired by the reporting person since the date of her last report: 13.280 shares acquired through regular individual and issuer matching contributions to The Toro Company Retirement Plan (the "Plan") and 13.886 net shares acquired under the dividend reinvestment feature of the Plan less quarterly non-discretionary administrative fees. |
(2) | Includes 18.925 performance share units acquired by the reporting person since the date of her last report under the dividend reinvestment feature of The Toro Company Deferred Compensation Plan for Officers. |
(3) | The option vested in full on the third anniversary of the date of grant, which was December 7, 2011. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
DAHL AMY E 8111 LYNDALE AVENUE SOUTH BLOOMINGTON, MN 55420 |
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| VP, HR, Dist. Devel. & GC |
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Signatures
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/s/ Angela D. Snavely, Attorney-in-Fact | | 9/10/2020 |
**Signature of Reporting Person | Date |
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