UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
 

 
 
FORM N-PX
 
 
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
 


Investment Company Act file number 811-23248


Ecofin Sustainable & Social Impact Term Fund
(Exact Name of Registrant as specified in charter)


6363 College Boulevard, Suite 100A, Overland Park, KS 66211
(Address of Principal Executive Offices) (Zip code)


P. Bradley Adams
6363 College Boulevard, Suite 100A, Overland Park, KS 66211
(Name and Address of Agent For Service)


Registrant's telephone number, including area code: 913-981-1020


Date of fiscal year end: November 30


Date of reporting period: July 1, 2022 - June 30, 2023




Item 1. Proxy Voting Record

                                 
ARCHAEA ENERGY INC.
                       
Security
   
03940F103
           
Meeting Type
   
Special
   
Ticker Symbol
 
LFG           
           
Meeting Date
   
13-Dec-2022
ISIN
     
US03940F1030
                     
Item
Proposal
         
Proposed
by
Vote
For/Against
Management
 
1.  
To adopt the Agreement and Plan of Merger, dated as of
October 16, 2022 (as it may be amended, supplemented
or otherwise modified from time to time, the "Merger
Agreement"), by and among Archaea Energy Inc.
("Archaea"), LFG Acquisition Holdings LLC, ("Opco"), BP
Products North America Inc., ("Parent"), Condor RTM
Inc., ("Merger Sub"), and Condor RTM LLC ("Opco
Merger Sub").
Management
 
For
 
For
     
2.  
To adjourn the Special Meeting of Archaea stockholders
(the "Special Meeting") to a later date or dates, if
necessary or appropriate, to solicit additional proxies if
there are insufficient votes to adopt the Merger
Agreement at the time of the Special Meeting.
Management
 
For
 
For
     
ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC
                   
Security
   
G0751N103
           
Meeting Type
   
Annual 
   
Ticker Symbol
 
AY            
           
Meeting Date
   
13-Apr-2023
ISIN
     
GB00BLP5YB54
                   
Item
Proposal
         
Proposed
by
Vote
For/Against
Management
 
1.  
To receive the accounts and reports of the directors and
the auditors for the year ended 31 December 2022.
Management
 
For
 
For
     
2.  
To approve the directors' remuneration report, excluding
the directors' remuneration policy, for the year ended.
Management
 
Against
 
Against
     
3.  
To approve amendments to the directors' remuneration
policy.
Management
 
Against
 
Against
     
4.  
Election of Michael Woollcombe as director of the
Company.
Management
 
For
 
For
     
5.  
Election of Michael Forsayeth as director of the
Company.
Management
 
For
 
For
     
6.  
Election of William Aziz as director of the Company.
Management
 
For
 
For
     
7.  
Election of Brenda Eprile as director of the Company.
Management
 
For
 
For
     
8.  
Election of Debora Del Favero as director of the
Company.
Management
 
For
 
For
     
9.  
Election of Arun Banskota as director of the Company.
Management
 
For
 
For
     
10. 
Election of George Trisic as director of the Company.
Management
 
For
 
For
     
11. 
Election of Edward C. Hall III as director of the Company.
Management
 
For
 
For
     
12. 
Election of Santiago Seage as director of the Company.
Management
 
For
 
For
     
13. 
To re-appoint Ernst & Young LLP and Ernst & Young S.L.
as auditors of the Company to hold office until December
31, 2024.
Management
 
For
 
For
     
14. 
To authorize the company's audit committee to determine
the remuneration of the auditors.
Management
 
For
 
For
     
15. 
Authorization to issue shares.
     
Management
 
Against
 
Against
     
16. 
Disapplication of pre-emptive rights.
 
Management
 
Against
 
Against
     
17. 
Disapplication of pre-emptive rights.
 
Management
 
Against
 
Against
     
18. 
Authorization to reduce the share premium account.
Management
 
For
 
For
     
19. 
Authorization to purchase the Company's own shares.
Management
 
For
 
For
     
PUBLIC SERVICE ENTERPRISE GROUP INC.
                   
Security
   
744573106
           
Meeting Type
   
Annual 
   
Ticker Symbol
 
PEG           
         
Meeting Date
   
18-Apr-2023
ISIN
     
US7445731067
                     
Item
Proposal
         
Proposed
by
Vote
For/Against
Management
 
1a. 
Election of Director: Ralph A. LaRossa
 
Management
 
For
 
For
     
1b. 
Election of Director: Susan Tomasky
 
Management
 
For
 
For
     
1c. 
Election of Director: Willie A. Deese
 
Management
 
For
 
For
     
1d. 
Election of Director: Jamie M. Gentoso
 
Management
 
For
 
For
     
1e. 
Election of Director: Barry H. Ostrowsky
 
Management
 
For
 
For
     
1f. 
Election of Director: Valerie A. Smith
 
Management
 
For
 
For
     
1g. 
Election of Director: Scott G. Stephenson
 
Management
 
For
 
For
     
1h. 
Election of Director: Laura A. Sugg
 
Management
 
For
 
For
     
1i. 
Election of Director: John P. Surma
 
Management
 
For
 
For
     
1j. 
Election of Director: Alfred W. Zollar
 
Management
 
For
 
For
     
2.  
Advisory Vote on the Approval of Executive
Compensation
Management
 
For
 
For
     
3.  
Advisory Vote on the Frequency of Future Advisory Votes
on Executive Compensation
Management
 
1 Year
 
For
     
4a. 
Approval of Amendments to our Certificate of
Incorporation-to eliminate supermajority voting
requirements for certain business combinations
Management
 
For
 
For
     
4b. 
Approval of Amendments to our Certificate of
Incorporation and By-Laws-to eliminate supermajority
voting requirements to remove a director without cause
Management
 
For
 
For
     
4c. 
Approval of Amendments to our Certificate of
Incorporation-to eliminate supermajority voting
requirement to make certain amendments to our By-Laws
Management
 
For
 
For
     
5.  
Ratification of the Appointment of Deloitte as
Independent Auditor for 2023
Management
 
For
 
For
     
NEXTERA ENERGY PARTNERS, LP
                       
Security
   
65341B106
           
Meeting Type
   
Annual 
   
Ticker Symbol
 
NEP           
         
Meeting Date
   
24-Apr-2023
ISIN
     
US65341B1061
                     
Item
Proposal
         
Proposed
by
Vote
For/Against
Management
 
1a. 
Election of Director: Susan D. Austin
 
Management
 
For
 
For
     
1b. 
Election of Director: Robert J. Byrne
 
Management
 
For
 
For
     
1c. 
Election of Director: John W. Ketchum
 
Management
 
Against
 
Against
     
1d. 
Election of Director: Peter H. Kind
 
Management
 
For
 
For
     
2.  
Ratification of appointment of Deloitte & Touche LLP as
NextEra Energy Partners' independent registered public
accounting firm for 2023
Management
 
For
 
For
     
3.  
Approval, by non-binding advisory vote, of the
compensation of NextEra Energy Partners' named
executive officers as disclosed in the proxy statement
Management
 
For
 
For
     
4.  
Non-binding advisory vote on the frequency of future
unitholder non-binding advisory votes on the
compensation of NextEra Energy Partners' named
executive officers
Management
 
1 Year
 
For
     
THE WILLIAMS COMPANIES, INC.
                       
Security
   
969457100
           
Meeting Type
   
Annual 
   
Ticker Symbol
 
WMB           
         
Meeting Date
   
25-Apr-2023
ISIN
     
US9694571004
                     
Item
Proposal
         
Proposed
by
Vote
For/Against
Management
 
1a. 
Election of Director for a one-year term: Alan S.
Armstrong
Management
 
For
 
For
     
1b. 
Election of Director for a one-year term: Stephen W.
Bergstrom
Management
 
For
 
For
     
1c. 
Election of Director for a one-year term: Michael A. Creel
Management
 
For
 
For
     
1d. 
Election of Director for a one-year term: Stacey H. Doré
Management
 
For
 
For
     
1e. 
Election of Director for a one-year term: Carri A. Lockhart
Management
 
For
 
For
     
1f. 
Election of Director for a one-year term: Richard E.
Muncrief
Management
 
For
 
For
     
1g. 
Election of Director for a one-year term: Peter A.
Ragauss
Management
 
For
 
For
     
1h. 
Election of Director for a one-year term: Rose M.
Robeson
Management
 
For
 
For
     
1i. 
Election of Director for a one-year term: Scott D. Sheffield
Management
 
For
 
For
     
1j. 
Election of Director for a one-year term: Murray D. Smith
Management
 
For
 
For
     
1k. 
Election of Director for a one-year term: William H.
Spence
Management
 
For
 
For
     
1l. 
Election of Director for a one-year term: Jesse J. Tyson
Management
 
For
 
For
     
2.  
Ratify the selection of Ernst & Young LLP as the
Company's independent registered public accounting firm
for the fiscal year ending December 31, 2023.
Management
 
For
 
For
     
3.  
Approve, on an advisory basis, the compensation of our
named executive officers.
Management
 
For
 
For
     
4.  
Approve, on an advisory basis, the frequency of future
advisory votes to approve the compensation of the
Company's named executive officers.
Management
 
1 Year
 
For
     
ESSENTIAL UTILITIES, INC.
                       
Security
   
29670G102
           
Meeting Type
   
Annual 
   
Ticker Symbol
 
WTRG          
         
Meeting Date
   
03-May-2023
ISIN
     
US29670G1022
                   
Item
Proposal
         
Proposed
by
Vote
For/Against
Management
 
1.  
Election of Director:
     
Management
             
   
1
Elizabeth B. Amato
         
For
 
For
     
   
2
David A. Ciesinski
         
For
 
For
     
   
3
Christopher H. Franklin
       
For
 
For
     
   
4
Daniel J. Hilferty
           
For
 
For
     
   
5
Edwina Kelly
           
For
 
For
     
   
6
W. Bryan Lewis
           
For
 
For
     
   
7
Ellen T. Ruff
           
For
 
For
     
   
8
Lee C. Stewart
           
Withheld
 
Against
     
2.  
To approve an advisory vote on the compensation paid to
the Company's named executive officers for 2022.
Management
 
For
 
For
     
3.  
To ratify the appointment of PricewaterhouseCoopers
LLP as the independent registered public accounting firm
for the Company for the 2023 fiscal year.
Management
 
Against
 
Against
     
4.  
To approve an advisory vote on whether the frequency of
the advisory vote on compensation paid to the
Company's named executive officers should be every 1,
2 or 3 years.
Management
 
1 Year
 
For
     
DOMINION ENERGY, INC.
                       
Security
   
25746U109
           
Meeting Type
   
Annual 
   
Ticker Symbol
 
D             
           
Meeting Date
   
10-May-2023
ISIN
     
US25746U1097
                     
Item
Proposal
         
Proposed
by
Vote
For/Against
Management
 
1A. 
Election of Director: James A. Bennett
 
Management
 
For
 
For
     
1B. 
Election of Director: Robert M. Blue
 
Management
 
For
 
For
     
1C. 
Election of Director: D. Maybank Hagood
 
Management
 
For
 
For
     
1D. 
Election of Director: Ronald W. Jibson
 
Management
 
For
 
For
     
1E. 
Election of Director: Mark J. Kington
 
Management
 
For
 
For
     
1F. 
Election of Director: Kristin G. Lovejoy
 
Management
 
For
 
For
     
1G. 
Election of Director: Joseph M. Rigby
 
Management
 
For
 
For
     
1H. 
Election of Director: Pamela J. Royal, M.D.
 
Management
 
For
 
For
     
1I. 
Election of Director: Robert H. Spilman, Jr.
 
Management
 
For
 
For
     
1J. 
Election of Director: Susan N. Story
 
Management
 
For
 
For
     
1K. 
Election of Director: Michael E. Szymanczyk
 
Management
 
For
 
For
     
2.  
Advisory Vote on Approval of Executive Compensation
(Say on Pay)
Management
 
For
 
For
     
3.  
Advisory Vote on the Frequency of Say on Pay Votes
Management
 
1 Year
 
For
     
4.  
Ratification of Appointment of Independent Auditor
Management
 
For
 
For
     
5.  
Management's Proposal to Amend Article IV of the
Bylaws to Make Certain Changes to the Information
Required to be Provided by a Shareholder Requesting a
Special Meeting
Management
 
For
 
For
     
6.  
Management's Proposal to Amend Article XI of the
Bylaws to Make Certain Changes to the Advance Notice
Provisions for Director Nominations
Management
 
For
 
For
     
7.  
Shareholder Proposal Regarding a Policy to Require an
Independent Chair
Shareholder
 
For
 
Against
     
SUNNOVA ENERGY INTERNATIONAL INC
                   
Security
   
86745K104
           
Meeting Type
   
Annual 
   
Ticker Symbol
 
NOVA          
         
Meeting Date
   
17-May-2023
ISIN
     
US86745K1043
                     
Item
Proposal
         
Proposed
by
Vote
For/Against
Management
 
1.1 
Election of Class I Director to serve three-year terms:
William J. Berger
Management
 
For
 
For
     
1.2 
Election of Class I Director to serve three-year terms:
Rahman D'Argenio
Management
 
For
 
For
     
1.3 
Election of Class I Director to serve three-year terms:
Michael C. Morgan
Management
 
For
 
For
     
2.  
To approve, in a non-binding advisory vote, the
compensation of our named executive officers.
Management
 
Against
 
Against
     
3.  
To ratify the appointment of PricewaterhouseCoopers
LLP as our independent registered public accounting firm
for fiscal year 2023.
Management
 
For
 
For
     
NEXTERA ENERGY, INC.
                       
Security
   
65339F101
           
Meeting Type
   
Annual 
   
Ticker Symbol
 
NEE           
         
Meeting Date
   
18-May-2023
ISIN
     
US65339F1012
                     
Item
Proposal
         
Proposed
by
Vote
For/Against
Management
 
1a. 
Election of Director: Nicole S. Arnaboldi
 
Management
 
For
 
For
     
1b. 
Election of Director: Sherry S. Barrat
 
Management
 
For
 
For
     
1c. 
Election of Director: James L. Camaren
 
Management
 
For
 
For
     
1d. 
Election of Director: Kenneth B. Dunn
 
Management
 
For
 
For
     
1e. 
Election of Director: Naren K. Gursahaney
 
Management
 
For
 
For
     
1f. 
Election of Director: Kirk S. Hachigian
 
Management
 
For
 
For
     
1g. 
Election of Director: John W. Ketchum
 
Management
 
For
 
For
     
1h. 
Election of Director: Amy B. Lane
 
Management
 
For
 
For
     
1i. 
Election of Director: David L. Porges
 
Management
 
For
 
For
     
1j. 
Election of Director: Deborah "Dev" Stahlkopf
 
Management
 
For
 
For
     
1k. 
Election of Director: John A. Stall
 
Management
 
For
 
For
     
1l. 
Election of Director: Darryl L. Wilson
 
Management
 
For
 
For
     
2.  
Ratification of appointment of Deloitte & Touche LLP as
NextEra Energy's independent registered public
accounting firm for 2023
Management
 
For
 
For
     
3.  
Approval, by non-binding advisory vote, of NextEra
Energy's compensation of its named executive officers as
disclosed in the proxy statement
Management
 
Against
 
Against
     
4.  
Non-Binding advisory vote on whether NextEra Energy
should hold a non-binding shareholder advisory vote to
approve NextEra Energy's compensation of its named
executive officers every 1, 2 or 3 years
Management
 
1 Year
 
For
     
5.  
A proposal entitled "Board Skills Disclosure" requesting a
chart of individual board skills
Shareholder
 
For
 
Against
     
ONEOK, INC.
                           
Security
   
682680103
           
Meeting Type
   
Annual 
   
Ticker Symbol
 
OKE           
         
Meeting Date
   
24-May-2023
ISIN
     
US6826801036
                     
Item
Proposal
         
Proposed
by
Vote
For/Against
Management
 
1a. 
Election of Director: Brian L. Derksen
 
Management
 
Against
 
Against
     
1b. 
Election of Director: Julie H. Edwards
 
Management
 
Against
 
Against
     
1c. 
Election of Director: Mark W. Helderman
 
Management
 
Against
 
Against
     
1d. 
Election of Director: Randall J. Larson
 
Management
 
Against
 
Against
     
1e. 
Election of Director: Steven J. Malcolm
 
Management
 
Against
 
Against
     
1f. 
Election of Director: Jim W. Mogg
 
Management
 
Against
 
Against
     
1g. 
Election of Director: Pattye L. Moore
 
Management
 
Against
 
Against
     
1h. 
Election of Director: Pierce H. Norton II
 
Management
 
For
 
For
     
1i. 
Election of Director: Eduardo A. Rodriguez
 
Management
 
Against
 
Against
     
1j. 
Election of Director: Gerald B. Smith
 
Management
 
Against
 
Against
     
2.  
Ratification of the selection of PricewaterhouseCoopers
LLP as the independent registered public accounting firm
of ONEOK, Inc. for the year ending December 31, 2023.
Management
 
For
 
For
     
3.  
Amendment and restatement of the ONEOK, Inc.
Employee Stock Purchase Plan to increase the total
number of shares under the Plan.
Management
 
For
 
For
     
4.  
An advisory vote to approve ONEOK, Inc.'s executive
compensation.
Management
 
For
 
For
     
5.  
An advisory vote on the frequency of holding the
shareholder advisory vote on ONEOK's executive
compensation.
Management
 
1 Year
 
For
     
EXCELERATE ENERGY, INC
                       
Security
   
30069T101
           
Meeting Type
   
Annual 
   
Ticker Symbol
 
EE            
           
Meeting Date
   
01-Jun-2023
ISIN
     
US30069T1016
                     
Item
Proposal
         
Proposed
by
Vote
For/Against
Management
 
1.  
Election of Director:
     
Management
             
   
1
Carolyn J. Burke
           
Withheld
 
Against
     
   
2
Deborah L. Byers
         
For
 
For
     
   
3
Paul T. Hanrahan
           
Withheld
 
Against
     
   
4
Henry G. Kleemeier
         
Withheld
 
Against
     
   
5
Steven M. Kobos
           
Withheld
 
Against
     
   
6
Don P. Millican
           
Withheld
 
Against
     
   
7
Robert A. Waldo
           
Withheld
 
Against
     
2.  
Ratification of the appointment of
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting firm for the
fiscal year ending December 31, 2023.
Management
 
For
 
For
     
3.  
Vote, on a non-binding and advisory basis, on the
frequency of future non-binding, advisory votes to
approve the compensation of our named executive
officers.
Management
 
1 Year
 
For
     
NEXTDECADE CORPORATION
                       
Security
   
65342K105
           
Meeting Type
   
Annual 
   
Ticker Symbol
 
NEXT          
         
Meeting Date
   
01-Jun-2023
ISIN
     
US65342K1051
                     
Item
Proposal
         
Proposed
by
Vote
For/Against
Management
 
1.1 
Election of Class C Director to serve for a term of three
years: Brian Belke
Management
 
For
 
For
     
1.2 
Election of Class C Director to serve for a term of three
years: L. Spencer Wells
Management
 
Against
 
Against
     
1.3 
Election of Class C Director to serve for a term of three
years: Edward Andrew Scoggins, Jr.
Management
 
Against
 
Against
     
2.  
To approve an amendment to the Company's 2017
Omnibus Incentive Plan, as amended, to increase the
maximum number of shares available under such plan.
Management
 
For
 
For
     
3.  
To approve, on an advisory basis, the compensation of
the Company's named executive officers.
Management
 
Against
 
Against
     
4.  
To ratify the reappointment of Grant Thornton LLP as the
Company's independent registered public accountants
and auditors for the fiscal year ending December 31,
2023.
Management
 
For
 
For
     

SIGNATURES


Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
  ECOFIN SUSTAINABLE & SOCIAL IMPACT TERM FUND
 
       
Date: August 24, 2023
By:
/s/ P. Bradley Adams
 
    Name: P. Bradley Adams
 
    Title: Chief Executive Officer
 
       

Ecofin Sustainable and S... (NYSE:TEAF)
Historical Stock Chart
Von Mär 2024 bis Apr 2024 Click Here for more Ecofin Sustainable and S... Charts.
Ecofin Sustainable and S... (NYSE:TEAF)
Historical Stock Chart
Von Apr 2023 bis Apr 2024 Click Here for more Ecofin Sustainable and S... Charts.