- Statement of Changes in Beneficial Ownership (4)
25 August 2010 - 11:31PM
Edgar (US Regulatory)
FORM 4
[
X
]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Benchmark Plus Management, LLC
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2. Issuer Name
and
Ticker or Trading Symbol
DWS ENHANCED COMMODITY STRATEGY FUND, INC.
[
GCS
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
__
X
__ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
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(Last)
(First)
(Middle)
820 A STREET, SUITE 700
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3. Date of Earliest Transaction
(MM/DD/YYYY)
8/23/2010
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(Street)
TACOMA, WA 98402
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_
X
_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock, par value $0.01
(1)
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8/23/2010
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J
(2)
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433080
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D
(2)
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(2)
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0
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I
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By Benchmark Plus Partners
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Common Stock, par value $0.01
(1)
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8/23/2010
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J
(2)
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456903
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D
(2)
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(2)
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0
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I
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By Benchmark Plus Institutional Partners
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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(
1)
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This Form 4 is filed jointly by Benchmark Plus Management, L.L.C., Benchmark Plus Institutional Partners, L.L.C., Benchmark Plus Partners, L.L.C., Scott Franzblau and Robert Ferguson (collectively, the "Reporting Persons"). The Reporting Persons are members of a Section 13(d) group with respect to the securities of the Issuer.
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(
2)
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Effective August 23, 2010, the Issuer merged into DWS Enhanced Commodity Strategy Fund ("DWS Enhanced Commodity Strategy Open-End Fund"), a series of DWS Institutional Funds, an open-end investment company. On the closing of the merger, shareholders of the Issuer received class M shares of DWS Enhanced Commodity Strategy Open-End Fund at a conversion ratio of 2.44 per 1 share of the Issuer.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Benchmark Plus Management, LLC
820 A STREET
SUITE 700
TACOMA, WA 98402
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X
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Benchmark Plus Institutional Partners, L.L.C.
820 A STREET
SUITE 700
TACOMA, WA 98402
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X
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Benchmark Plus Partners, L.L.C.
820 A STREET
SUITE 700
TACOMA, WA 98402
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X
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Ferguson Robert
820 A STREET
SUITE 700
TACOMA, WA 98402
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X
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Franzblau Scott
820 A STREET
SUITE 700
TACOMA, WA 98402
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X
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Signatures
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By: Benchmark Plus Management, L.L.C., By: /s/ Robert Ferguson, Managing Member
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8/25/2010
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**
Signature of Reporting Person
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Date
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By: Benchmark Plus Institutional Partners, L.L.C., By: Benchmark Plus Management, L.L.C., Managing Member, By: /s/ Robert Ferguson, Managing Member
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8/25/2010
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**
Signature of Reporting Person
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Date
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By: Benchmark Plus Partners, L.L.C., By: Benchmark Plus Management, L.L.C., Managing Member, By: /s/ Robert Ferguson, Managing Member
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8/25/2010
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**
Signature of Reporting Person
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Date
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/s/ Ferguson, Robert
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8/25/2010
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**
Signature of Reporting Person
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Date
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/s/ Franzblau, Scott
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8/25/2010
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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