- Amended Statement of Beneficial Ownership (3/A)
11 Februar 2009 - 10:09PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
Expires:
January 31, 2008
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Joy Catherine Frazier
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2. Date of Event Requiring Statement (MM/DD/YYYY)
6/11/2007
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3. Issuer Name
and
Ticker or Trading Symbol
BROWN FORMAN CORP [BFA/BFB]
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(Last)
(First)
(Middle)
PO BOX 640
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
___
X
___ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
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(Street)
GOSHEN, KY 40026
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
6/21/2007
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Class A Common
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126884
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D
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Class A Common
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15456
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I
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Spouse
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Class A Common
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3948
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I
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Catilin Joy UTMA
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Class A Common
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7032
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I
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Charles Joy UTMA
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Class A Common
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15216
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I
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Christopher Joy UTMA
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Class A Common
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10422
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I
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Alexander Joy UTMA
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Class A Common
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10000
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I
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Avish Agincourt, LLC
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Class A Common
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37556
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I
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Annsley Thornton Trust
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Class B Common
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235716
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D
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Class B Common
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13296
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I
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Spouse
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Class B Common
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1820
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I
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Caitlin Joy UTMA
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Class B Common
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3338
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I
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Charles Joy UTMA
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Class B Common
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8036
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I
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Christopher Joy UTMA
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Class B Common
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4916
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I
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Alexander Joy UTMA
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Class B Common
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146.548
(2)
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I
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By Spouse as Custodian for Caitlin Joy
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Class B Common
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146.548
(2)
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I
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By Spouse as Custodian for Charles Joy
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Class B Common
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146.548
(2)
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I
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By Spouse as Custodian for Christopher Joy
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Class B Common
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146.548
(2)
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I
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By Spouse as Custodian for Alexander Joy
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Class B Common
(1)
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150
(2)
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I
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C.F. Joy Irrev. Trust FBO Caitlin Joy
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Class B Common
(1)
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150
(2)
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I
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C.F. Joy Irrev. Trust FBO Charles Joy
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Class B Common
(1)
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150
(2)
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I
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C.F. Joy Irrev. Trust FBO Christopher Joy
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Class B Common
(1)
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150
(2)
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I
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C.F. Joy Irrev. Trust FBO Alexander Joy
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Class B Common
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14380
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I
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Annsley Thornton Trust
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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(
1)
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Shares inadvertently omitted from reporting person's original Form 3 filing.
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(
2)
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Shares subject to dividend reinvestment.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Joy Catherine Frazier
PO BOX 640
GOSHEN, KY 40026
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X
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Signatures
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Diane Barhorst, Attorney-in-Fact for Catherine Frazier Joy
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2/11/2009
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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