Statement of Changes in Beneficial Ownership (4)
04 März 2021 - 11:26PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
D'Angelo James Patrick |
2. Issuer Name and Ticker or Trading Symbol
ATLANTIC POWER CORP
[
AT
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chief Administrative Officer |
(Last)
(First)
(Middle)
C/O 3 ALLIED DRIVE, SUITE 155 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/2/2021 |
(Street)
DEDHAM, MA 02026
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common shares | 3/2/2021 | | M | | 25622 | A | (1) | 165058 | D | |
Common shares | 3/2/2021 | | F | | 12811 | D | $2.89 | 165058 | D | |
Common shares | 3/2/2021 | | M | | 20425 | A | (2) | 165058 | D | |
Common shares | 3/2/2021 | | F | | 10212 | D | $2.89 | 165058 | D | |
Common shares | 3/2/2021 | | M | | 20080 | A | (3) | 165058 | D | |
Common shares | 3/2/2021 | | F | | 10040 | D | $2.89 | 165058 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Notional shares | (4) | 3/2/2021 | | M | | | 38433 | (4) | (4) | Common shares | 38433 | $2.89 | 90879 | D | |
Notional shares | (5) | 3/2/2021 | | M | | | 30637 | (5) | (5) | Common shares | 30637 | $2.89 | 90879 | D | |
Notional shares | (6) | 3/2/2021 | | M | | | 30120 | (6) | (6) | Common shares | 30120 | $2.89 | 90879 | D | |
Explanation of Responses: |
(1) | The reporting person acquired shares pursuant to the vesting (disclosed on Table II) of notional shares awarded in 2018. Two thirds of the vested notional shares were settled in common shares and one third were settled in cash, which was deposited into the reporting persons applicable payroll tax withholding account. |
(2) | The reporting person acquired shares pursuant to the vesting (disclosed on Table II) of notional shares awarded in 2019. Two thirds of the vested notional shares were settled in common shares and one third were settled in cash, which was deposited into the reporting persons applicable payroll tax withholding account. |
(3) | The reporting person acquired shares pursuant to the vesting (disclosed on Table II) of notional shares awarded in 2020. Two thirds of the vested notional shares were settled in common shares and one third were settled in cash, which was deposited into the reporting persons applicable payroll tax withholding account. |
(4) | The reporting person vested in respect of one third of the notional shares granted in 2018. |
(5) | The reporting person vested in respect of one third of the notional shares granted in 2019. |
(6) | The reporting person vested in respect of one third of the notional shares granted in 2020. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
D'Angelo James Patrick C/O 3 ALLIED DRIVE SUITE 155 DEDHAM, MA 02026 |
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| Chief Administrative Officer |
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Signatures
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/s/ John S. Miele, attorney-in-fact | | 3/4/2021 |
**Signature of Reporting Person | Date |
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