Current Report Filing (8-k)
14 Juni 2022 - 10:07PM
Edgar (US Regulatory)
AGENUS INC NASDAQ false 0001098972
0001098972 2022-06-08 2022-06-08
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): June 8, 2022
AGENUS
INC.
(Exact name of registrant as specified in its charter)
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Delaware |
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000-29089 |
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06-1562417 |
(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(I.R.S. Employer
Identification No.)
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3 Forbes Road
Lexington, MA 02421
(Address of principal executive offices, including zip code)
(781) 674-4400
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
☐ |
Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425)
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☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12)
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☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b))
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☐ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the Act:
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Title of each class
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Trading
symbol(s)
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Name of each exchange
on which registered
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Common stock, par value
$0.01 |
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AGEN |
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The Nasdaq
Capital Market |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act.
☐
Item 5.07 |
Submission of Matters to a Vote of Security Holders.
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Agenus Inc. (the “Company”) held its Annual Meeting of Stockholders
(the “Annual Meeting”) on June 8, 2022. A total of 193,321,875
shares of common stock, representing 71.5% of the shares
outstanding and eligible to vote and constituting a quorum, were
present at the Annual Meeting or represented by valid proxies. At
the Annual Meeting, the Company’s stockholders voted on the
following matters, which are described in detail in the Company’s
Definitive Proxy Statement filed with the U.S. Securities and
Exchange Commission on April 29, 2022: (i) to elect Brian Corvese
and Timothy R. Wright as Class I directors, each for a term of
three years expiring at the 2025 Annual Meeting of Stockholders
(“Proposal 1”); (ii) to approve an amendment to the Company’s
Amended and Restated Directors’ Deferred Compensation Plan (as
amended) to increase the number of shares of common stock
authorized for issuance under such plan from 575,000 to 775,000
(“Proposal 2”); (iii) to approve an amendment to the Company’s 2019
Equity Incentive Plan (as amended) to increase the number of shares
of common stock authorized for issuance under such plan from
26,000,000 to 41,000,000 (“Proposal 3”) and; (iv) to ratify
the appointment of KPMG LLP as the Company’s independent registered
public accounting firm for the fiscal year ending December 31,
2022 (“Proposal 4”).
The Company’s stockholders elected the Class I director
nominees nominated for election in Proposal 1 at the Annual
Meeting. The Company’s stockholders voted for the Class I
directors as follows:
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Class I Director Nominees
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For |
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Against |
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Withheld |
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Broker Non-Votes |
Brian Corvese
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127,530,109 |
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0 |
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15,011,647 |
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50,780,119 |
Timothy R. Wright
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97,633,553 |
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0 |
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44,908,203 |
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50,780,119 |
The Company’s stockholders approved Proposal 2. The votes cast at
the Annual Meeting were as follows:
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For
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Against
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Abstain
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Broker Non-Votes
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129,695,877
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12,531,845 |
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314,034 |
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50,780,119 |
The Company’s stockholders approved Proposal 3. The votes cast at
the Annual Meeting were as follows:
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For
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Against
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Abstain
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Broker Non-Votes
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124,429,610
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17,823,132 |
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289,014 |
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50,780,119 |
The Company’s stockholders approved Proposal 4. The votes cast at
the Annual Meeting were as follows:
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For
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Against
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Abstain
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Broker Non-Votes
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149,449,928
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42,874,621 |
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997,326 |
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N/A |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly authorized.
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Date: June 14, 2022
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Agenus Inc.
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By: |
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/s/ Christine M. Klaskin
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Christine M.
Klaskin |
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Vice
President, Finance |
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