TIDMTT.
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree TUI TRAVEL PLC
in relation to whose
relevant securities
this form relates:
Use a separate form for
each offeror/offeree
(c) Name of the party to TUI TRAVEL PLC
the offer with which
exempt principal trader
is connected:
(d) Date position held/dealing 28 July 2014
undertaken:
(e) Has the EPT previously disclosed, YES:
or is it today disclosing, TUI AG
under the Code in respect of any
other party to this offer?
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of ORD
relevant
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant
securities
owned
and/or 12,729,923 1.14% 3,160,254 0.28%
controlled:
(2) Derivatives
(other
than
options): 904,029 0.08% 8,844,966 0.79%
(3) Options and
agreements
to
purchase/DEALING: 0 0.00% 0 0.00%
(4) TOTAL:
13,633,952 1.22% 12,005,220 1.07%
Class of Convertible
relevant Bond
security: XS0503743949
Interests Short Positions
Number (%) Number (%)
(1) Relevant
securities
owned
and/or 5,500,000 1.38% 0 0.00%
controlled:
(2) Derivatives
(other
than
options): 0 0.00% 0 0.00%
(3) Options and
agreements
to
purchase/DEALING: 0 0.00% 0 0.00%
(4) TOTAL:
5,500,000 1.38% 0 0.00%
Class of Convertible
relevant Bond
security: XS0455660216
Interests Short Positions
Number (%) Number (%)
(1) Relevant
securities
owned
and/or 1,300,000 0.37% 0 0.00%
controlled:
(2) Derivatives
(other
than
options): 0 0.00% 0 0.00%
(3) Options and
agreements
to
purchase/DEALING: 0 0.00% 0 0.00%
(4) TOTAL:
1,300,000 0.37% 0 0.00%
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or
agreements to purchase or sell relevant securities, should be given
on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other executive options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchase/DEALING Number of Price per unit
security securities
ORD Purchase 279 3.6429 GBP
ORD Purchase 279 3.6444 GBP
ORD Purchase 279 3.6465 GBP
ORD Purchase 466 3.6405 GBP
ORD Purchase 466 3.6420 GBP
ORD Purchase 466 3.6535 GBP
ORD Purchase 466 3.6584 GBP
ORD Purchase 745 3.6470 GBP
ORD Purchase 745 3.6490 GBP
ORD Purchase 1,014 3.6400 GBP
ORD Purchase 1,391 3.6430 GBP
ORD Purchase 1,525 3.6500 GBP
ORD Purchase 2,510 3.6410 GBP
ORD Purchase 2,569 3.6497 GBP
ORD Purchase 2,919 3.6496 GBP
ORD Purchase 3,942 3.6485 GBP
ORD Purchase 4,557 3.6450 GBP
ORD Purchase 7,343 3.6460 GBP
ORD Purchase 10,395 3.6486 GBP
ORD Purchase 11,868 3.6491 GBP
ORD Purchase 18,512 3.6478 GBP
ORD Purchase 21,252 3.6493 GBP
ORD Purchase 29,889 3.6468 GBP
ORD Purchase 222,550 3.6466 GBP
ORD Sale 248 3.6485 GBP
ORD Sale 279 3.6429 GBP
ORD Sale 279 3.6444 GBP
ORD Sale 466 3.6405 GBP
ORD Sale 466 3.6420 GBP
ORD Sale 466 3.6535 GBP
ORD Sale 466 3.6584 GBP
ORD Sale 745 3.6470 GBP
ORD Sale 745 3.6490 GBP
ORD Sale 1,014 3.6400 GBP
ORD Sale 1,391 3.6430 GBP
ORD Sale 1,615 3.6460 GBP
ORD Sale 2,297 3.6439 GBP
ORD Sale 2,429 3.6500 GBP
ORD Sale 2,510 3.6410 GBP
ORD Sale 4,199 3.6407 GBP
ORD Sale 5,752 3.6480 GBP
ORD Sale 7,537 3.6458 GBP
ORD Sale 9,266 3.6445 GBP
ORD Sale 9,548 3.6471 GBP
ORD Sale 11,996 3.6450 GBP
ORD Sale 15,326 3.6469 GBP
ORD Sale 15,899 3.6453 GBP
ORD Sale 18,027 3.6454 GBP
ORD Sale 73,460 3.6465 GBP
ORD Sale 100,000 3.6411 GBP
ORD Sale 212,624 3.6473 GBP
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
ORD CFD Long 19,002 3.6444 GBP
ORD SWAP Long 54,000 3.6481 GBP
ORD CFD Long 100,000 3.6411 GBP
ORD SWAP Short 2,919 3.6496 GBP
ORD CFD Short 4,625 3.6501 GBP
ORD CFD Short 2,569 3.6497 GBP
ORD CFD Short 9,710 3.6494 GBP
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type Expiry date Option
relevant description purchasing, of price e.g. money
security e.g. selling, securities per unit American, paid/
call varying to European received
option etc. which etc. per
option unit
relates
(ii) Exercising
Class of relevant Product description Number Exercise price
security e.g. call option of securities per unit
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding, formal or
informal, relating to relevant securities which
may be an inducement to deal or refrain
from dealing entered into by the exempt principal
trader making the disclosure and any
party to the offer or any person acting in
concert with a party to the offer:
If there are no such agreements, arrangements
or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between the
exempt principal trader making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 29 Jul 2014
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by Business Wire
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