TIDMISYS TIDMTTM
RNS Number : 9805Q
Bank of America Merrill Lynch
21 October 2013
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose Schneider Electric SA
relevant securities this form relates:
Use a separate form for each offeror/offeree
------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: Schneider Electric SA
------------------------------
(d) Date dealing undertaken: 18/10/2013
------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in No
respect of
any other party to this offer?
------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
Common - ISIN FR0000121972 Purchase 64,662 62.2 EUR 60.912 EUR
------------ --------------------------- --------------- ---------------
Common - ISIN FR0000121972 Sale 56,971 62.2 EUR 60.93 EUR
------------ --------------------------- --------------- ---------------
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
Common - ISIN
FR0000121972 Swaps Long 100 61.141 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
FR0000121972 Swaps Short 100 62.009 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
FR0000121972 Swaps Short 189 60.941 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
FR0000121972 Swaps Long 5,474 61.641 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
FR0000121972 Swaps Long 63 61.842 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
FR0000121972 Swaps Long 15,446 61.842 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
FR0000121972 Swaps Long 1,419 61.182 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
FR0000121972 Swaps Long 181 61.187 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
FR0000121972 Swaps Long 166 61.227 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
FR0000121972 Swaps Long 543 62.084 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
FR0000121972 Swaps Long 696 61.144 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
FR0000121972 Swaps Long 2,065 61.148 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
FR0000121972 Swaps Long 5,017 61.184 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
FR0000121972 Swaps Long 4,048 61.747 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
FR0000121972 Swaps Short 68 61.303 EUR
--------------------- ------------------------- ------------------------ ---------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
N/A N/A N/A N/A N/A N/A N/A N/A
------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
Common - ISIN FR0000121972 Call Option 200 60 EUR
--------------------- ------------ -------------------
Common - ISIN FR0000121972 Call Option 2500 62 EUR
--------------------- ------------ -------------------
Common - ISIN FR0000121972 Put Option 600 64 EUR
--------------------- ------------ -------------------
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
Common - ISIN FR0000121972 Assingment - Call Option 2500 60 EUR
-------------------------------- -------- -------------------------------
Common - ISIN FR0000121972 Assingment - Call Option 1500 62 EUR
-------------------------------- -------- -------------------------------
Common - ISIN FR0000121972 Assingment - Put Option 2000 64 EUR
-------------------------------- -------- -------------------------------
Common - ISIN FR0000121972 Assingment - Call Option 700 58 EUR
-------------------------------- -------- -------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 21/10/2013
Contact name: Lucy Hayes
--------------
Telephone number: 0207 995 9850
--------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose Invensys PLC
relevant securities this form relates:
Use a separate form for each offeror/offeree
------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: Schneider Electric SA
------------------------------
(d) Date dealing undertaken: 18/10/2013
------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in No
respect of
any other party to this offer?
------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
Common - ISIN GB00B979H674 Purchase 39,055 5.01 GBP 4.978 GBP
----------- --------------------------- --------------- ---------------
Common - ISIN GB00B979H674 Sale 15,598 5.01 GBP 4.985 GBP
----------- --------------------------- --------------- ---------------
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing securities
a
long/short position,
increasing/reducing a
long/short position
Common - ISIN GB00B979H674 Swaps Long 18 4.991 GBP
-------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B979H674 Swaps Long 30 4.991 GBP
-------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B979H674 Swaps Long 149 4.991 GBP
-------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B979H674 Swaps Long 350 4.991 GBP
-------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B979H674 Swaps Long 695 4.991 GBP
-------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B979H674 Swaps Long 440 4.993 GBP
-------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B979H674 Swaps Short 8,817 4.993 GBP
-------------------- ---------------------- ---------------------- -----------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
N/A N/A N/A N/A N/A N/A N/A N/A
------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
N/A N/A N/A N/A
-------------------------- --------------- ---------------------
(d) Other dealings (including subscribing for new
securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
------------------------------- ---------- ---------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 21/10/2013
Contact name: Lucy Hayes
--------------
Telephone number: 0207 995 9850
--------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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