TIDMISYS TIDMTTM
RNS Number : 4072P
Bank of America Merrill Lynch
01 October 2013
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
------------------------------------------------------------------------------------- ------------------------------
(b) Name of offeror/offeree in relation to whose Invensys PLC
relevant securities this form relates:
Use a separate form for each offeror/offeree
------------------------------------------------------------------------------------- ------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: Schneider Electric SA
------------------------------------------------------------------------------------- ------------------------------
(d) Date dealing undertaken: 30/09/2013
------------------------------------------------------------------------------------- ------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in No
respect of
any other party to this offer?
------------------------------------------------------------------------------------- ------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB00B979H674 Purchase 816,031 4.981 GBP 4.964 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB00B979H674 Sale 542,270 4.985 GBP 4.966 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 1,200 4.969 GBP
GB00B979H674
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 820 4.975 GBP
GB00B979H674
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 16,155 4.975 GBP
GB00B979H674
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 22,895 4.978 GBP
GB00B979H674
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 6,104 4.98 GBP
GB00B979H674
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 470 4.978 GBP
GB00B979H674
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 1,185 4.974 GBP
GB00B979H674
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 2,950 4.974 GBP
GB00B979H674
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 110 4.981 GBP
GB00B979H674
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 350 4.981 GBP
GB00B979H674
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 3,821 4.981 GBP
GB00B979H674
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 33 4.969 GBP
GB00B979H674
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 860 4.967 GBP
GB00B979H674
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 2,168 4.97 GBP
GB00B979H674
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 77 4.967 GBP
GB00B979H674
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 860 4.979 GBP
GB00B979H674
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 2,168 4.979 GBP
GB00B979H674
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 4,498 4.979 GBP
GB00B979H674
------------------------- -------------------- ------------------------- ------------------------- ---------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
N/A N/A N/A N/A N/A N/A N/A N/A
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
--------------------------- -------------------- ------------ -------------------
N/A N/A N/A N/A
--------------------------- -------------------- ------------ -------------------
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
--------------------------- ------------------------------- -------- -------------------------------
N/A N/A N/A N/A
--------------------------- ------------------------------- -------- -------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
-------------------------------------------------------------------------------------------
None
-------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 01/10/2013
--------------------- --------------
Contact name: Lucy Hayes
--------------------- --------------
Telephone number: 0207 995 9850
--------------------- --------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
----------------------------------------------------------------------------------------- ------------------------------
(b) Name of offeror/offeree in relation to whose Schneider Electric SA
relevant securities this form relates:
Use a separate form for each offeror/offeree
----------------------------------------------------------------------------------------- ------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: Schneider Electric SA
----------------------------------------------------------------------------------------- ------------------------------
(d) Date dealing undertaken: 30/09/2013
----------------------------------------------------------------------------------------- ------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in No
respect of
any other party to this offer?
----------------------------------------------------------------------------------------- ------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
---------------------------- ------------ --------------------------- --------------- ---------------
Common - ISIN FR0000121972 Purchase 395,249 62.94 EUR 62.16 EUR
---------------------------- ------------ --------------------------- --------------- ---------------
Common - ISIN FR0000121972 Sale 247,035 63.05 EUR 62.12 EUR
---------------------------- ------------ --------------------------- --------------- ---------------
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing securities
a
long/short position,
increasing/reducing a
long/short position
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Long 15 62.501 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Long 85 62.501 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Short 843 62.563 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Short 11 62.63 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Short 15,883 62.582 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Short 3 62.237 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Short 31 62.237 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Short 171 62.256 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Long 171 62.652 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Long 663 62.652 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Long 854 62.652 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Long 376 62.752 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Long 3,095 62.781 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Long 1,514 62.792 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Long 4,295 62.798 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Long 162 62.807 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Short 600 62.446 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Long 390 62.512 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Long 600 62.512 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Long 600 62.512 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Long 214 62.747 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Long 462 62.744 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Long 3,948 62.507 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Long 5,088 62.507 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Short 915 62.75 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
Common - ISIN FR0000121972 Swaps Short 3,948 62.75 EUR
----------------------------- --------------------- ---------------------- --------------------- -----------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
N/A N/A N/A N/A N/A N/A N/A N/A
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
----------------------------- -------------------------- --------------- ---------------------
N/A N/A N/A N/A
----------------------------- -------------------------- --------------- ---------------------
(d) Other dealings (including subscribing for new
securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
----------------------------- ------------------------------- ---------- ---------------------------------
N/A N/A N/A N/A
----------------------------- ------------------------------- ---------- ---------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
-------------------------------------------------------------------------------------------
None
-------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 01/10/2013
--------------------- --------------
Contact name: Lucy Hayes
--------------------- --------------
Telephone number: 0207 995 9850
--------------------- --------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
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