- Statement of Changes in Beneficial Ownership (4)
23 Dezember 2010 - 3:14AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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February 28, 2011
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
GRANOFF GARY C
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2. Issuer Name
and
Ticker or Trading Symbol
AMERITRANS CAPITAL CORP
[
AMTC
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
__
X
__ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Managing Director
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(Last)
(First)
(Middle)
ELK ASSOCIATES FUNDING CORP, 830 THIRD AVENUE, 8TH FLOOR
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3. Date of Earliest Transaction
(MM/DD/YYYY)
12/20/2010
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(Street)
NEW YORK, NY 10022
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock, $.0001 par value
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12/20/2010
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S
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8400
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D
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$1.075
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144780
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D
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Common Stock, $.0001 par value
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16900
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I
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See footnotes
(1)
(2)
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Common Stock, $.0001 par value
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261
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I
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See footnotes
(1)
(3)
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Common Stock, $.0001 par value
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78584
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I
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See footnotes
(1)
(4)
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Common Stock, $.0001 par value
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12000
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I
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See footnotes
(1)
(5)
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Common Stock, $.0001 par value
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71979
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I
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See footnotes
(1)
(6)
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Common Stock, $.0001 par value
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6000
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I
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See footnotes
(1)
(7)
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Common Stock, $.0001 par value
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12937
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I
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See footnotes
(1)
(8)
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Common Stock, $.0001 par value
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4000
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I
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See footnote
(9)
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9 3/8% Cumulative Participating Redeemable Preferred Stock
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3478
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I
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See footnotes
(1)
(6)
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9 3/8% Cumulative Participating Redeemable Preferred Stock
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500
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I
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See footnotes
(1)
(4)
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9 3/8% Cumulative Participating Redeemable Preferred Stock
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1000
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I
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See footnotes
(1)
(5)
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9 3/8% Cumulative Participating Redeemable Preferred Stock
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1000
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I
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See footnotes
(1)
(8)
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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(
1)
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The reporting person disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein as determined in accordance with Rule 16a-2(a)(2) promulgated under the Securities Exchange Act of 1934, as amended.
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(
2)
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These shares are held by the Granoff Family Foundation, a charitable foundation of which the reporting person and his two brothers serve as trustees.
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(
3)
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These shares are held by GCG Associates Inc., a corporation controlled by the reporting person.
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(
4)
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These shares are held by DAPARY Management Corp., a corporation controlled by the reporting person.
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(
5)
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These shares are held by J&H Associates Ltd. Pts., a partnership whose general partner is GCG Associates Inc., a corporation controlled by the reporting person.
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(
6)
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These shares are held in the reporting person's IRA or pension accounts.
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(
7)
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These shares are held in an irrevocable qualified subschapter S trust for the benefit of the reporting person's son, of which the reporting person is the trustee.
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(
8)
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These shares are held by Leslie Granoff, the reporting person's wife.
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(
9)
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These shares are held by Citicorp Trust NA Florida, as successor Co-Trustee with Gary Granoff, of the Jeannette Granoff Trust U/A DTD 4/19/94 as a result of the recent death of Jeannette Granoff.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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GRANOFF GARY C
ELK ASSOCIATES FUNDING CORP
830 THIRD AVENUE, 8TH FLOOR
NEW YORK, NY 10022
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X
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X
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Managing Director
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Signatures
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/s/ Gary C. Granoff
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12/22/2010
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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