Amended Statement of Changes in Beneficial Ownership (4/a)
25 Mai 2021 - 8:25PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Shah Jai |
2. Issuer Name and Ticker or Trading Symbol
LEGGETT & PLATT INC
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LEG
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
NO. 1 LEGGETT ROAD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
12/15/2020 |
(Street)
CARTHAGE, MO 64836
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
12/16/2020 |
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Options (Right to Buy) | $41.39 | 12/15/2020 | | A | | 12865 (1) | | 12/31/2021 | 12/14/2030 | Common Stock | 12865 | $8.28 | 12865 | D | |
Explanation of Responses: |
(1) | Reflects an option under the Issuer's Deferred Compensation Program exempt under Rule 16b-3. The Reporting Person elected to receive option shares in lieu of 2021 director cash compensation. The Form 4 filed on 12/16/2020 reported the grant of 6,342 option shares in lieu of $52,500 of his foregone director cash compensation which was fixed and determinable on the grant date only conditioned upon the passage of time and continued directorship through his current term. This Form 4 Amendment reports an additional 6,523 option shares granted in lieu of $54,000 of his foregone director cash compensation upon re-election as a director at the 5/25/2021 annual shareholder meeting. Such additional option shares became fixed and determinable on 5/25/2021, only conditioned on the passage of time and continued directorship. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Shah Jai NO. 1 LEGGETT ROAD CARTHAGE, MO 64836 | X |
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Signatures
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/s/ S. Scott Luton, attorney-in-fact | | 5/25/2021 |
**Signature of Reporting Person | Date |
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