Form N-PX - Annual Report of proxy voting record of management investment companies
23 August 2023 - 5:08PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
ICA File Number: 811-23600
Thornburg Income Builder Opportunities Trust
Registrant Name
c/o Thornburg
Investment Management, Inc.
2300 North Ridgetop Road, Santa Fe, N.M. 87506
Principal Executive Offices
Garrett Thornburg, 2300 North Ridgetop Road, Santa Fe, N.M. 87506
Name and address of agent for service
Registrants telephone: 505-984-0200
Date of fiscal year end: September 30, 2023
Reporting Period: July 1, 2022 - June 30, 2023
Item 1. Proxy Voting Record
Thornburg Income Builder Opportunities Trust
FORM N-PX
ICA File Number: 811-23600
Registrant Name: Thornburg Income Builder Opportunities Trust
Reporting Period: 07/01/2022
- 06/30/2023
Thornburg Income Builder Opportunities Trust
|
ABBVIE INC. Meeting Date: MAY 05, 2023 Record Date: MAR 06, 2023 Meeting Type: ANNUAL |
Ticker: ABBV Security ID: 00287Y109 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1.1 |
Elect Director Robert J. Alpern |
Management |
For |
For |
1.2 |
Elect Director Melody B. Meyer |
Management |
For |
For |
1.3 |
Elect Director Frederick H. Waddell |
Management |
For |
For |
2 |
Ratify Ernst & Young LLP as Auditors |
Management |
For |
For |
3 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
4 |
Eliminate Supermajority Vote Requirement |
Management |
For |
For |
5 |
Adopt Simple Majority Vote |
Shareholder |
Against |
Against |
6 |
Report on Congruency of Political Spending with Company Values and Priorities |
Shareholder |
Against |
Abstain |
7 |
Report on Lobbying Payments and Policy |
Shareholder |
Against |
Abstain |
8 |
Report on Impact of Extended Patent Exclusivities on Product Access |
Shareholder |
Against |
Abstain |
|
ADYEN NV Meeting Date: MAY 11, 2023 Record Date: APR 13, 2023 Meeting Type: ANNUAL |
Ticker: ADYEN Security ID: N3501V104 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Open Meeting |
Management |
None |
None |
2.a |
Receive Report of Management Board and Supervisory Board (Non-Voting) |
Management |
None |
None |
2.b |
Adopt Financial Statements and Statutory Reports |
Management |
For |
For |
2.c |
Receive Explanation on Company's Reserves and Dividend Policy |
Management |
None |
None |
2.d |
Approve Remuneration Report |
Management |
For |
For |
2.e |
Approve Remuneration Policy for Management Board |
Management |
For |
For |
2.f |
Approve Remuneration Policy for the Supervisory Board |
Management |
For |
For |
2.g |
Approve Increase Cap on Variable Remuneration for Staff Members |
Management |
For |
For |
3 |
Approve Discharge of Management Board |
Management |
For |
For |
4 |
Approve Discharge of Supervisory Board |
Management |
For |
For |
5 |
Reelect Ingo Uytdehaage to Management Board as Co-Chief Executive Officer |
Management |
For |
For |
6 |
Reelect Mariette Swart to Management Board as Chief Risk and Compliance Officer |
Management |
For |
For |
7 |
Elect Brooke Nayden to Management Board as Chief Human Resources Officer |
Management |
For |
For |
8 |
Elect Ethan Tandowsky to Management Board as Chief Financial Officer |
Management |
For |
For |
9 |
Reelect Pamela Joseph to Supervisory Board |
Management |
For |
For |
10 |
Reelect Joep van Beurden to Supervisory Board |
Management |
For |
For |
11 |
Amend Articles of Association |
Management |
For |
For |
12 |
Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital |
Management |
For |
For |
13 |
Authorize Board to Exclude Preemptive Rights from Share Issuances |
Management |
For |
For |
14 |
Authorize Repurchase of Up to 10 Percent of Issued Share Capital |
Management |
For |
For |
15 |
Reappoint PwC as Auditors |
Management |
For |
For |
16 |
Close Meeting |
Management |
None |
None |
|
ALIBABA GROUP HOLDING LIMITED Meeting Date: SEP 30, 2022 Record Date: AUG 03, 2022 Meeting Type: ANNUAL |
Ticker: 9988 Security ID: G01719114 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1.1 |
Elect Director Daniel Yong Zhang |
Management |
For |
For |
1.2 |
Elect Director Jerry Yang |
Management |
For |
For |
1.3 |
Elect Director Wan Ling Martello |
Management |
For |
For |
1.4 |
Elect Director Weijian Shan |
Management |
For |
For |
1.5 |
Elect Director Irene Yun-Lien Lee |
Management |
For |
For |
1.6 |
Elect Director Albert Kong Ping Ng |
Management |
For |
For |
2 |
Ratify PricewaterhouseCoopers as Auditors |
Management |
For |
For |
|
ALTRIA GROUP, INC. Meeting Date: MAY 18, 2023 Record Date: MAR 27, 2023 Meeting Type: ANNUAL |
Ticker: MO Security ID: 02209S103 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director Ian L.T. Clarke |
Management |
For |
For |
1b |
Elect Director Marjorie M. Connelly |
Management |
For |
For |
1c |
Elect Director R. Matt Davis |
Management |
For |
For |
1d |
Elect Director William F. Gifford, Jr. |
Management |
For |
For |
1e |
Elect Director Jacinto J. Hernandez |
Management |
For |
For |
1f |
Elect Director Debra J. Kelly-Ennis |
Management |
For |
For |
1g |
Elect Director Kathryn B. McQuade |
Management |
For |
For |
1h |
Elect Director George Munoz |
Management |
For |
For |
1i |
Elect Director Nabil Y. Sakkab |
Management |
For |
For |
1j |
Elect Director Virginia E. Shanks |
Management |
For |
For |
1k |
Elect Director Ellen R. Strahlman |
Management |
For |
For |
1l |
Elect Director M. Max Yzaguirre |
Management |
For |
For |
2 |
Ratify PricewaterhouseCoopers LLP as Auditors |
Management |
For |
For |
3 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
4 |
Advisory Vote on Say on Pay Frequency |
Management |
One Year |
One Year |
5 |
Report on Congruency of Political Spending with Company Values and Priorities |
Shareholder |
Against |
Abstain |
6 |
Report on Third-Party Civil Rights Audit |
Shareholder |
Against |
Abstain |
|
ASML HOLDING NV Meeting Date: APR 26, 2023 Record Date: MAR 29, 2023 Meeting Type: ANNUAL |
Ticker: ASML Security ID: N07059202 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Open Meeting |
Management |
None |
None |
2 |
Discuss the Company's Business, Financial Situation and Sustainability |
Management |
None |
None |
3a |
Approve Remuneration Report |
Management |
For |
For |
3b |
Adopt Financial Statements and Statutory Reports |
Management |
For |
For |
3c |
Receive Explanation on Company's Reserves and Dividend Policy |
Management |
None |
None |
3d |
Approve Dividends |
Management |
For |
For |
4a |
Approve Discharge of Management Board |
Management |
For |
For |
4b |
Approve Discharge of Supervisory Board |
Management |
For |
For |
5 |
Approve Number of Shares for Management Board |
Management |
For |
For |
6a |
Amend Remuneration Policy for the Supervisory Board |
Management |
For |
For |
6b |
Amend Remuneration of the Members of the Supervisory Board |
Management |
For |
For |
7 |
Receive Information on the Composition of the Management Board and Announce Intention to Appoint W.R. Allan to Management Board |
Management |
None |
None |
8 |
Elect N.S. Andersen to Supervisory Board |
Management |
For |
For |
8b |
Elect J.P. de Kreij to Supervisory Board |
Management |
For |
For |
8c |
Discuss Composition of the Supervisory Board |
Management |
None |
None |
9 |
Ratify PricewaterhouseCoopers Accountants N.V. as Auditors |
Management |
For |
For |
10a |
Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital Plus Additional 5 Percent in Case of Merger or Acquisition |
Management |
For |
For |
10b |
Authorize Board to Exclude Preemptive Rights from Share Issuances |
Management |
For |
For |
11 |
Authorize Repurchase of Up to 10 Percent of Issued Share Capital |
Management |
For |
For |
12 |
Authorize Cancellation of Repurchased Shares |
Management |
For |
For |
13 |
Other Business (Non-Voting) |
Management |
None |
None |
14 |
Close Meeting |
Management |
None |
None |
|
ASSICURAZIONI GENERALI SPA Meeting Date: APR 26, 2023 Record Date: APR 17, 2023 Meeting Type: ANNUAL |
Ticker: G Security ID: T05040109 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Accept Financial Statements and Statutory Reports |
Management |
For |
For |
1b |
Approve Allocation of Income |
Management |
For |
For |
2a |
Elect Stefano Marsaglia as Director |
Management |
For |
For |
3a.1 |
Slate Submitted by VM 2006 Srl |
Shareholder |
None |
Against |
3a.2 |
Slate Submitted by Institutional Investors (Assogestioni) |
Shareholder |
None |
For |
3b |
Approve Internal Auditors' Remuneration |
Management |
For |
For |
4a |
Approve Remuneration Policy |
Management |
For |
For |
4b |
Approve Second Section of the Remuneration Report |
Management |
For |
For |
5a |
Approve Long Term Incentive Plan 2023-2025 |
Management |
For |
For |
5b |
Authorize Share Repurchase Program and Reissuance of Repurchased Shares to Service Group Long Term Incentive Plan |
Management |
For |
For |
6a |
Approve Share Plan for Generali Group Employees |
Management |
For |
For |
6b |
Authorize Share Repurchase Program and Reissuance of Repurchased Shares to Service Share Plan for Generali Group Employees |
Management |
For |
For |
7 |
Adjust Remuneration of External Auditors |
Management |
For |
For |
A |
Deliberations on Possible Legal Action Against Directors if Presented by Shareholders |
Management |
None |
Against |
|
BHP GROUP LIMITED Meeting Date: NOV 10, 2022 Record Date: NOV 08, 2022 Meeting Type: ANNUAL |
Ticker: BHP Security ID: Q1498M100 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
2 |
Elect Michelle Hinchliffe as Director |
Management |
For |
For |
3 |
Elect Catherine Tanna as Director |
Management |
For |
For |
4 |
Elect Terry Bowen as Director |
Management |
For |
For |
5 |
Elect Xiaoqun Clever as Director |
Management |
For |
For |
6 |
Elect Ian Cockerill as Director |
Management |
For |
For |
7 |
Elect Gary Goldberg as Director |
Management |
For |
For |
8 |
Elect Ken MacKenzie as Director |
Management |
For |
For |
9 |
Elect Christine O'Reilly as Director |
Management |
For |
For |
10 |
Elect Dion Weisler as Director |
Management |
For |
For |
11 |
Approve Remuneration Report |
Management |
For |
For |
12 |
Approve Grant of Awards to Mike Henry |
Management |
For |
For |
13 |
Approve the Amendments to the Company's Constitution |
Shareholder |
Against |
Against |
14 |
Approve Policy Advocacy |
Shareholder |
Against |
Abstain |
15 |
Approve Climate Accounting and Audit |
Shareholder |
Against |
Abstain |
|
BNP PARIBAS SA Meeting Date: MAY 16, 2023 Record Date: MAY 12, 2023 Meeting Type: ANNUAL/SPECIAL |
Ticker: BNP Security ID: F1058Q238 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Approve Financial Statements and Statutory Reports |
Management |
For |
For |
2 |
Approve Consolidated Financial Statements and Statutory Reports |
Management |
For |
For |
3 |
Approve Allocation of Income and Dividends of EUR 3.90 per Share |
Management |
For |
For |
4 |
Approve Auditors' Special Report on Related-Party Transactions |
Management |
For |
For |
5 |
Authorize Repurchase of Up to 10 Percent of Issued Share Capital |
Management |
For |
For |
6 |
Reelect Jean Lemierre as Director |
Management |
For |
For |
7 |
Reelect Jacques Aschenbroich as Director |
Management |
For |
For |
8 |
Reelect Monique Cohen as Director |
Management |
For |
For |
9 |
Reelect Daniela Schwarzer as Director |
Management |
For |
For |
10 |
Approve Remuneration Policy of Directors |
Management |
For |
For |
11 |
Approve Remuneration Policy of Chairman of the Board |
Management |
For |
For |
12 |
Approve Remuneration Policy of CEO and Vice-CEOs |
Management |
For |
For |
13 |
Approve Compensation Report of Corporate Officers |
Management |
For |
For |
14 |
Approve Compensation of Jean Lemierre, Chairman of the Board |
Management |
For |
For |
15 |
Approve Compensation of Jean-Laurent Bonnafe, CEO |
Management |
For |
For |
16 |
Approve Compensation of Yann Gerardin, Vice-CEO |
Management |
For |
For |
17 |
Approve Compensation of Thierry Laborde, Vice-CEO |
Management |
For |
For |
18 |
Approve the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers |
Management |
For |
For |
19 |
Approve Issuance of Super-Subordinated Contigent Convertible Bonds without Preemptive Rights for Private Placements, up to 10 Percent of Issued Capital |
Management |
For |
For |
20 |
Authorize Capital Issuances for Use in Employee Stock Purchase Plans |
Management |
For |
For |
21 |
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares |
Management |
For |
For |
22 |
Amend Article 14 of Bylaws Re: Age Limit of Chairman of the Board |
Management |
For |
For |
23 |
Authorize Filing of Required Documents/Other Formalities |
Management |
For |
For |
|
BROADCOM INC. Meeting Date: APR 03, 2023 Record Date: FEB 06, 2023 Meeting Type: ANNUAL |
Ticker: AVGO Security ID: 11135F101 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director Diane M. Bryant |
Management |
For |
For |
1b |
Elect Director Gayla J. Delly |
Management |
For |
For |
1c |
Elect Director Raul J. Fernandez |
Management |
For |
For |
1d |
Elect Director Eddy W. Hartenstein |
Management |
For |
For |
1e |
Elect Director Check Kian Low |
Management |
For |
For |
1f |
Elect Director Justine F. Page |
Management |
For |
For |
1g |
Elect Director Henry Samueli |
Management |
For |
For |
1h |
Elect Director Hock E. Tan |
Management |
For |
For |
1i |
Elect Director Harry L. You |
Management |
For |
For |
2 |
Ratify PricewaterhouseCoopers LLP as Auditors |
Management |
For |
For |
3 |
Amend Omnibus Stock Plan |
Management |
For |
For |
4 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
5 |
Advisory Vote on Say on Pay Frequency |
Management |
One Year |
One Year |
|
CISCO SYSTEMS, INC. Meeting Date: DEC 08, 2022 Record Date: OCT 10, 2022 Meeting Type: ANNUAL |
Ticker: CSCO Security ID: 17275R102 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director M. Michele Burns |
Management |
For |
For |
1b |
Elect Director Wesley G. Bush |
Management |
For |
For |
1c |
Elect Director Michael D. Capellas |
Management |
For |
For |
1d |
Elect Director Mark Garrett |
Management |
For |
For |
1e |
Elect Director John D. Harris, II |
Management |
For |
For |
1f |
Elect Director Kristina M. Johnson |
Management |
For |
For |
1g |
Elect Director Roderick C. McGeary |
Management |
For |
For |
1h |
Elect Director Sarah Rae Murphy |
Management |
For |
For |
1i |
Elect Director Charles H. Robbins |
Management |
For |
For |
1j |
Elect Director Brenton L. Saunders |
Management |
For |
For |
1k |
Elect Director Lisa T. Su |
Management |
For |
For |
1l |
Elect Director Marianna Tessel |
Management |
For |
For |
2 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
3 |
Ratify PricewaterhouseCoopers LLP as Auditors |
Management |
For |
For |
4 |
Report on Tax Transparency Set Forth in the Global Reporting Initiative's Tax Standard |
Shareholder |
Against |
Abstain |
|
CME GROUP INC. Meeting Date: MAY 04, 2023 Record Date: MAR 06, 2023 Meeting Type: ANNUAL |
Ticker: CME Security ID: 12572Q105 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director Terrence A. Duffy |
Management |
For |
For |
1b |
Elect Director Kathryn Benesh |
Management |
For |
For |
1c |
Elect Director Timothy S. Bitsberger |
Management |
For |
For |
1d |
Elect Director Charles P. Carey |
Management |
For |
For |
1e |
Elect Director Bryan T. Durkin |
Management |
For |
For |
1f |
Elect Director Harold Ford, Jr. |
Management |
For |
For |
1g |
Elect Director Martin J. Gepsman |
Management |
For |
For |
1h |
Elect Director Larry G. Gerdes |
Management |
For |
For |
1i |
Elect Director Daniel R. Glickman |
Management |
For |
For |
1j |
Elect Director Daniel G. Kaye |
Management |
For |
For |
1k |
Elect Director Phyllis M. Lockett |
Management |
For |
For |
1l |
Elect Director Deborah J. Lucas |
Management |
For |
For |
1m |
Elect Director Terry L. Savage |
Management |
For |
For |
1n |
Elect Director Rahael Seifu |
Management |
For |
For |
1o |
Elect Director William R. Shepard |
Management |
For |
For |
1p |
Elect Director Howard J. Siegel |
Management |
For |
For |
1q |
Elect Director Dennis A. Suskind |
Management |
For |
For |
2 |
Ratify Ernst & Young LLP as Auditors |
Management |
For |
For |
3 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
4 |
Advisory Vote on Say on Pay Frequency |
Management |
One Year |
One Year |
|
DEUTSCHE POST AG Meeting Date: MAY 04, 2023 Record Date: APR 28, 2023 Meeting Type: ANNUAL |
Ticker: DPW Security ID: D19225107 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Receive Financial Statements and Statutory Reports for Fiscal Year 2022 (Non-Voting) |
Management |
None |
None |
2 |
Approve Allocation of Income and Dividends of EUR 1.85 per Share |
Management |
For |
For |
3 |
Approve Discharge of Management Board for Fiscal Year 2022 |
Management |
For |
For |
4 |
Approve Discharge of Supervisory Board for Fiscal Year 2022 |
Management |
For |
For |
5.1 |
Elect Katrin Suder to the Supervisory Board |
Management |
For |
For |
5.2 |
Reelect Mario Daberkow to the Supervisory Board |
Management |
For |
For |
6 |
Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares |
Management |
For |
For |
7 |
Authorize Use of Financial Derivatives when Repurchasing Shares |
Management |
For |
For |
8 |
Approve Remuneration Report |
Management |
For |
For |
9.1 |
Amend Article Re: Location of Annual Meeting |
Management |
For |
For |
9.2 |
Approve Virtual-Only Shareholder Meetings Until 2025 |
Management |
For |
For |
9.3 |
Amend Articles Re: Participation of Supervisory Board Members in the Annual General Meeting by Means of Audio and Video Transmission |
Management |
For |
For |
|
ENBRIDGE INC. Meeting Date: MAY 03, 2023 Record Date: MAR 07, 2023 Meeting Type: ANNUAL |
Ticker: ENB Security ID: 29250N105 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1.1 |
Elect Director Mayank M. Ashar |
Management |
For |
For |
1.2 |
Elect Director Gaurdie E. Banister |
Management |
For |
For |
1.3 |
Elect Director Pamela L. Carter |
Management |
For |
For |
1.4 |
Elect Director Susan M. Cunningham |
Management |
For |
For |
1.5 |
Elect Director Gregory L. Ebel |
Management |
For |
For |
1.6 |
Elect Director Jason B. Few |
Management |
For |
For |
1.7 |
Elect Director Teresa S. Madden |
Management |
For |
For |
1.8 |
Elect Director Stephen S. Poloz |
Management |
For |
For |
1.9 |
Elect Director S. Jane Rowe |
Management |
For |
For |
1.10 |
Elect Director Dan C. Tutcher |
Management |
For |
For |
1.11 |
Elect Director Steven W. Williams |
Management |
For |
For |
2 |
Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration |
Management |
For |
For |
3 |
Advisory Vote on Executive Compensation Approach |
Management |
For |
For |
4 |
Re-approve Shareholder Rights Plan |
Management |
For |
For |
5 |
SP 1: Report on Lobbying and Political Donations |
Shareholder |
Against |
Abstain |
6 |
SP 2: Disclose the Company's Scope 3 Emissions |
Shareholder |
Against |
Abstain |
|
ENDESA SA Meeting Date: NOV 17, 2022 Record Date: NOV 11, 2022 Meeting Type: EXTRAORDINARY SHAREHOLDERS |
Ticker: ELE Security ID: E41222113 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1.1 |
Renewal of the Joint Management Agreement of Liquefied Natural Gas (LNG) Carriers and the Contracts for the Supply of LNG of US Origin between Endesa Energia, S.A.U. and Enel Global Trading, S.p.A. for 2023 and Their
Extension During 2022 |
Management |
For |
For |
1.2 |
Purchase and Sale of a Maximum Volume of Two TWh of Liquefied Natural Gas (LNG) between Enel Global Trading S.p.A and Endesa Energia, S.A.U. during 2023, for a Total Amount of Approximately EUR 290 Million |
Management |
For |
For |
1.3 |
Acquisition of Two Liquefied Natural Gas (LNG) Carriers, Approximately Two TWh of Gas, from Enel Generacion Chile, S.A. by Endesa Energia, S.A.U., in 2024, for a Total Amount of Approximately EUR 121 Million |
Management |
For |
For |
1.4 |
Approve the Following Transactions, for a Total Amount of EUR 5 Billion: a) Granting of a Twelve-Month Line of Credit by Enel Finance International N.V. to Endesa, S.A. b) Issuance of a Guarantee by Enel, S.p.A. for Bonds
Issued by Endesa Generacion, S.A. |
Management |
For |
For |
1.5 |
Renewal of the Provision of the Wind Turbine Vibration Analysis Service by Enel Green Power Espana, S.L. to Enel Green Power, S.p.A. over a Period of Five Years for an Amount of EUR 5 Million |
Management |
For |
For |
2 |
Authorize Board to Ratify and Execute Approved Resolutions |
Management |
For |
For |
|
ENDESA SA Meeting Date: APR 28, 2023 Record Date: APR 21, 2023 Meeting Type: ANNUAL |
Ticker: ELE Security ID: E41222113 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Approve Consolidated and Standalone Financial Statements |
Management |
For |
For |
2 |
Approve Consolidated and Standalone Management Reports |
Management |
For |
For |
3 |
Approve Non-Financial Information Statement |
Management |
For |
Abstain |
4 |
Approve Discharge of Board |
Management |
For |
For |
5 |
Approve Allocation of Income and Dividends |
Management |
For |
For |
6 |
Reelect Juan Sanchez-Calero Guilarte as Director |
Management |
For |
For |
7 |
Reelect Ignacio Garralda Ruiz de Velasco as Director |
Management |
For |
For |
8 |
Reelect Francisco de Lacerda as Director |
Management |
For |
For |
9 |
Reelect Alberto de Paoli as Director |
Management |
For |
For |
10 |
Approve Remuneration Report |
Management |
For |
For |
11 |
Approve Strategic Incentive Plan |
Management |
For |
For |
12.1 |
Approve Execution of Financial Transactions, in the Form of a Credit Facility and a Loan, between Enel Finance International NV and Endesa SA |
Management |
For |
For |
12.2 |
Approve Contracting of Corporate Services Provided by Endesa Group Companies to Gridspertise Iberia SL |
Management |
For |
For |
12.3 |
Approve Contracting of Technical Resources by Enel Green Power Espana SLU from Enel Green Power SpA Related to Engineering Services for the Development of Projects of Renewable Energies |
Management |
For |
For |
12.4 |
Approve Reinvoicing of the Expatriate Costs between Endesa Group Companies and Enel Group Companies |
Management |
For |
For |
12.5 |
Approve License Agreement for the Use of Platforms and Related Services as a "Software as a Service" Solution, between Enel X SRL and Endesa X Servicios SL |
Management |
For |
For |
12.6 |
Approve Contracts for the Supply of Electric Charging Solutions and the Provision of Services between Endesa X Way SL and Endesa X Servicios SL, Endesa Energia SAU, Endesa Medios y Sistemas SL and Asociacion Nuclear Asco -
Vandellos II AIE |
Management |
For |
For |
12.7 |
Approve Contracting of Logistics Services Provided by Endesa Generacion SAU to Enel Produzione SpA in the Ports of Carboneras and Ferrol |
Management |
For |
For |
12.8 |
Approve Purchases of Liquefied Natural Gas (LNG) for 2023, in a Maximum Volume of 4.5 TWh, between Endesa Energia SA and Enel Global Trading SpA |
Management |
For |
For |
12.9 |
Approve Contract for the Provision of Dielectric Fluid Analysis Services in Power Transformers by Endesa Ingenieria SL to E-Distribuzione SRL |
Management |
For |
For |
12.10 |
Approve Contracting of Gridspertise SRL by Edistribucion Redes Digitales SLU for the Supply of LVM Hubs and Other Assets |
Management |
For |
For |
13 |
Authorize Board to Ratify and Execute Approved Resolutions |
Management |
For |
For |
|
ENEL SPA Meeting Date: MAY 10, 2023 Record Date: APR 28, 2023 Meeting Type: ANNUAL |
Ticker: ENEL Security ID: T3679P115 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Accept Financial Statements and Statutory Reports |
Management |
For |
For |
2 |
Approve Allocation of Income |
Management |
For |
For |
3 |
Authorize Share Repurchase Program and Reissuance of Repurchased Shares |
Management |
For |
For |
4 |
Fix Number of Directors |
Management |
For |
For |
5 |
Fix Board Terms for Directors |
Management |
For |
For |
6.1 |
Slate 1 Submitted by Ministry of Economy and Finance |
Shareholder |
None |
Against |
6.2 |
Slate 2 Submitted by Institutional Investors (Assogestioni) |
Shareholder |
None |
For |
6.3 |
Slate 3 Submitted by Covalis Capital LLP and Covalis (Gibraltar) Ltd. |
Shareholder |
None |
Against |
7.1 |
Elect Paolo Scaroni as Board Chair |
Shareholder |
None |
For |
7.2 |
Elect Marco Mazzucchelli as Board Chair |
Shareholder |
None |
Against |
8 |
Approve Remuneration of Directors |
Management |
For |
For |
9 |
Approve Long Term Incentive Plan 2023 |
Management |
For |
For |
10.1 |
Approve Remuneration Policy |
Management |
For |
For |
10.2 |
Approve Second Section of the Remuneration Report |
Management |
For |
For |
A |
Deliberations on Possible Legal Action Against Directors if Presented by Shareholders |
Management |
None |
Against |
|
EQUINOR ASA Meeting Date: MAY 10, 2023 Record Date: MAY 09, 2023 Meeting Type: ANNUAL |
Ticker: EQNR Security ID: R2R90P103 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Open Meeting |
Management |
None |
None |
2 |
Registration of Attending Shareholders and Proxies |
Management |
None |
None |
3 |
Elect Chairman of Meeting |
Management |
For |
Did Not Vote |
4 |
Approve Notice of Meeting and Agenda |
Management |
For |
Did Not Vote |
5 |
Designate Inspector(s) of Minutes of Meeting |
Management |
For |
Did Not Vote |
6 |
Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of USD 0.30 Per Share, Approve Extraordinary Dividends of USD 0.60 Per Share |
Management |
For |
Did Not Vote |
7 |
Authorize Board to Distribute Dividends |
Management |
For |
Did Not Vote |
8 |
Ban Use of Fiberglass Rotor Blades in All New Wind Farms, Commit to Buy into Existing Hydropower Projects, and Conduct Research on Other Energy Sources Such as Thorium |
Shareholder |
Against |
Did Not Vote |
9 |
Identify and Manage Climate-Related Risks and Possibilities, and Integrate Them into Company's Strategy |
Shareholder |
Against |
Did Not Vote |
10 |
Stop All Exploration and Drilling by 2025 and Provide Financial and Technical Assistance For Repair and Development of Ukraine's Energy Infrastructure |
Shareholder |
Against |
Did Not Vote |
11 |
Develop Procedure to Improve Response to Shareholder Proposals |
Shareholder |
Against |
Did Not Vote |
12 |
End All Plans for Activities in Barents Sea, Adjust Up Investment in Renewables/Low Carbon Solution to 50 Percent by 2025, Implement CCS for Melkoya, and Invest in Rebuilding of Ukraine |
Shareholder |
Against |
Did Not Vote |
13 |
Stop All Exploration and Test Drilling for Oil & Gas, Become a Leading Producer of Renewable Energy, Stop Plans for Electrification of Melkoya, and Present a Plan Enabling Norway to Become Net-Zero By 2050 |
Shareholder |
Against |
Did Not Vote |
14 |
Include Global Warming in Company's Further Strategy, Stop All Exploration For More Oil & Gas, Phase Out All Production and Sale of Oil & Gas, Multiply Investment in Renewable Energy and CCS, and Become Climate-Friendly
Company |
Shareholder |
Against |
Did Not Vote |
15 |
Approve Company's Corporate Governance Statement |
Management |
For |
Did Not Vote |
16.1 |
Approve Remuneration Policy And Other Terms of Employment For Executive Management |
Management |
For |
Did Not Vote |
16.2 |
Approve Remuneration Statement |
Management |
For |
Did Not Vote |
17 |
Approve Remuneration of Auditors |
Management |
For |
Did Not Vote |
18 |
Approve Remuneration of Directors in the Amount of NOK 143,700 for Chairman, NOK 75,800 for Deputy Chairman and NOK 53,250 for Other Directors; Approve Remuneration for Deputy Directors |
Management |
For |
Did Not Vote |
19 |
Approve Remuneration of Nominating Committee |
Management |
For |
Did Not Vote |
20 |
Authorize Share Repurchase Program in Connection With Employee Remuneration Programs |
Management |
For |
Did Not Vote |
21 |
Approve NOK 431 Million Reduction in Share Capital via Share Cancellation |
Management |
For |
Did Not Vote |
22 |
Authorize Share Repurchase Program and Cancellation of Repurchased Shares |
Management |
For |
Did Not Vote |
|
FERTIGLOBE PLC Meeting Date: SEP 29, 2022 Record Date: SEP 28, 2022 Meeting Type: ORDINARY SHAREHOLDERS |
Ticker: FERTIGLOBE Security ID: ADPV55095 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Authorize Chairman of the Meeting to Appoint a Secretary and Vote Collector to the Meeting |
Management |
For |
For |
2 |
Approve Dividends of AED 0.33 per Share for First Half of FY 2022 |
Management |
For |
For |
3 |
Authorize Board or Any Authorized Person to Ratify and Execute Approved Resolutions |
Management |
For |
For |
|
FERTIGLOBE PLC Meeting Date: APR 11, 2023 Record Date: APR 10, 2023 Meeting Type: ANNUAL |
Ticker: FERTIGLOBE Security ID: ADPV55095 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Authorize Chairman of the Meeting to Appoint the Meeting Secretary and the Vote Collector |
Management |
For |
For |
1 |
Approve Board Report on Company Operations and Its Financial Position for FY 2022 |
Management |
For |
For |
2 |
Approve Auditors' Report on Company Financial Statements for FY 2022 |
Management |
For |
For |
3 |
Accept Standalone Audited Financial Statements and Statutory Reports for FY 2022 |
Management |
For |
For |
4 |
Accept Consolidated Audited Financial Statements and Statutory Reports for FY 2022 |
Management |
For |
For |
5 |
Approve Dividend of AED 0.3097 per Share for Second Half of FY 2022 to Bring the Total Dividend to AED 0.6415 per Share for FY 2022 |
Management |
For |
For |
6 |
Approve Remuneration of Directors for FY 2022 |
Management |
For |
For |
7 |
Approve Discharge of Directors for FY 2022 |
Management |
For |
For |
8 |
Approve Discharge of Auditors for FY 2022 |
Management |
For |
For |
9 |
Ratify Auditors and Fix Their Remuneration for FY 2023 |
Management |
For |
For |
|
GABELLI DIVIDEND & INCOME TRUST Meeting Date: MAY 22, 2023 Record Date: MAR 28, 2023 Meeting Type: ANNUAL |
Ticker: GDV Security ID: 36242H872 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1.1 |
Elect Director Anthony S. Colavita |
Management |
For |
For |
1.2 |
Elect Director Frank J. Fahrenkopf, Jr. |
Management |
For |
For |
1.3 |
Elect Director Anthonie C. van Ekris |
Management |
For |
For |
1.4 |
Elect Director Salvatore J. Zizza |
Management |
For |
For |
|
GLENCORE PLC Meeting Date: MAY 26, 2023 Record Date: MAY 24, 2023 Meeting Type: ANNUAL |
Ticker: GLEN Security ID: JE00B4T3BW64 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Accept Financial Statements and Statutory Reports |
Management |
For |
For |
2 |
Approve Reduction of Capital Contribution Reserves |
Management |
For |
For |
3 |
Re-elect Kalidas Madhavpeddi as Director |
Management |
For |
For |
4 |
Re-elect Gary Nagle as Director |
Management |
For |
For |
5 |
Re-elect Peter Coates as Director |
Management |
For |
For |
6 |
Re-elect Martin Gilbert as Director |
Management |
For |
For |
7 |
Re-elect Gill Marcus as Director |
Management |
For |
For |
8 |
Re-elect Cynthia Carroll as Director |
Management |
For |
For |
9 |
Re-elect David Wormsley as Director |
Management |
For |
For |
10 |
Elect Liz Hewitt as Director |
Management |
For |
For |
11 |
Reappoint Deloitte LLP as Auditors |
Management |
For |
For |
12 |
Authorise the Audit Committee to Fix Remuneration of Auditors |
Management |
For |
For |
13 |
Approve 2022 Climate Report |
Management |
For |
For |
14 |
Approve Remuneration Report |
Management |
For |
For |
15 |
Authorise Issue of Equity |
Management |
For |
For |
16 |
Authorise Issue of Equity without Pre-emptive Rights |
Management |
For |
For |
17 |
Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment |
Management |
For |
For |
18 |
Authorise Market Purchase of Ordinary Shares |
Management |
For |
For |
19 |
Resolution in Respect of the Next Climate Action Transition Plan |
Shareholder |
Against |
Against |
|
ING GROEP NV Meeting Date: APR 24, 2023 Record Date: MAR 27, 2023 Meeting Type: ANNUAL |
Ticker: INGA Security ID: N4578E595 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Open Meeting |
Management |
None |
None |
2A |
Receive Report of Executive Board (Non-Voting) |
Management |
None |
None |
2B |
Receive Report of Supervisory Board (Non-Voting) |
Management |
None |
None |
2C |
Approve Remuneration Report |
Management |
For |
For |
2D |
Adopt Financial Statements and Statutory Reports |
Management |
For |
For |
3A |
Receive Explanation on Dividend and Distribution Policy |
Management |
None |
None |
3B |
Approve Dividends |
Management |
For |
For |
4A |
Approve Discharge of Executive Board |
Management |
For |
For |
4B |
Approve Discharge of Supervisory Board |
Management |
For |
For |
5 |
Ratify KPMG Accountants N.V. (KPMG) as Auditors |
Management |
For |
For |
6 |
Reelect Tanate Phutrakul to Executive Board |
Management |
For |
For |
7A |
Elect Alexandra Reich to Supervisory Board |
Management |
For |
For |
7B |
Elect Karl Guha to Supervisory Board |
Management |
For |
For |
7C |
Reelect Herna Verhagen to Supervisory Board |
Management |
For |
For |
7D |
Reelect Mike Rees to Supervisory Board |
Management |
For |
For |
8A |
Grant Board Authority to Issue Shares Up to 40 Percent of Issued Capital |
Management |
For |
For |
8B |
Authorize Board to Exclude Preemptive Rights from Share Issuances |
Management |
For |
For |
9 |
Authorize Repurchase of Up to 10 Percent of Issued Share Capital |
Management |
For |
For |
10 |
Approve Cancellation of Repurchased Shares Pursuant to the Authority Under Item 9 |
Management |
For |
For |
|
JD.COM, INC. Meeting Date: JUN 21, 2023 Record Date: MAY 19, 2023 Meeting Type: ANNUAL |
Ticker: 9618 Security ID: G8208B101 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Amend Memorandum of Association and Articles of Association |
Management |
For |
For |
|
JPMORGAN CHASE & CO. Meeting Date: MAY 16, 2023 Record Date: MAR 17, 2023 Meeting Type: ANNUAL |
Ticker: JPM Security ID: 46625H100 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director Linda B. Bammann |
Management |
For |
For |
1b |
Elect Director Stephen B. Burke |
Management |
For |
For |
1c |
Elect Director Todd A. Combs |
Management |
For |
For |
1d |
Elect Director James S. Crown |
Management |
For |
For |
1e |
Elect Director Alicia Boler Davis |
Management |
For |
For |
1f |
Elect Director James Dimon |
Management |
For |
For |
1g |
Elect Director Timothy P. Flynn |
Management |
For |
For |
1h |
Elect Director Alex Gorsky |
Management |
For |
For |
1i |
Elect Director Mellody Hobson |
Management |
For |
For |
1j |
Elect Director Michael A. Neal |
Management |
For |
For |
1k |
Elect Director Phebe N. Novakovic |
Management |
For |
For |
1l |
Elect Director Virginia M. Rometty |
Management |
For |
For |
2 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
3 |
Advisory Vote on Say on Pay Frequency |
Management |
One Year |
One Year |
4 |
Ratify PricewaterhouseCoopers LLP as Auditors |
Management |
For |
For |
5 |
Require Independent Board Chair |
Shareholder |
Against |
Against |
6 |
Adopt Time-Bound Policy to Phase Out Underwriting and Lending for New Fossil Fuel Development |
Shareholder |
Against |
Abstain |
7 |
Amend Public Responsibility Committee Charter to Include Animal Welfare |
Shareholder |
Against |
Abstain |
8 |
Reduce Ownership Threshold for Shareholders to Call Special Meeting |
Shareholder |
Against |
For |
9 |
Report on Climate Transition Plan Describing Efforts to Align Financing Activities with GHG Targets |
Shareholder |
Against |
Abstain |
10 |
Report on Risks Related to Discrimination Against Individuals Including Political Views |
Shareholder |
Against |
Abstain |
11 |
Report on Political Expenditures Congruence |
Shareholder |
Against |
Abstain |
12 |
Disclose 2030 Absolute GHG Reduction Targets Associated with Lending and Underwriting |
Shareholder |
Against |
Abstain |
|
KEYENCE CORP. Meeting Date: JUN 14, 2023 Record Date: MAR 20, 2023 Meeting Type: ANNUAL |
Ticker: 6861 Security ID: J32491102 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Approve Allocation of Income, with a Final Dividend of JPY 150 |
Management |
For |
For |
2.1 |
Elect Director Takizaki, Takemitsu |
Management |
For |
For |
2.2 |
Elect Director Nakata, Yu |
Management |
For |
For |
2.3 |
Elect Director Yamaguchi, Akiji |
Management |
For |
For |
2.4 |
Elect Director Yamamoto, Hiroaki |
Management |
For |
For |
2.5 |
Elect Director Nakano, Tetsuya |
Management |
For |
For |
2.6 |
Elect Director Yamamoto, Akinori |
Management |
For |
For |
2.7 |
Elect Director Taniguchi, Seiichi |
Management |
For |
For |
2.8 |
Elect Director Suenaga, Kumiko |
Management |
For |
For |
2.9 |
Elect Director Yoshioka, Michifumi |
Management |
For |
For |
3 |
Appoint Statutory Auditor Komura, Koichiro |
Management |
For |
For |
4 |
Appoint Alternate Statutory Auditor Yamamoto, Masaharu |
Management |
For |
For |
|
LEGAL & GENERAL GROUP PLC Meeting Date: MAY 18, 2023 Record Date: MAY 16, 2023 Meeting Type: ANNUAL |
Ticker: LGEN Security ID: GB0005603997 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Accept Financial Statements and Statutory Reports |
Management |
For |
For |
2 |
Approve Final Dividend |
Management |
For |
For |
3 |
Approve Climate Transition Plan |
Management |
For |
Abstain |
4 |
Elect Carolyn Johnson as Director |
Management |
For |
For |
5 |
Elect Tushar Morzaria as Director |
Management |
For |
For |
6 |
Re-elect Henrietta Baldock as Director |
Management |
For |
For |
7 |
Re-elect Nilufer Von Bismarck as Director |
Management |
For |
For |
8 |
Re-elect Philip Broadley as Director |
Management |
For |
For |
9 |
Re-elect Jeff Davies as Director |
Management |
For |
For |
10 |
Re-elect Sir John Kingman as Director |
Management |
For |
For |
11 |
Re-elect Lesley Knox as Director |
Management |
For |
For |
12 |
Re-elect George Lewis as Director |
Management |
For |
For |
13 |
Re-elect Ric Lewis as Director |
Management |
For |
For |
14 |
Re-elect Laura Wade-Gery as Director |
Management |
For |
For |
15 |
Re-elect Sir Nigel Wilson as Director |
Management |
For |
For |
16 |
Reappoint KPMG LLP as Auditors |
Management |
For |
For |
17 |
Authorise the Audit Committee to Fix Remuneration of Auditors |
Management |
For |
For |
18 |
Approve Remuneration Policy |
Management |
For |
For |
19 |
Approve Remuneration Report |
Management |
For |
For |
20 |
Approve Increase in Limit on the Aggregate Amount of Fees Payable to Directors |
Management |
For |
For |
21 |
Authorise Issue of Equity |
Management |
For |
For |
22 |
Authorise Issue of Equity in Connection with the Issue of Contingent Convertible Securities |
Management |
For |
For |
23 |
Authorise UK Political Donations and Expenditure |
Management |
For |
For |
24 |
Authorise Issue of Equity without Pre-emptive Rights |
Management |
For |
For |
25 |
Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment |
Management |
For |
For |
26 |
Authorise Issue of Equity without Pre-emptive Rights in Connection with the Issue of Contingent Convertible Securities |
Management |
For |
For |
27 |
Authorise Market Purchase of Ordinary Shares |
Management |
For |
For |
28 |
Authorise the Company to Call General Meeting with Two Weeks' Notice |
Management |
For |
For |
|
LOCKHEED MARTIN CORPORATION Meeting Date: APR 27, 2023 Record Date: FEB 24, 2023 Meeting Type: ANNUAL |
Ticker: LMT Security ID: 539830109 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1.1 |
Elect Director Daniel F. Akerson |
Management |
For |
For |
1.2 |
Elect Director David B. Burritt |
Management |
For |
For |
1.3 |
Elect Director Bruce A. Carlson |
Management |
For |
For |
1.4 |
Elect Director John M. Donovan |
Management |
For |
For |
1.5 |
Elect Director Joseph F. Dunford, Jr. |
Management |
For |
For |
1.6 |
Elect Director James O. Ellis, Jr. |
Management |
For |
For |
1.7 |
Elect Director Thomas J. Falk |
Management |
For |
For |
1.8 |
Elect Director Ilene S. Gordon |
Management |
For |
For |
1.9 |
Elect Director Vicki A. Hollub |
Management |
For |
For |
1.10 |
Elect Director Jeh C. Johnson |
Management |
For |
For |
1.11 |
Elect Director Debra L. Reed-Klages |
Management |
For |
For |
1.12 |
Elect Director James D. Taiclet |
Management |
For |
For |
1.13 |
Elect Director Patricia E. Yarrington |
Management |
For |
For |
2 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
3 |
Advisory Vote on Say on Pay Frequency |
Management |
One Year |
One Year |
4 |
Ratify Ernst & Young LLP as Auditors |
Management |
For |
For |
5 |
Require Independent Board Chair |
Shareholder |
Against |
Against |
6 |
Report on Human Rights Impact Assessment |
Shareholder |
Against |
Abstain |
7 |
Report on Efforts to Reduce Full Value Chain GHG Emissions in Alignment with Paris Agreement Goal |
Shareholder |
Against |
Abstain |
|
LVMH MOET HENNESSY LOUIS VUITTON SE Meeting Date: APR 20, 2023 Record Date: APR 18, 2023 Meeting Type: ANNUAL/SPECIAL |
Ticker: MC Security ID: F58485115 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Approve Financial Statements and Statutory Reports |
Management |
For |
For |
2 |
Approve Consolidated Financial Statements and Statutory Reports |
Management |
For |
For |
3 |
Approve Allocation of Income and Dividends of EUR 12.00 per Share |
Management |
For |
For |
4 |
Approve Auditors' Special Report on Related-Party Transactions |
Management |
For |
Against |
5 |
Reelect Delphine Arnault as Director |
Management |
For |
Against |
6 |
Reelect Antonio Belloni as Director |
Management |
For |
Against |
7 |
Reelect Marie-Josee Kravis as Director |
Management |
For |
Against |
8 |
Reelect Marie-Laure Sauty de Chalon as Director |
Management |
For |
For |
9 |
Reelect Natacha Valla as Director |
Management |
For |
For |
10 |
Elect Laurent Mignon as Director |
Management |
For |
For |
11 |
Renew Appointment of Lord Powell of Bayswater as Censor |
Management |
For |
Against |
12 |
Appoint Diego Della Valle as Censor |
Management |
For |
Against |
13 |
Approve Compensation Report of Corporate Officers |
Management |
For |
Against |
14 |
Approve Compensation of Bernard Arnault, Chairman and CEO |
Management |
For |
Against |
15 |
Approve Compensation of Antonio Belloni, Vice-CEO |
Management |
For |
Against |
16 |
Approve Remuneration Policy of Directors |
Management |
For |
For |
17 |
Approve Remuneration Policy of Chairman and CEO |
Management |
For |
Against |
18 |
Approve Remuneration Policy of Vice-CEO |
Management |
For |
Against |
19 |
Authorize Repurchase of Up to 10 Percent of Issued Share Capital |
Management |
For |
For |
20 |
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares |
Management |
For |
For |
21 |
Authorize Capitalization of Reserves of Up to EUR 20 Million for Bonus Issue or Increase in Par Value |
Management |
For |
For |
22 |
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 20 Million |
Management |
For |
For |
23 |
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights With Binding Priority Right up to Aggregate Nominal Amount of EUR 20 Million |
Management |
For |
Against |
24 |
Approve Issuance of Equity or Equity-Linked Securities for Qualified Investors, up to Aggregate Nominal Amount of EUR 20 Million |
Management |
For |
Against |
25 |
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above |
Management |
For |
Against |
26 |
Authorize Capital Increase of Up to EUR 20 Million for Future Exchange Offers |
Management |
For |
Against |
27 |
Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind |
Management |
For |
For |
28 |
Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans Reserved for Employees and Corporate Officers |
Management |
For |
Against |
29 |
Authorize Capital Issuances for Use in Employee Stock Purchase Plans |
Management |
For |
For |
30 |
Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 20 Million |
Management |
For |
For |
|
LYONDELLBASELL INDUSTRIES N.V. Meeting Date: MAY 19, 2023 Record Date: APR 21, 2023 Meeting Type: ANNUAL |
Ticker: LYB Security ID: N53745100 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director Jacques Aigrain |
Management |
For |
For |
1b |
Elect Director Lincoln Benet |
Management |
For |
For |
1c |
Elect Director Robin Buchanan |
Management |
For |
For |
1d |
Elect Director Anthony (Tony) Chase |
Management |
For |
For |
1e |
Elect Director Robert (Bob) Dudley |
Management |
For |
For |
1f |
Elect Director Claire Farley |
Management |
For |
For |
1g |
Elect Director Rita Griffin |
Management |
For |
For |
1h |
Elect Director Michael Hanley |
Management |
For |
For |
1i |
Elect Director Virginia Kamsky |
Management |
For |
For |
1j |
Elect Director Albert Manifold |
Management |
For |
For |
1k |
Elect Director Peter Vanacker |
Management |
For |
For |
2 |
Approve Discharge of Directors |
Management |
For |
For |
3 |
Adopt Financial Statements and Statutory Reports |
Management |
For |
For |
4 |
Ratify PricewaterhouseCoopers Accountants N.V. as Auditors |
Management |
For |
For |
5 |
Ratify PricewaterhouseCoopers LLP as Auditors |
Management |
For |
For |
6 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
7 |
Advisory Vote on Say on Pay Frequency |
Management |
One Year |
One Year |
8 |
Authorize Repurchase of Up to 10 Percent of Issued Share Capital |
Management |
For |
For |
9 |
Approve Cancellation of Shares |
Management |
For |
For |
|
MASTERCARD INCORPORATED Meeting Date: JUN 27, 2023 Record Date: APR 28, 2023 Meeting Type: ANNUAL |
Ticker: MA Security ID: 57636Q104 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director Merit E. Janow |
Management |
For |
For |
1b |
Elect Director Candido Bracher |
Management |
For |
For |
1c |
Elect Director Richard K. Davis |
Management |
For |
For |
1d |
Elect Director Julius Genachowski |
Management |
For |
For |
1e |
Elect Director Choon Phong Goh |
Management |
For |
For |
1f |
Elect Director Oki Matsumoto |
Management |
For |
For |
1g |
Elect Director Michael Miebach |
Management |
For |
For |
1h |
Elect Director Youngme Moon |
Management |
For |
For |
1i |
Elect Director Rima Qureshi |
Management |
For |
For |
1j |
Elect Director Gabrielle Sulzberger |
Management |
For |
For |
1k |
Elect Director Harit Talwar |
Management |
For |
For |
1l |
Elect Director Lance Uggla |
Management |
For |
For |
2 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
3 |
Advisory Vote on Say on Pay Frequency |
Management |
One Year |
One Year |
4 |
Approve Qualified Employee Stock Purchase Plan |
Management |
For |
For |
5 |
Ratify PricewaterhouseCoopers LLP as Auditors |
Management |
For |
For |
6 |
Report on Overseeing Risks Related to Discrimination |
Shareholder |
Against |
Abstain |
7 |
Report on Establishing Merchant Category Code for Gun and Ammunition Stores |
Shareholder |
Against |
Abstain |
8 |
Report on Lobbying Payments and Policy |
Shareholder |
Against |
Abstain |
9 |
Amend Bylaws to Require Shareholder Approval of Certain Provisions Related to Director Nominations by Shareholders |
Shareholder |
Against |
Against |
10 |
Report on Cost-Benefit Analysis of Diversity and Inclusion Efforts |
Shareholder |
Against |
Abstain |
|
MEITUAN Meeting Date: JUN 30, 2023 Record Date: JUN 26, 2023 Meeting Type: ANNUAL |
Ticker: 3690 Security ID: G59669104 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Accept Financial Statements and Statutory Reports |
Management |
For |
For |
2 |
Elect Marjorie Mun Tak Yang as Director |
Management |
For |
For |
3 |
Elect Wang Huiwen as Director |
Management |
For |
For |
4 |
Elect Orr Gordon Robert Halyburton as Director |
Management |
For |
For |
5 |
Elect Leng Xuesong as Director |
Management |
For |
For |
6 |
Authorize Board to Fix Remuneration of Directors |
Management |
For |
For |
7 |
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for Class B Shares |
Management |
For |
Against |
8 |
Authorize Repurchase of Issued Share Capital |
Management |
For |
For |
9 |
Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration |
Management |
For |
For |
10 |
Approve Amendments to the Post-IPO Share Option Scheme and Related Transactions |
Management |
For |
Against |
11 |
Approve Amendments to the Post-IPO Share Award Scheme and Related Transactions |
Management |
For |
Against |
12 |
Approve the Scheme Limit |
Management |
For |
Against |
13 |
Approve the Service Provider Sublimit |
Management |
For |
Against |
14 |
Approve Issuance of Class B Shares to Orr Gordon Robert Halyburton Under the Post-IPO Share Award Scheme and Related Transactions |
Management |
For |
Against |
15 |
Approve Issuance of Class B Shares to Leng Xuesong Under the Post-IPO Share Award Scheme and Related Transactions |
Management |
For |
Against |
16 |
Approve Issuance of Class B Shares to Shum Heung Yeung Harry Under the Post-IPO Share Award Scheme and Related Transactions |
Management |
For |
Against |
17 |
Approve Amendments to the Existing Articles of Association and Adopt Seventh Amended and Restated Memorandum and Articles of Association and Related Transactions |
Management |
For |
For |
|
MERCADOLIBRE, INC. Meeting Date: JUN 07, 2023 Record Date: APR 11, 2023 Meeting Type: ANNUAL |
Ticker: MELI Security ID: 58733R102 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1.1 |
Elect Director Susan Segal |
Management |
For |
For |
1.2 |
Elect Director Mario Eduardo Vazquez |
Management |
For |
For |
1.3 |
Elect Director Alejandro Nicolas Aguzin |
Management |
For |
For |
2 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
3 |
Advisory Vote on Say on Pay Frequency |
Management |
One Year |
One Year |
4 |
Ratify Pistrelli, Henry Martin y Asociados S.R.L., as Auditors |
Management |
For |
For |
|
MERCEDES-BENZ GROUP AG Meeting Date: MAY 03, 2023 Record Date: APR 28, 2023 Meeting Type: ANNUAL |
Ticker: MBG Security ID: D1668R123 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Receive Financial Statements and Statutory Reports for Fiscal Year 2022 (Non-Voting) |
Management |
None |
None |
2 |
Approve Allocation of Income and Dividends of EUR 5.20 per Share |
Management |
For |
For |
3 |
Approve Discharge of Management Board for Fiscal Year 2022 |
Management |
For |
For |
4 |
Approve Discharge of Supervisory Board for Fiscal Year 2022 |
Management |
For |
For |
5.1 |
Ratify KPMG AG as Auditors for Fiscal Year 2023 |
Management |
For |
For |
5.2 |
Ratify PricewaterhouseCoopers GmbH as Auditors for the 2024 Interim Financial Statements until the 2024 AGM |
Management |
For |
For |
5.3 |
Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal Year 2024 and for the Review of Interim Financial Statements after the 2024 AGM |
Management |
For |
For |
6 |
Elect Stefan Pierer to the Supervisory Board |
Management |
For |
For |
7 |
Approve Remuneration of Supervisory Board |
Management |
For |
For |
8 |
Approve Remuneration Policy |
Management |
For |
For |
9 |
Approve Remuneration Report |
Management |
For |
For |
10 |
Approve Creation of EUR 1 Billion Pool of Authorized Capital with or without Exclusion of Preemptive Rights |
Management |
For |
For |
11 |
Approve Virtual-Only Shareholder Meetings Until 2025 |
Management |
For |
For |
12 |
Amend Articles Re: Participation of Supervisory Board Members in the Virtual Annual General Meeting by Means of Audio and Video Transmission |
Management |
For |
For |
|
MERCK & CO., INC. Meeting Date: MAY 23, 2023 Record Date: MAR 24, 2023 Meeting Type: ANNUAL |
Ticker: MRK Security ID: 58933Y105 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director Douglas M. Baker, Jr. |
Management |
For |
For |
1b |
Elect Director Mary Ellen Coe |
Management |
For |
For |
1c |
Elect Director Pamela J. Craig |
Management |
For |
For |
1d |
Elect Director Robert M. Davis |
Management |
For |
For |
1e |
Elect Director Thomas H. Glocer |
Management |
For |
For |
1f |
Elect Director Risa J. Lavizzo-Mourey |
Management |
For |
For |
1g |
Elect Director Stephen L. Mayo |
Management |
For |
For |
1h |
Elect Director Paul B. Rothman |
Management |
For |
For |
1i |
Elect Director Patricia F. Russo |
Management |
For |
For |
1j |
Elect Director Christine E. Seidman |
Management |
For |
For |
1k |
Elect Director Inge G. Thulin |
Management |
For |
For |
1l |
Elect Director Kathy J. Warden |
Management |
For |
For |
1m |
Elect Director Peter C. Wendell |
Management |
For |
For |
2 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
3 |
Advisory Vote on Say on Pay Frequency |
Management |
One Year |
One Year |
4 |
Ratify PricewaterhouseCoopers LLP as Auditors |
Management |
For |
For |
5 |
Report on Risks Related to Operations in China |
Shareholder |
Against |
Abstain |
6 |
Report on Access to COVID-19 Products |
Shareholder |
Against |
Abstain |
7 |
Adopt Policy to Require Third-Party Organizations to Annually Report Expenditures for Political Activities |
Shareholder |
Against |
Abstain |
8 |
Report on Impact of Extended Patent Exclusivities on Product Access |
Shareholder |
Against |
Abstain |
9 |
Publish a Congruency Report of Partnerships with Globalist Organizations |
Shareholder |
Against |
Abstain |
10 |
Require Independent Board Chair |
Shareholder |
Against |
Against |
|
META PLATFORMS, INC. Meeting Date: MAY 31, 2023 Record Date: APR 06, 2023 Meeting Type: ANNUAL |
Ticker: META Security ID: 30303M102 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1.1 |
Elect Director Peggy Alford |
Management |
For |
Withhold |
1.2 |
Elect Director Marc L. Andreessen |
Management |
For |
Withhold |
1.3 |
Elect Director Andrew W. Houston |
Management |
For |
Withhold |
1.4 |
Elect Director Nancy Killefer |
Management |
For |
For |
1.5 |
Elect Director Robert M. Kimmitt |
Management |
For |
For |
1.6 |
Elect Director Sheryl K. Sandberg |
Management |
For |
For |
1.7 |
Elect Director Tracey T. Travis |
Management |
For |
For |
1.8 |
Elect Director Tony Xu |
Management |
For |
Withhold |
1.9 |
Elect Director Mark Zuckerberg |
Management |
For |
Withhold |
2 |
Ratify Ernst & Young LLP as Auditors |
Management |
For |
For |
3 |
Report on Government Take Down Requests |
Shareholder |
Against |
Abstain |
4 |
Approve Recapitalization Plan for all Stock to Have One-vote per Share |
Shareholder |
Against |
For |
5 |
Report on Human Rights Impact Assessment of Targeted Advertising |
Shareholder |
Against |
Abstain |
6 |
Report on Lobbying Payments and Policy |
Shareholder |
Against |
Abstain |
7 |
Report on Allegations of Political Entanglement and Content Management Biases in India |
Shareholder |
Against |
Abstain |
8 |
Report on Framework to Assess Company Lobbying Alignment with Climate Goals |
Shareholder |
Against |
Abstain |
9 |
Report on Data Privacy regarding Reproductive Healthcare |
Shareholder |
Against |
Abstain |
10 |
Report on Enforcement of Community Standards and User Content |
Shareholder |
Against |
Abstain |
11 |
Report on Child Safety and Harm Reduction |
Shareholder |
Against |
Abstain |
12 |
Report on Executive Pay Calibration to Externalized Costs |
Shareholder |
Against |
Abstain |
13 |
Commission Independent Review of Audit & Risk Oversight Committee |
Shareholder |
Against |
Abstain |
|
MICROSOFT CORPORATION Meeting Date: DEC 13, 2022 Record Date: OCT 12, 2022 Meeting Type: ANNUAL |
Ticker: MSFT Security ID: 594918104 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1.1 |
Elect Director Reid G. Hoffman |
Management |
For |
For |
1.2 |
Elect Director Hugh F. Johnston |
Management |
For |
For |
1.3 |
Elect Director Teri L. List |
Management |
For |
For |
1.4 |
Elect Director Satya Nadella |
Management |
For |
For |
1.5 |
Elect Director Sandra E. Peterson |
Management |
For |
For |
1.6 |
Elect Director Penny S. Pritzker |
Management |
For |
For |
1.7 |
Elect Director Carlos A. Rodriguez |
Management |
For |
For |
1.8 |
Elect Director Charles W. Scharf |
Management |
For |
For |
1.9 |
Elect Director John W. Stanton |
Management |
For |
For |
1.10 |
Elect Director John W. Thompson |
Management |
For |
For |
1.11 |
Elect Director Emma N. Walmsley |
Management |
For |
For |
1.12 |
Elect Director Padmasree Warrior |
Management |
For |
For |
2 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
3 |
Ratify Deloitte & Touche LLP as Auditors |
Management |
For |
For |
4 |
Report on Cost/Benefit Analysis of Diversity and Inclusion |
Shareholder |
Against |
Abstain |
5 |
Report on Hiring of Persons with Arrest or Incarceration Records |
Shareholder |
Against |
Abstain |
6 |
Assess and Report on the Company's Retirement Funds' Management of Systemic Climate Risk |
Shareholder |
Against |
Abstain |
7 |
Report on Government Use of Microsoft Technology |
Shareholder |
Against |
Abstain |
8 |
Report on Development of Products for Military |
Shareholder |
Against |
Abstain |
9 |
Report on Tax Transparency |
Shareholder |
Against |
Abstain |
|
MITSUBISHI UFJ FINANCIAL GROUP, INC. Meeting Date: JUN 29, 2023 Record Date: MAR 31, 2023 Meeting Type: ANNUAL |
Ticker: 8306 Security ID: J44497105 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Approve Allocation of Income, with a Final Dividend of JPY 16 |
Management |
For |
For |
2.1 |
Elect Director Fujii, Mariko |
Management |
For |
For |
2.2 |
Elect Director Honda, Keiko |
Management |
For |
For |
2.3 |
Elect Director Kato, Kaoru |
Management |
For |
For |
2.4 |
Elect Director Kuwabara, Satoko |
Management |
For |
For |
2.5 |
Elect Director Nomoto, Hirofumi |
Management |
For |
For |
2.6 |
Elect Director David A. Sneider |
Management |
For |
For |
2.7 |
Elect Director Tsuji, Koichi |
Management |
For |
For |
2.8 |
Elect Director Tarisa Watanagase |
Management |
For |
For |
2.9 |
Elect Director Miyanaga, Kenichi |
Management |
For |
For |
2.10 |
Elect Director Shinke, Ryoichi |
Management |
For |
For |
2.11 |
Elect Director Mike, Kanetsugu |
Management |
For |
For |
2.12 |
Elect Director Kamezawa, Hironori |
Management |
For |
For |
2.13 |
Elect Director Nagashima, Iwao |
Management |
For |
For |
2.14 |
Elect Director Hanzawa, Junichi |
Management |
For |
For |
2.15 |
Elect Director Kobayashi, Makoto |
Management |
For |
For |
3 |
Amend Articles to Disclose Transition Plan to Align Lending and Investment Portfolios with Goals of Paris Agreement |
Shareholder |
Against |
Abstain |
4 |
Amend Articles to Prohibit Transactions with Defamatory Companies |
Shareholder |
Against |
Against |
5 |
Amend Articles to Carefully Carry Out Transactions with Male-Dominated Companies |
Shareholder |
Against |
Against |
6 |
Amend Articles to Prohibit Deletion of IR Contents from Company Websites |
Shareholder |
Against |
Against |
|
MMC NORILSK NICKEL PJSC Meeting Date: NOV 24, 2022 Record Date: OCT 11, 2022 Meeting Type: SPECIAL |
Ticker: GMKN Security ID: X5424N118 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Approve Early Termination of Powers of Board of Directors |
Shareholder |
For |
Did Not Vote |
2.1 |
Elect Denis Aleksandrov as Director |
Shareholder |
For |
Did Not Vote |
2.2 |
Elect Sergei Batekhin as Director |
Shareholder |
For |
Did Not Vote |
2.3 |
Elect Aleksei Bashkirov as Director |
Shareholder |
For |
Did Not Vote |
2.4 |
Elect Elena Bezdenezhnykh as Director |
Shareholder |
For |
Did Not Vote |
2.5 |
Elect Andrei Bugrov as Director |
Shareholder |
For |
Did Not Vote |
2.6 |
Elect Sergei Volk as Director |
Shareholder |
For |
Did Not Vote |
2.7 |
Elect Aleksei Germanovich as Director |
Management |
For |
Did Not Vote |
2.8 |
Elect Aleksandra Zakharova as Director |
Shareholder |
For |
Did Not Vote |
2.9 |
Elect Marianna Zakharova as Director |
Shareholder |
For |
Did Not Vote |
2.10 |
Elect Aleksei Ivanov as Director |
Shareholder |
For |
Did Not Vote |
2.11 |
Elect Stanislav Luchitskii as Director |
Shareholder |
For |
Did Not Vote |
2.12 |
Elect Egor Sheibak as Director |
Shareholder |
For |
Did Not Vote |
2.13 |
Elect Evgenii Shvarts as Director |
Shareholder |
For |
Did Not Vote |
|
MMC NORILSK NICKEL PJSC Meeting Date: JUN 06, 2023 Record Date: MAY 12, 2023 Meeting Type: ANNUAL |
Ticker: GMKN Security ID: X5424N118 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Approve Annual Report |
Management |
For |
Did Not Vote |
2 |
Approve Financial Statements |
Management |
For |
Did Not Vote |
3 |
Approve Consolidated Financial Statements |
Management |
For |
Did Not Vote |
4 |
Approve Allocation of Income and Omission of Dividends |
Management |
For |
Did Not Vote |
5.1 |
Elect Denis Aleksandrov as Director |
Management |
None |
Did Not Vote |
5.2 |
Elect Sergei Batekhin as Director |
Management |
None |
None |
5.3 |
Elect Elena Bezdenezhnykh as Director |
Management |
None |
Did Not Vote |
5.4 |
Elect Andrei Bugrov as Director |
Management |
None |
Did Not Vote |
5.5 |
Elect Petr Voznenko as Director |
Management |
None |
Did Not Vote |
5.6 |
Elect Sergei Volk as Director |
Management |
None |
Did Not Vote |
5.7 |
Elect Valerii Grinenko as Director |
Management |
None |
Did Not Vote |
5.8 |
Elect Aleksandra Zakharova as Director |
Management |
None |
Did Not Vote |
5.9 |
Elect Marianna Zakharova as Director |
Management |
None |
Did Not Vote |
5.10 |
Elect Larisa Zelkova as Director |
Management |
None |
Did Not Vote |
5.11 |
Elect Aleksei Ivanov as Director |
Management |
None |
Did Not Vote |
5.12 |
Elect Irina Komarova as Director |
Management |
None |
Did Not Vote |
5.13 |
Elect Stanislav Luchitskii as Director |
Management |
None |
Did Not Vote |
5.14 |
Elect Sergei Malyshev as Director |
Management |
None |
Did Not Vote |
5.15 |
Elect Artur Melikian as Director |
Management |
None |
Did Not Vote |
5.16 |
Elect Anton Sychev as Director |
Management |
None |
Did Not Vote |
5.17 |
Elect Evgenii Shvarts as Director |
Management |
None |
Did Not Vote |
5.18 |
Elect Egor Sheibak as Director |
Management |
None |
Did Not Vote |
6.1 |
Elect Dmitrii Bushuev as Member of Audit Commission |
Management |
For |
Did Not Vote |
6.2 |
Elect Eduard Gornin as Member of Audit Commission |
Management |
For |
Did Not Vote |
6.3 |
Elect Markell Davydov as Member of Audit Commission |
Management |
For |
Did Not Vote |
6.4 |
Elect Aleksei Dzybalov as Member of Audit Commission |
Management |
For |
Did Not Vote |
6.5 |
Elect Anna Masalova as Member of Audit Commission |
Management |
For |
Did Not Vote |
6.6 |
Elect Ivan Riumin as Member of Audit Commission |
Management |
For |
Did Not Vote |
6.7 |
Elect Georgii Svanidze as Member of Audit Commission |
Management |
For |
Did Not Vote |
6.8 |
Elect Elena Ianevich as Member of Audit Commission |
Management |
For |
Did Not Vote |
7 |
Ratify RAS Auditor |
Management |
For |
Did Not Vote |
8 |
Ratify IFRS Auditor |
Management |
For |
Did Not Vote |
9 |
Approve Remuneration of Directors |
Management |
None |
None |
10 |
Approve Remuneration of Members of Audit Commission |
Management |
For |
Did Not Vote |
11 |
Approve Related-Party Transactions Re: Indemnification Agreements with Directors and Executives |
Management |
None |
None |
12 |
Approve Related-Party Transaction Re: Liability Insurance for Directors and Executives |
Management |
None |
None |
|
NESTLE SA Meeting Date: APR 20, 2023 Record Date: Meeting Type: ANNUAL |
Ticker: NESN Security ID: H57312649 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1.1 |
Accept Financial Statements and Statutory Reports |
Management |
For |
For |
1.2 |
Approve Remuneration Report |
Management |
For |
For |
2 |
Approve Discharge of Board and Senior Management |
Management |
For |
For |
3 |
Approve Allocation of Income and Dividends of CHF 2.95 per Share |
Management |
For |
For |
4.1.a |
Reelect Paul Bulcke as Director and Board Chair |
Management |
For |
For |
4.1.b |
Reelect Ulf Schneider as Director |
Management |
For |
For |
4.1.c |
Reelect Henri de Castries as Director |
Management |
For |
For |
4.1.d |
Reelect Renato Fassbind as Director |
Management |
For |
For |
4.1.e |
Reelect Pablo Isla as Director |
Management |
For |
For |
4.1.f |
Reelect Patrick Aebischer as Director |
Management |
For |
For |
4.1.g |
Reelect Kimberly Ross as Director |
Management |
For |
For |
4.1.h |
Reelect Dick Boer as Director |
Management |
For |
For |
4.1.i |
Reelect Dinesh Paliwal as Director |
Management |
For |
For |
4.1.j |
Reelect Hanne Jimenez de Mora as Director |
Management |
For |
For |
4.1.k |
Reelect Lindiwe Sibanda as Director |
Management |
For |
For |
4.1.l |
Reelect Chris Leong as Director |
Management |
For |
For |
4.1.m |
Reelect Luca Maestri as Director |
Management |
For |
For |
4.2.1 |
Elect Rainer Blair as Director |
Management |
For |
For |
4.2.2 |
Elect Marie-Gabrielle Ineichen-Fleisch as Director |
Management |
For |
For |
4.3.1 |
Reappoint Pablo Isla as Member of the Compensation Committee |
Management |
For |
For |
4.3.2 |
Reappoint Patrick Aebischer as Member of the Compensation Committee |
Management |
For |
For |
4.3.3 |
Reappoint Dick Boer as Member of the Compensation Committee |
Management |
For |
For |
4.3.4 |
Reappoint Dinesh Paliwal as Member of the Compensation Committee |
Management |
For |
For |
4.4 |
Ratify Ernst & Young AG as Auditors |
Management |
For |
For |
4.5 |
Designate Hartmann Dreyer as Independent Proxy |
Management |
For |
For |
5.1 |
Approve Remuneration of Directors in the Amount of CHF 10.5 Million |
Management |
For |
For |
5.2 |
Approve Remuneration of Executive Committee in the Amount of CHF 72 Million |
Management |
For |
For |
6 |
Approve CHF 8 Million Reduction in Share Capital as Part of the Share Buyback Program via Cancellation of Repurchased Shares |
Management |
For |
For |
7.1 |
Amend Articles Re: General Meeting (Incl. Virtual-Only or Hybrid Shareholder Meetings) |
Management |
For |
For |
7.2 |
Amend Articles of Association |
Management |
For |
For |
8 |
Transact Other Business (Voting) |
Management |
Against |
Against |
|
NINTENDO CO., LTD. Meeting Date: JUN 23, 2023 Record Date: MAR 31, 2023 Meeting Type: ANNUAL |
Ticker: 7974 Security ID: J51699106 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Approve Allocation of Income, With a Final Dividend of JPY 123 |
Management |
For |
For |
2.1 |
Elect Director Furukawa, Shuntaro |
Management |
For |
For |
2.2 |
Elect Director Miyamoto, Shigeru |
Management |
For |
For |
2.3 |
Elect Director Takahashi, Shinya |
Management |
For |
For |
2.4 |
Elect Director Shibata, Satoru |
Management |
For |
For |
2.5 |
Elect Director Shiota, Ko |
Management |
For |
For |
2.6 |
Elect Director Chris Meledandri |
Management |
For |
For |
|
NN GROUP NV Meeting Date: JUN 02, 2023 Record Date: MAY 05, 2023 Meeting Type: ANNUAL |
Ticker: NN Security ID: N64038107 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Open Meeting |
Management |
None |
None |
2 |
Receive Annual Report |
Management |
None |
None |
3 |
Approve Remuneration Report |
Management |
For |
For |
4.A |
Adopt Financial Statements and Statutory Reports |
Management |
For |
For |
4.B |
Receive Explanation on Company's Dividend Policy |
Management |
None |
None |
4.C |
Approve Dividends |
Management |
For |
For |
5.A |
Approve Discharge of Executive Board |
Management |
For |
For |
5.B |
Approve Discharge of Supervisory Board |
Management |
For |
For |
6 |
Announce Intention to Reappoint David Knibbe to Executive Board |
Management |
None |
None |
7 |
Amend the Level of the Fixed Annual fee for Supervisory Board Members |
Management |
For |
For |
8.A.1 |
Grant Board Authority to Issue Ordinary Shares Up To 10 Percent of Issued Capital |
Management |
For |
For |
8.A.2 |
Authorize Board to Exclude Preemptive Rights from Share Issuances |
Management |
For |
For |
8.B |
Grant Board Authority to Issue Shares Up To 20 Percent of Issued Capital in Connection with a Rights Issue |
Management |
For |
For |
9 |
Authorize Repurchase of Shares |
Management |
For |
For |
10 |
Approve Reduction in Share Capital through Cancellation of Shares |
Management |
For |
For |
11 |
Close Meeting |
Management |
None |
None |
|
NOVARTIS AG Meeting Date: MAR 07, 2023 Record Date: Meeting Type: ANNUAL |
Ticker: NOVN Security ID: H5820Q150 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Accept Financial Statements and Statutory Reports |
Management |
For |
For |
2 |
Approve Discharge of Board and Senior Management |
Management |
For |
For |
3 |
Approve Allocation of Income and Dividends of CHF 3.20 per Share |
Management |
For |
For |
4 |
Approve CHF 63.1 Million Reduction in Share Capital via Cancellation of Repurchased Shares |
Management |
For |
For |
5 |
Authorize Repurchase of up to CHF 10 Billion in Issued Share Capital |
Management |
For |
For |
6.1 |
Amend Articles Re: Electronic Participation; Virtual-Only Shareholder Meetings |
Management |
For |
For |
6.2 |
Amend Articles of Association |
Management |
For |
For |
6.3 |
Amend Articles of Association |
Management |
For |
For |
7.1 |
Approve Remuneration of Directors in the Amount of CHF 8.8 Million |
Management |
For |
For |
7.2 |
Approve Maximum Remuneration of Executive Committee in the Amount of CHF 90 Million |
Management |
For |
For |
7.3 |
Approve Remuneration Report |
Management |
For |
For |
8.1 |
Reelect Joerg Reinhardt as Director and Board Chair |
Management |
For |
For |
8.2 |
Reelect Nancy Andrews as Director |
Management |
For |
For |
8.3 |
Reelect Ton Buechner as Director |
Management |
For |
For |
8.4 |
Reelect Patrice Bula as Director |
Management |
For |
For |
8.5 |
Reelect Elizabeth Doherty as Director |
Management |
For |
For |
8.6 |
Reelect Bridgette Heller as Director |
Management |
For |
For |
8.7 |
Reelect Daniel Hochstrasser as Director |
Management |
For |
For |
8.8 |
Reelect Frans van Houten as Director |
Management |
For |
For |
8.9 |
Reelect Simon Moroney as Director |
Management |
For |
For |
8.10 |
Reelect Ana de Pro Gonzalo as Director |
Management |
For |
For |
8.11 |
Reelect Charles Sawyers as Director |
Management |
For |
For |
8.12 |
Reelect William Winters as Director |
Management |
For |
For |
8.13 |
Elect John Young as Director |
Management |
For |
For |
9.1 |
Reappoint Patrice Bula as Member of the Compensation Committee |
Management |
For |
For |
9.2 |
Reappoint Bridgette Heller as Member of the Compensation Committee |
Management |
For |
For |
9.3 |
Reappoint Simon Moroney as Member of the Compensation Committee |
Management |
For |
For |
9.4 |
Reappoint William Winters as Member of the Compensation Committee |
Management |
For |
For |
10 |
Ratify KPMG AG as Auditors |
Management |
For |
For |
11 |
Designate Peter Zahn as Independent Proxy |
Management |
For |
For |
12 |
Transact Other Business (Voting) |
Management |
For |
Against |
|
OCI NV Meeting Date: FEB 16, 2023 Record Date: JAN 19, 2023 Meeting Type: EXTRAORDINARY SHAREHOLDERS |
Ticker: OCI Security ID: N6667A111 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Open Meeting |
Management |
None |
None |
2 |
Amend Articles Re: Increase Nominal Value of Shares in the Share Capital and Subsequently Decrease the Nominal Value of Shares in the Share Capital, Combined with a Repayment of Capital |
Management |
For |
For |
3 |
Close Meeting |
Management |
None |
None |
|
OCI NV Meeting Date: MAY 03, 2023 Record Date: APR 05, 2023 Meeting Type: ANNUAL |
Ticker: OCI Security ID: N6667A111 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Open Meeting |
Management |
None |
None |
2 |
Receive Report of Management Board (Non-Voting) |
Management |
None |
None |
3 |
Approve Remuneration Report |
Management |
For |
For |
4 |
Adopt Financial Statements and Statutory Reports |
Management |
For |
For |
5 |
Approve Remuneration Policy for Executive Board |
Management |
For |
For |
6 |
Approve Remuneration Policy for Non-Executive Directors |
Management |
For |
For |
7 |
Approve Discharge of Executive Directors |
Management |
For |
For |
8 |
Approve Discharge of Non-Executive Directors |
Management |
For |
For |
9 |
Elect Nadia Sawiris as Non-Executive Director |
Management |
For |
For |
10 |
Elect Michael Bennett as Non-Executive Director |
Management |
For |
For |
11 |
Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Merger or Acquisition Plus 1 Percent if the Issuance of Shares or Granting of Rights Occurs for the Purpose of
OCI's Equity Incentive Plans |
Management |
For |
Against |
12 |
Authorize Board to Exclude Preemptive Rights from Share Issuances |
Management |
For |
Against |
13 |
Authorize Repurchase of Up to 10 Percent of Issued Share Capital |
Management |
For |
For |
14 |
Close Meeting |
Management |
None |
None |
|
ORANGE SA Meeting Date: MAY 23, 2023 Record Date: MAY 19, 2023 Meeting Type: ANNUAL/SPECIAL |
Ticker: ORA Security ID: F6866T100 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Approve Financial Statements and Statutory Reports |
Management |
For |
For |
2 |
Approve Consolidated Financial Statements and Statutory Reports |
Management |
For |
For |
3 |
Approve Allocation of Income and Dividends of EUR 0.70 per Share |
Management |
For |
For |
4 |
Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions |
Management |
For |
For |
5 |
Reelect Anne Lange as Director |
Management |
For |
For |
6 |
Reelect Anne-Gabrielle Heilbronner as Director |
Management |
For |
For |
7 |
Reelect Alexandre Bompard as Director |
Management |
For |
For |
8 |
Elect Momar Nguer as Director |
Management |
For |
For |
9 |
Elect Gilles Grapinet as Director |
Management |
For |
For |
10 |
Approve Compensation Report |
Management |
For |
For |
11 |
Approve Compensation of Stephane Richard, Chairman and CEO until April 3, 2022 |
Management |
For |
For |
12 |
Approve Compensation of Stephane Richard, Chairman of the Board from April 4, 2022 to May 19, 2022 |
Management |
For |
For |
13 |
Approve Compensation of Christel Heydemann, CEO since April 4 2022 |
Management |
For |
For |
14 |
Approve Compensation of Jacques Aschenbroich, Chairman of the Board since May 19, 2022 |
Management |
For |
For |
15 |
Approve Compensation of Ramon Fernandez, Vice-CEO |
Management |
For |
For |
16 |
Approve Remuneration Policy of Chairman of the Board |
Management |
For |
For |
17 |
Approve Remuneration Policy of CEO |
Management |
For |
For |
18 |
Approve Remuneration Policy of Directors |
Management |
For |
For |
19 |
Authorize Repurchase of Up to 10 Percent of Issued Share Capital |
Management |
For |
For |
20 |
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion |
Management |
For |
For |
21 |
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion |
Management |
For |
For |
22 |
Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 1 Billion |
Management |
For |
For |
23 |
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 20-22 |
Management |
For |
For |
24 |
Authorize Capital Increase of Up to EUR 1 Billion for Future Exchange Offers |
Management |
For |
For |
25 |
Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind |
Management |
For |
For |
26 |
Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 20-25 at EUR 3 Billion |
Management |
For |
For |
27 |
Authorize up to 0.08 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for Key Employees and Corporate Officers With Performance Conditions Attached |
Management |
For |
For |
28 |
Authorize Capital Issuances for Use in Employee Stock Purchase Plans |
Management |
For |
For |
29 |
Authorize Capitalization of Reserves of Up to EUR 2 Billion for Bonus Issue or Increase in Par Value |
Management |
For |
For |
30 |
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares |
Management |
For |
For |
31 |
Authorize Filing of Required Documents/Other Formalities |
Management |
For |
For |
A |
Amend Article 13 of Bylaws Re: Plurality of Directorships |
Shareholder |
Against |
Against |
B |
Amending Item 27 of Current Meeting to Decrease the Allocation of Free Shares to the Group Employees and Amend the ESG Performance Criteria |
Shareholder |
Against |
Against |
C |
Amending Item 27 of Current Meeting to Amend the ESG Performance Criteria |
Shareholder |
Against |
Against |
D |
Amending Item 27 of Current Meeting to either Align the Employees' Free Shares Plans to the Executives' LTIPs or Proceed to an Annual Issuance Reserved for Employees Aligned with the Terms of Issuances used in Employees
Stock Purchase Plans |
Shareholder |
Against |
Against |
|
PETROLEO BRASILEIRO SA Meeting Date: APR 27, 2023 Record Date: MAR 31, 2023 Meeting Type: ANNUAL |
Ticker: PETR4 Security ID: 71654V408 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2022 |
Management |
For |
For |
2 |
Approve Allocation of Income and Dividends |
Management |
For |
For |
3 |
Elect Directors |
Management |
For |
Against |
4 |
In Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? |
Management |
None |
Against |
5 |
Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? |
Management |
None |
For |
6.1 |
Percentage of Votes to Be Assigned - Elect Pietro Adamo Sampaio Mendes as Independent Director |
Management |
None |
Abstain |
6.2 |
Percentage of Votes to Be Assigned - Elect Jean Paul Terra Prates as Director |
Management |
None |
Abstain |
6.3 |
Percentage of Votes to Be Assigned - Elect Efrain Pereira da Cruz as Independent Director |
Management |
None |
Abstain |
6.4 |
Percentage of Votes to Be Assigned - Elect Vitor Eduardo de Almeida Saback as Independent Director |
Management |
None |
Abstain |
6.5 |
Percentage of Votes to Be Assigned - Elect Eugenio Tiago Chagas Cordeiro e Teixeira as Independent Director |
Management |
None |
Abstain |
6.6 |
Percentage of Votes to Be Assigned - Elect Bruno Moretti as Independent Director |
Management |
None |
Abstain |
6.7 |
Percentage of Votes to Be Assigned - Elect Sergio Machado Rezende as Independent Director |
Management |
None |
Abstain |
6.8 |
Percentage of Votes to Be Assigned - Elect Suzana Kahn Ribeiro as Independent Director |
Management |
None |
Abstain |
6.9 |
Percentage of Votes to Be Assigned - Elect Jose Joao Abdalla Filho as Independent Director |
Shareholder |
None |
For |
6.10 |
Percentage of Votes to Be Assigned - Elect Marcelo Gasparino da Silva as Independent Director |
Shareholder |
None |
For |
7 |
Elect Pietro Adamo Sampaio Mendes as Board Chairman |
Management |
For |
Against |
8 |
Fix Number of Fiscal Council Members at Five |
Management |
For |
For |
9 |
Elect Fiscal Council Members |
Management |
For |
Abstain |
10 |
In Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed
Slate? |
Management |
None |
Against |
11 |
Elect Michele da Silva Gonsales Torres as Fiscal Council Member and Aloisio Macario Ferreira de Souza as Alternate Appointed by Minority Shareholder |
Shareholder |
None |
For |
12 |
Approve Remuneration of Company's Management, Fiscal Council, and Statutory Advisory Committees |
Management |
For |
Against |
13 |
In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? |
Management |
None |
For |
|
PFIZER INC. Meeting Date: APR 27, 2023 Record Date: MAR 01, 2023 Meeting Type: ANNUAL |
Ticker: PFE Security ID: 717081103 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1.1 |
Elect Director Ronald E. Blaylock |
Management |
For |
For |
1.2 |
Elect Director Albert Bourla |
Management |
For |
For |
1.3 |
Elect Director Susan Desmond-Hellmann |
Management |
For |
For |
1.4 |
Elect Director Joseph J. Echevarria |
Management |
For |
For |
1.5 |
Elect Director Scott Gottlieb |
Management |
For |
For |
1.6 |
Elect Director Helen H. Hobbs |
Management |
For |
For |
1.7 |
Elect Director Susan Hockfield |
Management |
For |
For |
1.8 |
Elect Director Dan R. Littman |
Management |
For |
For |
1.9 |
Elect Director Shantanu Narayen |
Management |
For |
For |
1.10 |
Elect Director Suzanne Nora Johnson |
Management |
For |
For |
1.11 |
Elect Director James Quincey |
Management |
For |
For |
1.12 |
Elect Director James C. Smith |
Management |
For |
For |
2 |
Ratify KPMG LLP as Auditors |
Management |
For |
For |
3 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
4 |
Advisory Vote on Say on Pay Frequency |
Management |
One Year |
One Year |
5 |
Submit Severance Agreement (Change-in-Control) to Shareholder Vote |
Shareholder |
Against |
Against |
6 |
Require Independent Board Chair |
Shareholder |
Against |
Against |
7 |
Report on Feasibility of Intellectual Property Transfer to Boost Covid-19 Vaccine Production |
Shareholder |
Against |
Abstain |
8 |
Report on Impact of Extended Patent Exclusivities on Product Access |
Shareholder |
Against |
Abstain |
9 |
Report on Political Expenditures Congruence |
Shareholder |
Against |
Abstain |
|
QUALCOMM INCORPORATED Meeting Date: MAR 08, 2023 Record Date: JAN 09, 2023 Meeting Type: ANNUAL |
Ticker: QCOM Security ID: 747525103 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director Sylvia Acevedo |
Management |
For |
For |
1b |
Elect Director Cristiano R. Amon |
Management |
For |
For |
1c |
Elect Director Mark Fields |
Management |
For |
For |
1d |
Elect Director Jeffrey W. Henderson |
Management |
For |
For |
1e |
Elect Director Gregory N. Johnson |
Management |
For |
For |
1f |
Elect Director Ann M. Livermore |
Management |
For |
For |
1g |
Elect Director Mark D. McLaughlin |
Management |
For |
For |
1h |
Elect Director Jamie S. Miller |
Management |
For |
For |
1i |
Elect Director Irene B. Rosenfeld |
Management |
For |
For |
1j |
Elect Director Kornelis (Neil) Smit |
Management |
For |
For |
1k |
Elect Director Jean-Pascal Tricoire |
Management |
For |
For |
1l |
Elect Director Anthony J. Vinciquerra |
Management |
For |
For |
2 |
Ratify PricewaterhouseCoopers LLP as Auditors |
Management |
For |
For |
3 |
Approve Omnibus Stock Plan |
Management |
For |
For |
4 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
|
REGIONS FINANCIAL CORPORATION Meeting Date: APR 19, 2023 Record Date: FEB 21, 2023 Meeting Type: ANNUAL |
Ticker: RF Security ID: 7591EP100 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director Mark A. Crosswhite |
Management |
For |
For |
1b |
Elect Director Noopur Davis |
Management |
For |
For |
1c |
Elect Director Zhanna Golodryga |
Management |
For |
For |
1d |
Elect Director J. Thomas Hill |
Management |
For |
For |
1e |
Elect Director John D. Johns |
Management |
For |
For |
1f |
Elect Director Joia M. Johnson |
Management |
For |
For |
1g |
Elect Director Ruth Ann Marshall |
Management |
For |
For |
1h |
Elect Director Charles D. McCrary |
Management |
For |
For |
1i |
Elect Director James T. Prokopanko |
Management |
For |
For |
1j |
Elect Director Lee J. Styslinger, III |
Management |
For |
For |
1k |
Elect Director Jose S. Suquet |
Management |
For |
For |
1l |
Elect Director John M. Turner, Jr. |
Management |
For |
For |
1m |
Elect Director Timothy Vines |
Management |
For |
For |
2 |
Ratify Ernst & Young LLP as Auditors |
Management |
For |
For |
3 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
|
SERVICENOW, INC. Meeting Date: JUN 01, 2023 Record Date: APR 04, 2023 Meeting Type: ANNUAL |
Ticker: NOW Security ID: 81762P102 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director Susan L. Bostrom |
Management |
For |
For |
1b |
Elect Director Teresa Briggs |
Management |
For |
For |
1c |
Elect Director Jonathan C. Chadwick |
Management |
For |
For |
1d |
Elect Director Paul E. Chamberlain |
Management |
For |
For |
1e |
Elect Director Lawrence J. Jackson, Jr. |
Management |
For |
For |
1f |
Elect Director Frederic B. Luddy |
Management |
For |
For |
1g |
Elect Director William R. McDermott |
Management |
For |
For |
1h |
Elect Director Jeffrey A. Miller |
Management |
For |
For |
1i |
Elect Director Joseph 'Larry' Quinlan |
Management |
For |
For |
1j |
Elect Director Anita M. Sands |
Management |
For |
For |
2 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
Against |
3 |
Ratify PricewaterhouseCoopers LLP as Auditors |
Management |
For |
For |
4 |
Amend Omnibus Stock Plan |
Management |
For |
For |
5 |
Elect Director Deborah Black |
Management |
For |
For |
|
SHOPIFY INC. Meeting Date: JUN 27, 2023 Record Date: MAY 16, 2023 Meeting Type: ANNUAL |
Ticker: SHOP Security ID: 82509L107 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1A |
Elect Director Tobias Lutke |
Management |
For |
For |
1B |
Elect Director Robert Ashe |
Management |
For |
For |
1C |
Elect Director Gail Goodman |
Management |
For |
For |
1D |
Elect Director Colleen Johnston |
Management |
For |
For |
1E |
Elect Director Jeremy Levine |
Management |
For |
For |
1F |
Elect Director Toby Shannan |
Management |
For |
For |
1G |
Elect Director Fidji Simo |
Management |
For |
For |
1H |
Elect Director Bret Taylor |
Management |
For |
For |
2 |
Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration |
Management |
For |
For |
3 |
Advisory Vote on Executive Compensation Approach |
Management |
For |
Against |
|
SIEMENS AG Meeting Date: FEB 09, 2023 Record Date: FEB 02, 2023 Meeting Type: ANNUAL |
Ticker: SIE Security ID: D69671218 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Receive Financial Statements and Statutory Reports for Fiscal Year 2021/22 (Non-Voting) |
Management |
None |
None |
2 |
Approve Allocation of Income and Dividends of EUR 4.25 per Share |
Management |
For |
For |
3.1 |
Approve Discharge of Management Board Member Roland Busch for Fiscal Year 2021/22 |
Management |
For |
For |
3.2 |
Approve Discharge of Management Board Member Cedrik Neike for Fiscal Year 2021/22 |
Management |
For |
For |
3.3 |
Approve Discharge of Management Board Member Matthias Rebellius for Fiscal Year 2021/22 |
Management |
For |
For |
3.4 |
Approve Discharge of Management Board Member Ralf Thomas for Fiscal Year 2021/22 |
Management |
For |
For |
3.5 |
Approve Discharge of Management Board Member Judith Wiese for Fiscal Year 2021/22 |
Management |
For |
For |
4.1 |
Approve Discharge of Supervisory Board Member Jim Snabe for Fiscal Year 2021/22 |
Management |
For |
For |
4.2 |
Approve Discharge of Supervisory Board Member Birgit Steinborn for Fiscal Year 2021/22 |
Management |
For |
For |
4.3 |
Approve Discharge of Supervisory Board Member Werner Brandt for Fiscal Year 2021/22 |
Management |
For |
For |
4.4 |
Approve Discharge of Supervisory Board Member Tobias Baeumler for Fiscal Year 2021/22 |
Management |
For |
For |
4.5 |
Approve Discharge of Supervisory Board Member Michael Diekmann for Fiscal Year 2021/22 |
Management |
For |
For |
4.6 |
Approve Discharge of Supervisory Board Member Andrea Fehrmann for Fiscal Year 2021/22 |
Management |
For |
For |
4.7 |
Approve Discharge of Supervisory Board Member Bettina Haller for Fiscal Year 2021/22 |
Management |
For |
For |
4.8 |
Approve Discharge of Supervisory Board Member Harald Kern for Fiscal Year 2021/22 |
Management |
For |
For |
4.9 |
Approve Discharge of Supervisory Board Member Juergen Kerner for Fiscal Year 2021/22 |
Management |
For |
For |
4.10 |
Approve Discharge of Supervisory Board Member Benoit Potier for Fiscal Year 2021/22 |
Management |
For |
For |
4.11 |
Approve Discharge of Supervisory Board Member Hagen Reimer for Fiscal Year 2021/22 |
Management |
For |
For |
4.12 |
Approve Discharge of Supervisory Board Member Norbert Reithofer for Fiscal Year 2021/22 |
Management |
For |
For |
4.13 |
Approve Discharge of Supervisory Board Member Kasper Roersted for Fiscal Year 2021/22 |
Management |
For |
For |
4.14 |
Approve Discharge of Supervisory Board Member Nemat Shafik for Fiscal Year 2021/22 |
Management |
For |
For |
4.15 |
Approve Discharge of Supervisory Board Member Nathalie von Siemens for Fiscal Year 2021/22 |
Management |
For |
For |
4.16 |
Approve Discharge of Supervisory Board Member Michael Sigmund for Fiscal Year 2021/22 |
Management |
For |
For |
4.17 |
Approve Discharge of Supervisory Board Member Dorothea Simon for Fiscal Year 2021/22 |
Management |
For |
For |
4.18 |
Approve Discharge of Supervisory Board Member Grazia Vittadini for Fiscal Year 2021/22 |
Management |
For |
For |
4.19 |
Approve Discharge of Supervisory Board Member Matthias Zachert for Fiscal Year 2021/22 |
Management |
For |
For |
4.20 |
Approve Discharge of Supervisory Board Member Gunnar Zukunft for Fiscal Year 2021/22 |
Management |
For |
For |
5 |
Ratify Ernst & Young GmbH as Auditors for Fiscal Year 2022/23 |
Management |
For |
For |
6 |
Approve Remuneration Report |
Management |
For |
For |
7.1 |
Elect Werner Brandt to the Supervisory Board |
Management |
For |
For |
7.2 |
Elect Regina Dugan to the Supervisory Board |
Management |
For |
For |
7.3 |
Elect Keryn Lee James to the Supervisory Board |
Management |
For |
For |
7.4 |
Elect Martina Merz to the Supervisory Board |
Management |
For |
For |
7.5 |
Elect Benoit Potier to the Supervisory Board |
Management |
For |
For |
7.6 |
Elect Nathalie von Siemens to the Supervisory Board |
Management |
For |
For |
7.7 |
Elect Matthias Zachert to the Supervisory Board |
Management |
For |
For |
8 |
Approve Virtual-Only Shareholder Meetings Until 2025 |
Management |
For |
For |
9 |
Amend Articles Re: Participation of Supervisory Board Members in the Annual General Meeting by Means of Audio and Video Transmission |
Management |
For |
For |
10 |
Amend Articles Re: Registration in the Share Register |
Management |
For |
For |
|
SONY GROUP CORP. Meeting Date: JUN 20, 2023 Record Date: MAR 30, 2023 Meeting Type: ANNUAL |
Ticker: 6758 Security ID: 835699307 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1.1 |
Elect Director Yoshida, Kenichiro |
Management |
For |
For |
1.2 |
Elect Director Totoki, Hiroki |
Management |
For |
For |
1.3 |
Elect Director Hatanaka, Yoshihiko |
Management |
For |
For |
1.4 |
Elect Director Oka, Toshiko |
Management |
For |
For |
1.5 |
Elect Director Akiyama, Sakie |
Management |
For |
For |
1.6 |
Elect Director Wendy Becker |
Management |
For |
For |
1.7 |
Elect Director Kishigami, Keiko |
Management |
For |
For |
1.8 |
Elect Director Joseph A. Kraft Jr |
Management |
For |
For |
1.9 |
Elect Director Neil Hunt |
Management |
For |
For |
1.10 |
Elect Director William Morrow |
Management |
For |
For |
2 |
Approve Stock Option Plan |
Management |
For |
For |
|
STELLANTIS NV Meeting Date: APR 13, 2023 Record Date: MAR 16, 2023 Meeting Type: ANNUAL |
Ticker: STLAM Security ID: N82405106 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Open Meeting |
Management |
None |
None |
2.a |
Receive Report of Board of Directors (Non-Voting) |
Management |
None |
None |
2.b |
Receive Explanation on Company's Reserves and Dividend Policy |
Management |
None |
None |
2.c |
Approve Remuneration Report Excluding Pre-Merger Legacy Matters |
Management |
For |
For |
2.d |
Approve Remuneration Report on the Pre-Merger Legacy Matters |
Management |
For |
For |
2.e |
Adopt Financial Statements and Statutory Reports |
Management |
For |
For |
2.f |
Approve Dividends of EUR 1.34 Per Share |
Management |
For |
For |
2g |
Approve Discharge of Directors |
Management |
For |
For |
3 |
Elect Benoit Ribadeau-Dumas as Non-Executive Director |
Management |
For |
For |
4.a |
Ratify Ernst & Young Accountants LLP as Auditors for the Financial Year 2023 |
Management |
For |
For |
4.b |
Ratify Deloitte Accountants B.V. as Auditors for the Financial Year 2024 |
Management |
For |
For |
5 |
Amend Remuneration Policy |
Management |
For |
For |
6.a |
Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital |
Management |
For |
For |
6.b |
Authorize Board to Exclude Preemptive Rights from Share Issuances |
Management |
For |
For |
7 |
Authorize Repurchase of Up to 10 Percent of Issued Share Capital |
Management |
For |
For |
8 |
Approve Cancellation of Common Shares |
Management |
For |
For |
9 |
Close Meeting |
Management |
None |
None |
|
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. Meeting Date: JUN 06, 2023 Record Date: APR 06, 2023 Meeting Type: ANNUAL |
Ticker: 2330 Security ID: 874039100 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Approve Business Operations Report and Financial Statements |
Management |
For |
For |
2 |
Approve Issuance of Restricted Stocks |
Management |
For |
For |
3 |
Amend Procedures for Endorsement and Guarantees |
Management |
For |
Against |
4 |
Amend the Name of Audit Committee in the Policies (I)Procedures for Acquisition or Disposal of Assets (II)Procedures for Financial Derivatives Transactions (III)Procedures for Lending Funds to Other Parties (IV)Procedures
for Endorsement and Guarantee |
Management |
For |
For |
|
TELEFONAKTIEBOLAGET LM ERICSSON Meeting Date: MAR 29, 2023 Record Date: MAR 21, 2023 Meeting Type: ANNUAL |
Ticker: ERIC.B Security ID: W26049119 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Elect Chairman of Meeting |
Management |
For |
For |
2 |
Prepare and Approve List of Shareholders |
Management |
For |
For |
3 |
Approve Agenda of Meeting |
Management |
For |
For |
4 |
Acknowledge Proper Convening of Meeting |
Management |
For |
For |
5 |
Designate Inspector(s) of Minutes of Meeting |
Management |
None |
None |
6 |
Receive Financial Statements and Statutory Reports |
Management |
None |
None |
7 |
Receive President's Report |
Management |
None |
None |
8.1 |
Accept Financial Statements and Statutory Reports |
Management |
For |
For |
8.2 |
Approve Remuneration Report |
Management |
For |
For |
8.3.a |
Approve Discharge of Board Chairman Ronnie Leten |
Management |
For |
Against |
8.3.b |
Approve Discharge of Board Member Helena Stjernholm |
Management |
For |
Against |
8.3.c |
Approve Discharge of Board Member Jacob Wallenberg |
Management |
For |
Against |
8.3.d |
Approve Discharge of Board Member Jon Fredrik Baksaas |
Management |
For |
Against |
8.3.e |
Approve Discharge of Board Member Jan Carlson |
Management |
For |
Against |
8.3.f |
Approve Discharge of Board Member Nora Denzel |
Management |
For |
Against |
8.3.g |
Approve Discharge of Board Member Carolina Dybeck Happe |
Management |
For |
For |
8.3.h |
Approve Discharge of Board Member Borje Ekholm |
Management |
For |
Against |
8.3.i |
Approve Discharge of Board Member Eric A. Elzvik |
Management |
For |
Against |
8.3.j |
Approve Discharge of Board Member Kurt Jofs |
Management |
For |
Against |
8.3.k |
Approve Discharge of Board Member Kristin S. Rinne |
Management |
For |
Against |
8.3.l |
Approve Discharge of Employee Representative Torbjorn Nyman |
Management |
For |
Against |
8.3.m |
Approve Discharge of Employee Representative Anders Ripa |
Management |
For |
Against |
8.3.n |
Approve Discharge of Employee Representative Kjell-Ake Soting |
Management |
For |
Against |
8.3.o |
Approve Discharge of Deputy Employee Representative Ulf Rosberg |
Management |
For |
Against |
8.3.p |
Approve Discharge of Deputy Employee Representative Loredana Roslund |
Management |
For |
Against |
8.3.q |
Approve Discharge of Deputy Employee Representative Annika Salomonsson |
Management |
For |
For |
8.3.r |
Approve Discharge of President Borje Ekholm |
Management |
For |
Against |
8.4 |
Approve Allocation of Income and Dividends of SEK 2.70 Per Share |
Management |
For |
For |
9 |
Determine Number Directors (10) and Deputy Directors (0) of Board |
Management |
For |
For |
10 |
Approve Remuneration of Directors SEK 4.5 Million for Chairman and SEK 1.1 Million for Other Directors, Approve Remuneration for Committee Work |
Management |
For |
For |
11.1 |
Reelect Jon Fredrik Baksaas as Director |
Management |
For |
For |
11.2 |
Reelect Jan Carlson as Director |
Management |
For |
For |
11.3 |
Reelect Carolina Dybeck Happe as Director |
Management |
For |
For |
11.4 |
Reelect Borje Ekholm as Director |
Management |
For |
For |
11.5 |
Reelect Eric A. Elzvik as Director |
Management |
For |
For |
11.6 |
Reelect Kristin S. Rinne as Director |
Management |
For |
For |
11.7 |
Reelect Helena Stjernholm as Director |
Management |
For |
For |
11.8 |
Relect Jacob Wallenberg as Director |
Management |
For |
For |
11.9 |
Elect Jonas Synnergren as New Director |
Management |
For |
For |
11.10 |
Elect Christy Wyatt as New Director |
Management |
For |
For |
12 |
Elect Jan Carlson as Board Chairman |
Management |
For |
For |
13 |
Determine Number of Auditors (1) |
Management |
For |
For |
14 |
Approve Remuneration of Auditors |
Management |
For |
For |
15 |
Ratify Deloitte AB as Auditors |
Management |
For |
For |
16.1 |
Approve Long-Term Variable Compensation Program I 2023 (LTV I 2023) |
Management |
For |
For |
16.2 |
Approve Equity Plan Financing LTV I 2023 |
Management |
For |
For |
16.3 |
Approve Alternative Equity Plan Financing of LTV I 2023, if Item 16.2 is Not Approved |
Management |
For |
For |
17.1 |
Approve Long-Term Variable Compensation Program II 2023 (LTV II 2023) |
Management |
For |
For |
17.2 |
Approve Equity Plan Financing of LTV II 2023 |
Management |
For |
For |
17.3 |
Approve Alternative Equity Plan Financing of LTV II 2023, if Item 17.2 is Not Approved |
Management |
For |
For |
18 |
Approve Equity Plan Financing of LTV 2022 |
Management |
For |
For |
19 |
Approve Equity Plan Financing of LTV 2021 |
Management |
For |
For |
20.1 |
Approve Equity Plan Financing of LTV 2019 and 2020 |
Management |
For |
For |
20.2 |
Approve Equity Plan Financing of LTV 2019 and 2020 |
Management |
For |
For |
21 |
Approve Remuneration Policy And Other Terms of Employment For Executive Management |
Management |
For |
For |
22 |
Close Meeting |
Management |
None |
None |
|
TENCENT HOLDINGS LIMITED Meeting Date: MAY 17, 2023 Record Date: MAY 11, 2023 Meeting Type: ANNUAL |
Ticker: 700 Security ID: G87572163 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Accept Financial Statements and Statutory Reports |
Management |
For |
For |
2 |
Approve Final Dividend |
Management |
For |
For |
3a |
Elect Jacobus Petrus (Koos) Bekker as Director |
Management |
For |
For |
3b |
Elect Zhang Xiulan as Director |
Management |
For |
For |
3c |
Authorize Board to Fix Remuneration of Directors |
Management |
For |
For |
4 |
Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration |
Management |
For |
For |
5 |
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
Management |
For |
Against |
6 |
Authorize Repurchase of Issued Share Capital |
Management |
For |
For |
|
TENCENT HOLDINGS LIMITED Meeting Date: MAY 17, 2023 Record Date: MAY 11, 2023 Meeting Type: EXTRAORDINARY SHAREHOLDERS |
Ticker: 700 Security ID: G87572163 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Adopt 2023 Share Option Scheme |
Management |
For |
Against |
1b |
Approve Transfer of Share Options |
Management |
For |
Against |
1c |
Approve Termination of the Existing Share Option Scheme |
Management |
For |
Against |
2 |
Approve Scheme Mandate Limit (Share Option) under the 2023 Share Option Scheme |
Management |
For |
Against |
3 |
Approve Service Provider Sublimit (Share Option) under the 2023 Share Option Scheme |
Management |
For |
Against |
4a |
Adopt 2023 Share Award Scheme |
Management |
For |
Against |
4b |
Approve Transfer of Share Awards |
Management |
For |
Against |
4c |
Approve Termination of the Existing Share Award Schemes |
Management |
For |
Against |
5 |
Approve Scheme Mandate Limit (Share Award) under the 2023 Share Award Scheme |
Management |
For |
Against |
6 |
Approve Scheme Mandate Limit (New Shares Share Award) under the 2023 Share Award Scheme |
Management |
For |
Against |
7 |
Approve Service Provider Sublimit (New Shares Share Award) under the 2023 Share Award Scheme |
Management |
For |
Against |
|
TESCO PLC Meeting Date: JUN 16, 2023 Record Date: JUN 14, 2023 Meeting Type: ANNUAL |
Ticker: TSCO Security ID: GB00BLGZ9862 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Accept Financial Statements and Statutory Reports |
Management |
For |
For |
2 |
Approve Remuneration Report |
Management |
For |
For |
3 |
Approve Final Dividend |
Management |
For |
For |
4 |
Elect Caroline Silver as Director |
Management |
For |
For |
5 |
Re-elect John Allan as Director (WITHDRAWN) |
Management |
None |
Abstain |
6 |
Re-elect Melissa Bethell as Director |
Management |
For |
For |
7 |
Re-elect Bertrand Bodson as Director |
Management |
For |
For |
8 |
Re-elect Thierry Garnier as Director |
Management |
For |
For |
9 |
Re-elect Stewart Gilliland as Director |
Management |
For |
For |
10 |
Re-elect Byron Grote as Director |
Management |
For |
For |
11 |
Re-elect Ken Murphy as Director |
Management |
For |
For |
12 |
Re-elect Imran Nawaz as Director |
Management |
For |
For |
13 |
Re-elect Alison Platt as Director |
Management |
For |
For |
14 |
Re-elect Karen Whitworth as Director |
Management |
For |
For |
15 |
Reappoint Deloitte LLP as Auditors |
Management |
For |
For |
16 |
Authorise the Audit Committee to Fix Remuneration of Auditors |
Management |
For |
For |
17 |
Authorise UK Political Donations and Expenditure |
Management |
For |
For |
18 |
Authorise Issue of Equity |
Management |
For |
For |
19 |
Authorise Issue of Equity without Pre-emptive Rights |
Management |
For |
For |
20 |
Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment |
Management |
For |
For |
21 |
Authorise Market Purchase of Shares |
Management |
For |
For |
22 |
Authorise the Company to Call General Meeting with Two Weeks' Notice |
Management |
For |
For |
|
TOTALENERGIES SE Meeting Date: MAY 26, 2023 Record Date: MAY 24, 2023 Meeting Type: ANNUAL/SPECIAL |
Ticker: TTE Security ID: F92124100 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Approve Financial Statements and Statutory Reports |
Management |
For |
For |
2 |
Approve Consolidated Financial Statements and Statutory Reports |
Management |
For |
For |
3 |
Approve Allocation of Income and Dividends of EUR 3.81 per Share |
Management |
For |
For |
4 |
Authorize Repurchase of Up to 10 Percent of Issued Share Capital |
Management |
For |
For |
5 |
Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions |
Management |
For |
For |
6 |
Reelect Marie-Christine Coisne-Roquette as Director |
Management |
For |
For |
7 |
Reelect Mark Cutifani as Director |
Management |
For |
For |
8 |
Elect Dierk Paskert as Director |
Management |
For |
For |
9 |
Elect Anelise Lara as Director |
Management |
For |
For |
10 |
Approve Compensation Report of Corporate Officers |
Management |
For |
For |
11 |
Approve Remuneration Policy of Directors; Approve Remuneration of Directors in the Aggregate Amount of EUR 1.95 Million |
Management |
For |
For |
12 |
Approve Compensation of Patrick Pouyanne, Chairman and CEO |
Management |
For |
For |
13 |
Approve Remuneration Policy of Chairman and CEO |
Management |
For |
For |
14 |
Approve the Company's Sustainable Development and Energy Transition Plan |
Management |
For |
Abstain |
15 |
Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans |
Management |
For |
For |
16 |
Authorize Capital Issuances for Use in Employee Stock Purchase Plans |
Management |
For |
For |
17 |
Remove Double-Voting Rights for Long-Term Registered Shareholders and Amend Article 18 of Bylaws Accordingly |
Management |
For |
For |
A |
Align Targets for Indirect Scope 3 Emissions with the Paris Climate Agreement (Advisory) |
Shareholder |
Against |
Abstain |
END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned,
thereunto duly authorized.
|
|
|
By: |
|
/s/ Jason Brady |
|
|
Jason Brady, CFA |
|
|
President and CEO |
|
|
Date: |
|
August 22, 2023 |
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