- Current report filing (8-K)
15 November 2010 - 4:56PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported):
June 17, 2010
OPTELECOM-NKF, INC.
(Exact name of registrant as specified in its charter)
Delaware
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0-8828
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52-1010850
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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12920 Cloverleaf Center
Drive, Germantown, Maryland 20874
(Address of principal executive offices) (ZIP
Code)
Registrants
telephone number, including area code:
(301) 444-2200
(Former name or former
address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of
the following provisions:
o
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
o
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
o
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b))
o
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c))
Section 3 Securities and
Trading Markets
Item 3.01.
Notice
of Delisting or Failure to Satisfy a Continued Listing Rule or Standard;
Transfer of Listing
On
June 17, 2010, Optelecom-NKF, Inc. (the Company) received notice
from the Nasdaq Stock Market (Nasdaq) that the Companys application to
transfer its common stock listing from The Nasdaq Global Market to The Nasdaq
Capital Market was approved. The
transfer was effective with the opening of business on June 21, 2010. The transfer to The Nasdaq Capital Market
does not effect the Companys ticker symbol, which will remain OPTC.
The
Nasdaq Capital Market is a continuous trading market that operates in
substantially the same manner as The Nasdaq Global Market. Effective with the transfer of the Companys
common stock to The Nasdaq Capital Market, the Company became subject to the
continued listing requirements of The Nasdaq Capital Market instead of those of
The Nasdaq Global Market. The Company
currently complies with all of the listing requirements of The Nasdaq Capital
Market.
2
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Company has
duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
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OPTELECOM-NKF, INC.
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By:
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/s/
David Patterson
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David
Patterson
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Chief
Executive Officer
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Date: November 15, 2010
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