Current Report Filing (8-k)
01 Mai 2023 - 10:07PM
Edgar (US Regulatory)
false 0001870778 0001870778 2023-04-27 2023-04-27 0001870778 ohaa:UnitsEachConsistingOfOneShareOfClassACommonStockAndOneHalfOfOneRedeemableWarrantMember 2023-04-27 2023-04-27 0001870778 us-gaap:CommonStockMember 2023-04-27 2023-04-27 0001870778 ohaa:RedeemableWarrantsEachWholeWarrantExercisableForOneShareOfClassACommonStockAtAnExercisePriceOf11.50Member 2023-04-27 2023-04-27
United States
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 8-K
Current Report
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
April 27, 2023
Date of Report (Date of earliest event reported)
OPY Acquisition Corp. I
(Exact Name of Registrant as Specified in its Charter)
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| Delaware |
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001-40968 |
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85-2624164 |
| (State or other jurisdiction of incorporation) |
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(Commission File Number) |
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(I.R.S. Employer Identification No.) |
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| 85 Broad Street New York, NY |
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10004 |
| (Address of Principal Executive Offices) |
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(Zip Code) |
Registrant’s telephone number, including area code: (203)353-7610
N/A
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act |
Securities registered pursuant to Section 12(b) of the Act:
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| Title of each class |
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Trading Symbol |
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Name of each exchange on which registered |
| Units, each consisting of one share of Class A Common Stock and one-half of one Redeemable Warrant |
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OHAAU |
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The Nasdaq Stock Market LLC |
| Class A Common Stock, par value $0.0001 per share |
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OHAA |
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The Nasdaq Stock Market LLC |
| Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50 |
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OHAAW |
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The New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
As previously disclosed in a Current Report on Form 8-K dated April 3, 2023, on April 3, 2023, the Nasdaq Stock Market LLC notified OPY Acquisition Corp. I (the “Company”) that it had failed to maintain a minimum market value of listed securities of $50,000,000 over the previous 30 consecutive business days as required by The Nasdaq Global Market set forth in Listing Rule 5450(b)(2)(A) (the “Rule”). As previously disclosed, the Sponsor agreed to exchange 3,162,499 founders shares for an equal number of shares of Class A common stock which is the class of securities listed on Nasdaq.
On April 27, 2023, the Company received a subsequent letter from the Listing Qualifications Staff of Nasdaq informing the Company that the Staff had determined that for the period from April 11 to April 26, 2023, the Company’s market value of listed securities had been $50,000,000 or greater. Accordingly, the Company has regained compliance with the Rule and the matter was now closed.
| Item 9.01. |
Financial Statements and Exhibits. |
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EXHIBIT
NO. |
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DESCRIPTION |
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| 104 |
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Cover Page Interactive Data File (embedded within the Inline XBRL document) |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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| Dated: May 1, 2023 |
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| OPY ACQUISITION CORP. I |
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| By: |
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/s/ Jonathan B. Siegel |
| Name: |
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Jonathan B. Siegel |
| Title: |
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Chairman and Chief Executive Officer |
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