Current Report Filing (8-k)
25 Mai 2023 - 2:42PM
Edgar (US Regulatory)
0001414767
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0001414767
2023-05-25
2023-05-25
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xbrli:shares
iso4217:USD
xbrli:shares
| UNITED
STATES |
| SECURITIES
AND EXCHANGE COMMISSION |
| Washington,
D.C. 20549 |
| |
|
|
| FORM
8-K |
| |
| CURRENT
REPORT |
| |
|
|
| PURSUANT
TO SECTION 13 OR 15(d) OF |
| THE
SECURITIES EXCHANGE ACT OF 1934 |
| |
|
|
| Date
of Report (Date of earliest event reported): May 25,
2023 |
| |
|
|
| Netcapital
Inc. |
| (Exact
name of registrant as specified in its charter) |
| |
|
|
| Utah |
001-41443 |
87-0409951 |
| (State or
other jurisdiction of incorporation) |
(Commission File No.) |
(I.R.S. Employer Identification
No.) |
| |
|
|
| State
Street Financial Center, 1
Lincoln Street, Boston,
Massachusetts 02111 |
| (Address
of principal executive offices) (Zip Code) |
| |
|
|
| 782-925-1700 |
| (Registrant's
telephone number, including area code) |
| |
Not Applicable |
|
|
| (Former
name or former address, if changed since last report) |
| |
| Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions: |
| |
| [
] Written communications pursuant to Rule 425 under
the Securities Act (17 CFR 230.425) |
| |
| [
] Soliciting material pursuant to Rule 14a-12 under
the Exchange Act (17 CFR 240.14a-12) |
| |
| [
] Pre-commencement communications pursuant to Rule
14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| |
| [
] Pre-commencement communications pursuant to Rule
13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
| Title
of each class |
|
Trading
symbol(s) |
|
Name
of each exchange on which registered |
| Common
Stock, $0.001 par value per share |
|
NCPL |
|
The Nasdaq
Stock Market LLC |
Indicate by check
mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this
chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company [
]
If an emerging growth
company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or
revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
ITEM 7.01 Regulation
FD Disclosure.
The executive officers of Netcapital Inc. intend
to use the material filed herewith, in whole or in part, in one or more meetings. A copy of the slide presentation is posted on our website,
https://netcapitalinc.com/, and is attached hereto as Exhibit 99.1.
Netcapital Inc. does not intend for this Item
7.01 or Exhibit 99.1 to be treated as “filed” for purposes of the Securities Exchange Act of 1934, as amended, or incorporated
into its filings under the Securities Act of 1933, as amended.
ITEM 9.01 Financial
Statements and Exhibits.
The following exhibit shall not be deemed as
“filed” for purposes of the Securities Exchange Act of 1934, as amended.
(d) Exhibit:
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
| |
Netcapital Inc. |
| |
(Registrant) |
| |
|
|
| Date: May 25, 2023 |
By: |
/s/
Martin Kay |
| |
|
Martin Kay |
| |
|
Chief Executive Officer |
Netcapital (NASDAQ:NCPL)
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