Current Report Filing (8-k)
23 November 2022 - 10:17PM
Edgar (US Regulatory)
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2022-11-17
2022-11-17
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iso4217:USD
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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): November 17, 2022
VINCO
VENTURES, INC.
(Exact
name of registrant as specified in charter)
Nevada |
|
001-38448 |
|
82-2199200 |
(State
or other jurisdiction |
|
(Commission |
|
(IRS
Employer |
of
incorporation) |
|
File
Number) |
|
Identification
No.) |
Address
Not Applicable(1) |
|
Address
Not Applicable(1) |
(Address
of principal executive offices) |
|
(Zip
Code) |
(866)
900-0992
(Registrant’s
telephone number, including area code)
N/A
(Former
name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions:
☐ |
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
|
|
☐ |
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
|
|
☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
|
|
☐ |
Pre-commencement
communications pursuant to Rule 13e-4© under the Exchange Act (17 CFR 240.13©(c)) Securities registered pursuant to Section
12(b) of the Act: |
Title
of each class |
|
Trading
Symbol(s) |
|
Name
of each exchange on which registered |
Common
Stock, $0.001 par value per share |
|
BBIG |
|
The
Nasdaq Stock Market LLC |
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
| (1) | We
are a remote-friendly company, with several hubs and locations for employees to collaborate.
Accordingly, we do not maintain a headquarters. For purposes of compliance with applicable
requirements of the Securities Act of 1933, as amended, and Securities Exchange Act of 1934,
as amended, stockholder communications required to be sent to our principal executive offices
may be directed to the email address set forth in our proxy materials and/or identified on
our investor relations website. |
Emerging
growth company ☒
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
Item
3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.
On
November 17, 2022, Vinco Ventures, Inc. (the “Company”) received a notice (the “Notice”) from the Listing Qualifications
Department of The Nasdaq Stock Market, LLC (“Nasdaq”) advising the Company that it was not in compliance with Nasdaq’s
continued listing requirements under the Nasdaq Listing Rule 5250(c)(1) (the “Rule”) as a result of the Company’s failure
to file its Quarterly Report on Form 10-Q for the quarter ended September 30, 2022 (the “Form 10-Q”) with the United States
Securities and Exchange Commission (the “SEC”) in a timely manner, which deadline was November 14, 2022. The Rule requires
listed companies to timely file all required periodic reports with the SEC.
As
a result of a delinquency notice received with respect to the Company’s as yet filed 10-Q for the quarter ended June 30, 2022,
the Company has submitted a plan of compliance to file both delinquent 10-Qs no later than January 30, 2023. The Company will submit
an update to this plan of compliance to Nasdaq no later than December 19, 2022 confirming the above referenced timetable.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned thereunto duly authorized.
Date: November 23, 2022 |
|
|
|
VINCO VENTURES, INC. |
|
|
|
|
By: |
/s/
Brendan Bosack |
|
Name:
|
Brendan
Bosack |
|
Title: |
Chief
Financial Officer |
|
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