Deutsche Bank AG Form 8.5 (EPT/RI) Xstrata Plc (7374D)
01 Mai 2013 - 11:43AM
UK Regulatory
TIDM0H7D TIDMXTA
RNS Number : 7374D
Deutsche Bank AG
01 May 2013
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Deutsche Bank AG London
(b) Name of offeror/offeree in relation to whose relevant securities the disclosure Xstrata Plc
relates:
Use a separate form for each offeror/offeree
------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: Xstrata Plc
------------------------
(d) Date of dealing: 30-04-2013
------------------------
(e) Have you previously disclosed, or are you today disclosing, under the Code in respect
of any other relevant security of any other party to this offer? YES
------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchases/ sales Total number of Highest price per Lowest price per unit
security securities unit paid/received paid/received
GBP GBP
USD 0.5 Ordinary Purchases 774417 10.018023 9.605
------------------ ----------------------- ---------------------- -----------------------
USD 0.5 Ordinary Sales 714419 9.98 9.626
------------------ ----------------------- ---------------------- -----------------------
(b) Derivatives transactions (other than options)
Class of relevant Product description Nature of dealing Number of reference Price per unit GBP
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
USD 0.5 Ordinary CFD Long 61680 9.98
--------------------- ----------------------- ----------------------- -------------------
USD 0.5 Ordinary CFD Long 2273 9.919732
--------------------- ----------------------- ----------------------- -------------------
USD 0.5 Ordinary CFD Long 9490 9.748681
--------------------- ----------------------- ----------------------- -------------------
USD 0.5 Ordinary CFD Long 12285 9.690576
--------------------- ----------------------- ----------------------- -------------------
USD 0.5 Ordinary CFD Long 6000 9.641305
--------------------- ----------------------- ----------------------- -------------------
USD 0.5 Ordinary CFD Long 104590 9.631146
--------------------- ----------------------- ----------------------- -------------------
USD 0.5 Ordinary CFD Short 10366 10.018023
--------------------- ----------------------- ----------------------- -------------------
USD 0.5 Ordinary CFD Short 1190 9.97578
--------------------- ----------------------- ----------------------- -------------------
USD 0.5 Ordinary CFD Short 26595 9.965914
--------------------- ----------------------- ----------------------- -------------------
USD 0.5 Ordinary CFD Short 137 9.94799
--------------------- ----------------------- ----------------------- -------------------
USD 0.5 Ordinary CFD Short 482 9.94562
--------------------- ----------------------- ----------------------- -------------------
USD 0.5 Ordinary CFD Short 177 9.93299
--------------------- ----------------------- ----------------------- -------------------
USD 0.5 Ordinary CFD Short 159 9.91199
--------------------- ----------------------- ----------------------- -------------------
USD 0.5 Ordinary CFD Short 1042 9.90099
--------------------- ----------------------- ----------------------- -------------------
USD 0.5 Ordinary CFD Short 899 9.89799
--------------------- ----------------------- ----------------------- -------------------
USD 0.5 Ordinary CFD Short 954 9.86673
--------------------- ----------------------- ----------------------- -------------------
USD 0.5 Ordinary CFD Short 1287 9.85774
--------------------- ----------------------- ----------------------- -------------------
USD 0.5 Ordinary CFD Short 425 9.85399
--------------------- ----------------------- ----------------------- -------------------
USD 0.5 Ordinary CFD Short 7820 9.838001
--------------------- ----------------------- ----------------------- -------------------
USD 0.5 Ordinary CFD Short 486 9.83598
--------------------- ----------------------- ----------------------- -------------------
USD 0.5 Ordinary CFD Short 48255 9.832874
--------------------- ----------------------- ----------------------- -------------------
USD 0.5 Ordinary CFD Short 697 9.82998
--------------------- ----------------------- ----------------------- -------------------
USD 0.5 Ordinary CFD Short 642 9.825
--------------------- ----------------------- ----------------------- -------------------
USD 0.5 Ordinary CFD Short 583 9.81698
--------------------- ----------------------- ----------------------- -------------------
USD 0.5 Ordinary CFD Short 3041 9.8165
--------------------- ----------------------- ----------------------- -------------------
USD 0.5 Ordinary CFD Short 119 9.81398
--------------------- ----------------------- ----------------------- -------------------
USD 0.5 Ordinary CFD Short 1290 9.81098
--------------------- ----------------------- ----------------------- -------------------
USD 0.5 Ordinary CFD Short 466 9.80898
--------------------- ----------------------- ----------------------- -------------------
USD 0.5 Ordinary CFD Short 349 9.79998
--------------------- ----------------------- ----------------------- -------------------
USD 0.5 Ordinary CFD Short 10902 9.783785
--------------------- ----------------------- ----------------------- -------------------
USD 0.5 Ordinary CFD Short 114957 9.764896
--------------------- ----------------------- ----------------------- -------------------
USD 0.5 Ordinary CFD Short 3631 9.7562
--------------------- ----------------------- ----------------------- -------------------
USD 0.5 Ordinary CFD Short 599 9.69947
--------------------- ----------------------- ----------------------- -------------------
USD 0.5 Ordinary CFD Short 1307 9.69197
--------------------- ----------------------- ----------------------- -------------------
USD 0.5 Ordinary CFD Short 640 9.691156
--------------------- ----------------------- ----------------------- -------------------
USD 0.5 Ordinary CFD Short 28743 9.688057
--------------------- ----------------------- ----------------------- -------------------
USD 0.5 Ordinary CFD Short 1092 9.68039
--------------------- ----------------------- ----------------------- -------------------
USD 0.5 Ordinary CFD Short 1092 9.68034
--------------------- ----------------------- ----------------------- -------------------
USD 0.5 Ordinary CFD Short 6966 9.67477
--------------------- ----------------------- ----------------------- -------------------
USD 0.5 Ordinary CFD Short 902 9.65797
--------------------- ----------------------- ----------------------- -------------------
USD 0.5 Ordinary CFD Short 2409 9.651536
--------------------- ----------------------- ----------------------- -------------------
USD 0.5 Ordinary CFD Short 271 9.64496
--------------------- ----------------------- ----------------------- -------------------
USD 0.5 Ordinary CFD Short 4927 9.636157
--------------------- ----------------------- ----------------------- -------------------
USD 0.5 Ordinary CFD Short 25817 9.635
--------------------- ----------------------- ----------------------- -------------------
USD 0.5 Ordinary CFD Short 12238 9.635
--------------------- ----------------------- ----------------------- -------------------
USD 0.5 Ordinary CFD Short 900 9.62696
--------------------- ----------------------- ----------------------- -------------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise price Expiry date Option money
relevant description purchasing, securities to per unit paid/ received
security e.g. call selling, which option per unit
option varying etc. relates
(ii) Exercising
Class of relevant security Product description Number of securities Exercise date Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 01-05-2013
Contact name: Kelly-Jade Ledwich
-------------------
Telephone number: 020 7545 8515
-------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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