TIDMTT. TIDM0NLA
RNS Number : 6614O
Bank of America Merrill Lynch
08 August 2014
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose TUI Travel PLC
relevant securities this form relates:
Use a separate form for each offeror/offeree
------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: TUI Travel PLC
------------------------------
(d) Date dealing undertaken: 07/08/2014
------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in Yes
respect of
any other party to this offer?
------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
Common - ISIN GB00B1Z7RQ77 Purchase 520,909 3.578 GBP 3.531 GBP
----------- --------------------------- --------------- ---------------
Common - ISIN GB00B1Z7RQ77 Sale 526,141 3.579 GBP 3.531 GBP
----------- --------------------------- --------------- ---------------
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
Common - ISIN Swaps Long 26 3.556 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 794 3.556 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 13 3.556 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 7,047 3.559 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 22 3.562 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 22,329 3.562 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 1,637 3.558 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 480 3.557 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 1,598 3.558 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 208,607 3.56 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 208,167 3.56 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 8,355 3.562 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 23 3.563 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 1,002 3.551 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 11,851 3.555 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 3,673 3.559 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 51,677 3.559 GBP
GB00B1Z7RQ77
-------------------- ------------------------- ------------------------- ---------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
N/A N/A N/A N/A N/A N/A N/A N/A
------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
N/A N/A N/A N/A
-------------------- ------------ -------------------
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
------------------------------- -------- -------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 08/08/2014
Contact name: Stacy Otieno
--------------
Telephone number: 0207 995 1335
--------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose TUI AG
relevant securities this form relates:
Use a separate form for each offeror/offeree
------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: TUI Travel PLC
------------------------------
(d) Date dealing undertaken: 07/08/2014
------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in Yes
respect of
any other party to this offer?
------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
Common - ISIN DE000TUAG000 Purchase 38,700 10.28 EUR 10.155 EUR
------------ --------------------------- --------------- ---------------
Common - ISIN DE000TUAG000 Sale 857,316 10.27 EUR 10.17 EUR
------------ --------------------------- --------------- ---------------
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing securities
a
long/short position,
increasing/reducing a
long/short position
Common - ISIN DE000TUAG000 Swaps Short 3,812 10.241 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 134 10.191 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 134 10.177 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 3,300 10.191 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 662 10.212 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 654 10.232 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 2,525 10.251 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 3,008 10.185 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 789 10.238 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 1,442 10.193 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 133 10.232 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 509 10.232 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 1,271 10.238 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 1,577 10.232 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 2,736 10.251 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 2,093 10.181 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 456 10.212 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 1,068 10.222 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 467 10.232 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 251 10.238 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 872 10.251 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 3,904 10.232 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 6,344 10.251 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 6,995 10.251 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 3,136 10.251 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 2,644 10.219 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 1,799 10.251 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 700 10.171 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 449 10.178 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 1,589 10.178 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 1,856 10.176 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 147 10.216 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 372 10.234 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 1,156 10.189 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 233 10.189 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 239 10.189 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 1,185 10.189 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 26 10.262 EUR
--------------------- ---------------------- --------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 834,901 10.19 EUR
--------------------- ---------------------- --------------------- -----------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
N/A N/A N/A N/A N/A N/A N/A N/A
------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
N/A N/A N/A N/A
-------------------------- --------------- ---------------------
(d) Other dealings (including subscribing for new
securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
------------------------------- ---------- ---------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 08/08/2014
Contact name: Stacy Otieno
--------------
Telephone number: 0207 995 1335
--------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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