false 0001287213 0001287213 2023-10-31 2023-10-31
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 
FORM 8-K
 
CURRENT REPORT
 
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
 
 
Date of Report
(Date of earliest
event reported): 
 October 31, 2023    
        
 
  DOUGLAS DYNAMICS, INC.  
(Exact name of registrant as specified in its charter)
 
   Delaware   
  001-34728  
   13-4275891  
(State or other
jurisdiction of
incorporation)
(Commission File
Number)
(IRS Employer
Identification No.)
11270 W. Park Place Ste. 300, Milwaukee, Wisconsin 53224
(Address of principal executive offices, including zip code)
 
  (414) 354-2310
(Registrant’s telephone number, including area code)
 
Not Applicable
(Former name or former address, if changed since last report)
 
 
Securities registered pursuant to Section 12(b) of the Act:
 
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Common Stock, par value $.01 per share
PLOW
New York Stock Exchange
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
 
    Emerging growth company         ☐
 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
 
 
 
 
Item 2.02.         Results of Operations and Financial Condition.
 
As previously announced, Douglas Dynamics, Inc. (the “Company”) issued a press release announcing its financial results for the quarter ended September 30, 2023. The Company will host a conference call on Tuesday, October 31, 2023, at 9:00 am Central Time to discuss the financial results. A slide presentation, which includes supplemental information relating to the Company, will be used by management during the conference call. A copy of the slide presentation is attached hereto as Exhibit 99.1 and is incorporated by reference into this Item 2.02.
 
The information in this Item 2.02, including Exhibit 99.1, is being furnished and shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section, and shall not be deemed incorporated by reference into any registration statement or other document filed pursuant to the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended, except as shall be expressly set forth by specific reference in such filing.
 
 
Item 9.01. Financial Statements and Exhibits
 
(d)          Exhibits.
 
 
(104)         The cover page from this Current Report on Form 8-K, formatted in Inline XBRL
 
-2-
 
 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
Date: October 31, 2023
     
  DOUGLAS DYNAMICS, INC.  
By:
/s/ Sarah Lauber
Sarah Lauber
Chief Financial Officer and Secretary
 
-3-

Exhibit 99.1

 

 

 

dd01.jpg
 
 
dd02.jpg

 

 
 
dd03.jpg

 

 
 
dd04.jpg

 

 
 
dd05.jpg

 

 
 
dd06.jpg

 

 
v3.23.3
Document And Entity Information
Oct. 31, 2023
Document Information [Line Items]  
Entity, Registrant Name DOUGLAS DYNAMICS, INC.
Document, Type 8-K
Document, Period End Date Oct. 31, 2023
Entity, Incorporation, State or Country Code DE
Entity, File Number 001-34728
Entity, Tax Identification Number 13-4275891
Entity, Address, Address Line One 11270 W. Park Place Ste. 300
Entity, Address, City or Town Milwaukee
Entity, Address, State or Province WI
Entity, Address, Postal Zip Code 53224
City Area Code 414
Local Phone Number 354-2310
Title of 12(b) Security Common Stock
Trading Symbol PLOW
Security Exchange Name NYSE
Written Communications false
Soliciting Material false
Pre-commencement Tender Offer false
Pre-commencement Issuer Tender Offer false
Entity, Emerging Growth Company false
Amendment Flag false
Entity, Central Index Key 0001287213
Douglas Dynamics (NYSE:PLOW)
Historical Stock Chart
Von Apr 2024 bis Mai 2024 Click Here for more Douglas Dynamics Charts.
Douglas Dynamics (NYSE:PLOW)
Historical Stock Chart
Von Mai 2023 bis Mai 2024 Click Here for more Douglas Dynamics Charts.