Current Report Filing (8-k)
17 Mai 2019 - 3:02PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_____________________
Form 8-K
_____________________
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event Reported):
May 15, 2019
United-Guardian, Inc.
(Exact Name of Registrant as Specified in Charter)
|
Delaware
|
001-10526
|
11-1719724
|
|
(State or Other Jurisdiction of Incorporation)
|
(Commission File Number)
|
(I.R.S. Employer Identification Number)
|
|
230 Marcus Boulevard, Hauppauge, New York 11788
|
|
(Address of Principal Executive Offices) (Zip Code)
|
(631) 273-0900
(Registrant's telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
|
|
|
[ ]
|
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
|
|
[ ]
|
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
|
|
[ ]
|
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
|
|
[ ]
|
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2). Emerging growth company [ ]
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Securities registered pursuant to Section 12(b) of the Act:
|
Title of each class
|
Trading Symbol(s)
|
Name of each exchange on which registered
|
|
Common Stock, $0.10 par value per share
|
UG
|
NASDAQ Global Market
|
Item 5.07
Submission of Matters to a Vote of Security
Holders.
United-Guardian
Inc.
Annual Meeting
of Stockholders
May 15, 2019
VOTING RESULTS
The 2019 Annual Meeting of Stockholders
(the “Annual Meeting”) of the Company was held on May 15, 2019. The voting results for each of the proposals submitted
to a vote of the stockholders of the Company at the Annual Meeting are set forth below.
Election of Directors:
The
Company’s stockholders elected the Board’s nominees as Directors of the Company by the following vote:
|
Name
|
Votes For
|
Votes Withheld
|
Broker Non-Votes
|
|
Robert S. Rubinger
|
1,860,276
|
381,328
|
|
2,152,865
|
|
Kenneth H. Globus
|
1,876,268
|
365,336
|
|
2,152,865
|
|
Lawrence F. Maietta
|
1,806,940
|
434,664
|
|
2,152,865
|
|
Arthur Dresner
|
2,109,010
|
132,594
|
|
2,152,865
|
|
Andrew A. Boccone
|
2,098,124
|
143,480
|
|
2,152,865
|
|
S. Ari Papoulias
|
2,097,245
|
144,359
|
|
2,152,865
|
Ratification of the appointment
of Baker Tilly Virchow Krause LLP as the Independent Registered Public Accountants of the Company for the Fiscal Year Ending December
31, 2019.
The Company’s stockholders approved
the proposal by the following vote:
|
Votes For
|
Votes Against
|
Abstentions
|
Broker Non-votes
|
|
4,340,980
|
32,556
|
20,933
|
N/A
|
Approval, on a nonbinding, advisory
basis, to hold an advisory vote every year on the compensation paid to the Company's named executive officers.
The Company’s stockholders approved
the proposal by the following vote:
|
Votes For
|
Votes Against
|
Abstentions
|
Broker Non-votes
|
|
2,102,149
|
132,368
|
7,087
|
2,152,865
|
Approval, on an advisory basis,
of the compensation being paid to the Company’s named executive officers
.
The Company’s stockholders approved
the proposal by the following vote:
|
Votes For
|
Votes Against
|
Abstentions
|
Broker Non-votes
|
|
2,153,150
|
79,620
|
8,834
|
2,152,865
|
Item 7.01. Regulation FD Disclosure.
On May 17, 2019, the Registrant issued a press release, a copy of which is attached hereto as Exhibit 99.1 and is incorporated herein by reference.
Item 9.01. Financial Statements and Exhibits.
Exhibit 99.1. Press release dated May 17, 2019
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|
|
United-Guardian, Inc.
|
|
|
|
|
|
|
|
|
|
Date: May 17, 2019
|
By:
|
/s/ Ken Globus
|
|
|
|
Ken Globus
|
|
|
|
President
|
|
|
|
|
United Guardian (NASDAQ:UG)
Historical Stock Chart
Von Jun 2024 bis Jul 2024
United Guardian (NASDAQ:UG)
Historical Stock Chart
Von Jul 2023 bis Jul 2024
