Statement of Changes in Beneficial Ownership (4)
04 Januar 2022 - 2:00PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
RIEL SUSAN G |
2. Issuer Name and Ticker or Trading Symbol
EAGLE BANCORP INC
[
EGBN
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
President & CEO |
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(Last)
(First)
(Middle)
688 RIDGE ROAD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
12/21/2021 |
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(Street)
MT. AIRY, MD 21771
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Common Stock | 12/21/2021 | | G(1) |
V
| 515 | D | $0 | 242812 (2) | D | |
| Common Stock | 12/21/2021 | | G(1) |
V
| 515 | A | $0 | 515 | I | Susan G. Riel and Charles T. Riel Jr. in Trust for Avery M. Riel |
| Common Stock | 12/21/2021 | | G(1) |
V
| 515 | D | $0 | 242297 | D | |
| Common Stock | 12/21/2021 | | G(1) |
V
| 515 | A | $0 | 515 | I | Susan G. Riel and Charles T. Riel Jr. in Trust for Charles A. Riel |
| Common Stock | 12/21/2021 | | G(1) |
V
| 515 | D | $0 | 241782 | D | |
| Common Stock | 12/21/2021 | | G(1) |
V
| 515 | A | $0 | 515 | I | Susan G. Riel and Charles T. Riel Jr. in Trust for Kevin C. Riel |
| Common Stock | 12/21/2021 | | G(1) |
V
| 515 | D | $0 | 241267 | D | |
| Common Stock | 12/21/2021 | | G(1) |
V
| 515 | A | $0 | 515 | I | Susan G. Riel and Charles T. Riel Jr. in Trust for Olivia A. Riel |
| Common Stock | 12/21/2021 | | G(1) |
V
| 515 | D | $0 | 240752 | D | |
| Common Stock | 12/21/2021 | | G(1) |
V
| 515 | A | $0 | 515 | I | Susan G. Riel and Charles T. Riel Jr. in Trust for Charlotte A. Riel |
| Common Stock | 12/21/2021 | | G(1) |
V
| 515 | D | $0 | 240237 | D | |
| Common Stock | 12/21/2021 | | G(1) |
V
| 515 | A | $0 | 515 | I | Susan G. Riel and Charles T. Riel Jr. in Trust for Charles R. Heinecke Riel |
| Common Stock | 12/21/2021 | | G(1) |
V
| 515 | D | $0 | 239722 | D | |
| Common Stock | 12/21/2021 | | G(1) |
V
| 515 | A | $0 | 515 | I | Susan G. Riel and Charles T. Riel Jr. in Trust for Olive S. Heinecke-Riel |
| Common Stock | 12/21/2021 | | G(1) |
V
| 515 | D | $0 | 239207 | D | |
| Common Stock | 12/21/2021 | | G(1) |
V
| 515 | A | $0 | 515 | I | Susan G. Riel and Charles T. Riel Jr. in Trust for Haley G. Sherrill |
| Common Stock | 12/21/2021 | | G(1) |
V
| 515 | D | $0 | 238692 | D | |
| Common Stock | 12/21/2021 | | G(1) |
V
| 515 | A | $0 | 515 | I | Susan G. Riel and Charles T. Riel Jr. in Trust for Madelyn J. Sherrill |
| Common Stock | 12/21/2021 | | G(3) |
V
| 515 | D | $0 | 238177 | D | |
| Common Stock | 12/21/2021 | | G(3) |
V
| 515 | D | $0 | 237662 | D | |
| Common Stock | 12/21/2021 | | G(3) |
V
| 515 | D | $0 | 237147 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Explanation of Responses: |
| (1) | Represents a bona fide gift by the Reporting Person to various trusts, the beneficiaries of which are the Reporting Person's grandchildren. The Reporting Person as co-trustee of each of the trusts retains beneficial ownership over the shares of the Company's Common Stock in the trusts. |
| (2) | The Reporting Person's holdings include 87 shares acquired under the Eagle Bancorp, Inc. 2011 Employee Stock Purchase Plan on April 12, 2021 and 61 shares acquired under the Eagle Bancorp, Inc. 2021 Employee Stock Purchase Plan on October 3, 2021. |
| (3) | Represents a bona fide gift by the Reporting Person to the Reporting Person's children. The Reporting Person does not retain any beneficial ownership or pecuniary interest over the shares of the Company's Common Stock after effecting the transaction. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
RIEL SUSAN G
688 RIDGE ROAD
MT. AIRY, MD 21771 | X |
| President & CEO |
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Signatures
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| Susan G. Riel | | 1/3/2022 |
| **Signature of Reporting Person | Date |
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