Part II - Schedule of Portfolio Securities
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
ANZ NEW ZEALAND INTL
Item 27. The title of the issue (including coupon or yield):
ANZ NEW ZEALAND INTL 0.184%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
00182HBU5
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Certificate of Deposit
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-01-24
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-01-24
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$1,220,000.00
Item 41. The total current amortized cost, to the nearest cent:
$1,219,985.49
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.48%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$1,220,036.60
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$1,220,036.60
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
ASB FINANCE LTD LONDON
Item 27. The title of the issue (including coupon or yield):
ASB FINANCE LTD LONDON 0.23%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
0020P3C44
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Financial Company Commercial Paper
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-03-04
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-03-04
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$2,450,000.00
Item 41. The total current amortized cost, to the nearest cent:
$2,449,029.53
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.96%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$2,449,387.50
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$2,449,387.50
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
ASB FINANCE LTD LONDON
Item 27. The title of the issue (including coupon or yield):
ASB FINANCE LTD LONDON 0.24%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
0020P3D19
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Financial Company Commercial Paper
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-04-01
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-04-01
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$1,110,000.00
Item 41. The total current amortized cost, to the nearest cent:
$1,109,334.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.44%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$1,109,522.70
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$1,109,522.70
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
ASB FINANCE LTD LONDON
Item 27. The title of the issue (including coupon or yield):
ASB FINANCE LTD LONDON 0.25%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
0020P3DA9
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Financial Company Commercial Paper
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-04-10
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-04-10
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$1,110,000.00
Item 41. The total current amortized cost, to the nearest cent:
$1,109,236.87
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.44%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$1,109,433.90
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$1,109,433.90
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
ASB FINANCE LTD LONDON
Item 27. The title of the issue (including coupon or yield):
ASB FINANCE LTD LONDON 0.215%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
0020P3EP5
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Financial Company Commercial Paper
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-05-23
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-05-23
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$1,000,000.00
Item 41. The total current amortized cost, to the nearest cent:
$999,151.94
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.39%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$999,040.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$999,040.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
ALBION CAPITAL LLC
Item 27. The title of the issue (including coupon or yield):
ALBION CAPITAL LLC 0.21%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
01329XBJ7
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Asset Backed Commercial Paper
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-02-18
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-02-18
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$5,795,000.00
Item 41. The total current amortized cost, to the nearest cent:
$5,793,377.40
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
2.28%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$5,793,841.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$5,793,841.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
BNZ INTERNATIONAL FUNDING
Item 27. The title of the issue (including coupon or yield):
BNZ INTERNATIONAL FNDNG 0.24%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
0556X1DB5
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Financial Company Commercial Paper
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-04-11
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-04-11
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$1,885,000.00
Item 41. The total current amortized cost, to the nearest cent:
$1,883,743.34
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.74%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$1,883,982.10
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$1,883,982.10
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
BNZ INTERNATIONAL FUNDING
Item 27. The title of the issue (including coupon or yield):
BNZ INTERNATIONAL FNDNG 0.22%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
0556X1FD9
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Financial Company Commercial Paper
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-06-13
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-06-13
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$1,000,000.00
Item 41. The total current amortized cost, to the nearest cent:
$999,003.89
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.39%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$999,040.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$999,040.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
BANK OF NOVA SCOTIA
Item 27. The title of the issue (including coupon or yield):
BANK OF NOVA SCOTIA 0.190001%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
06417FY87
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Other Note
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
AA2
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-01-02
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-01-02
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$1,000,000.00
Item 41. The total current amortized cost, to the nearest cent:
$1,000,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.39%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$1,000,270.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$1,000,270.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
BANK OF NOVA SCOTIA
Item 27. The title of the issue (including coupon or yield):
BANK OF NOVA SCOTIA 0.22%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
06417HAF3
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Certificate of Deposit
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-05-19
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-05-19
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$6,000,000.00
Item 41. The total current amortized cost, to the nearest cent:
$6,000,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
2.36%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$5,999,520.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$5,999,520.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
BANK OF NOVA SCOTIA
Item 27. The title of the issue (including coupon or yield):
BANK OF NOVA SCOTIA 0.23%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
06417HAW6
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Certificate of Deposit
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-05-20
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-05-20
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$2,000,000.00
Item 41. The total current amortized cost, to the nearest cent:
$2,000,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.79%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$1,999,920.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$1,999,920.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
BANK TOKYO-MIT UFJ NY
Item 27. The title of the issue (including coupon or yield):
BANK TOKYO-MIT UFJ NY 0.22%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
06538CCD1
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Financial Company Commercial Paper
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-03-13
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-03-13
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$1,000,000.00
Item 41. The total current amortized cost, to the nearest cent:
$999,566.11
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.39%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$999,600.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$999,600.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
BANK TOKYO-MIT UFJ NY
Item 27. The title of the issue (including coupon or yield):
BANK TOKYO-MIT UFJ NY 0.42%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
06538FPQ1
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Certificate of Deposit
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-02-11
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-02-11
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$2,000,000.00
Item 41. The total current amortized cost, to the nearest cent:
$2,000,499.31
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.79%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$2,000,540.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$2,000,540.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
BANK TOKYO-MIT UFJ NY
Item 27. The title of the issue (including coupon or yield):
BANK TOKYO-MIT UFJ NY 0.21%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
06538GGJ5
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Certificate of Deposit
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-01-13
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-01-13
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$3,000,000.00
Item 41. The total current amortized cost, to the nearest cent:
$3,000,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
1.18%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$3,000,030.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$3,000,030.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
BANK TOKYO-MIT UFJ NY
Item 27. The title of the issue (including coupon or yield):
BANK TOKYO-MIT UFJ NY 0.25%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
06538GHZ8
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Certificate of Deposit
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-03-26
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-03-26
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$805,000.00
Item 41. The total current amortized cost, to the nearest cent:
$805,046.78
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.32%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$805,072.45
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$805,072.45
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
CALLEGUAS-LAS VIRGENES CA
Item 27. The title of the issue (including coupon or yield):
CALLEGUAS-LAS VIRGINES 0.0299994%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
13124CEC7
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Variable Rate Demand Note
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
AA3
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-01-02
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-01-02
Item 37. Does the security have a Demand Feature?
Yes
|
Demand Feature issuer
|
Designated NRSRO(s) for the Demand Feature or provider of the Demand Feature
|
Credit rating of the Demand Feature issuer
|
|
CALLEGUAS-LAS VIRGINES
|
N/A
|
No Rating
|
Item 38. Does the security have a Guarantee?
Yes
|
Guarantor
|
Designated NRSRO(s) for the Guarantee or Guarantor
|
Credit rating of the Guarantor
|
|
WELLS FARGO BANK
|
N/A
|
NR
|
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$225,000.00
Item 41. The total current amortized cost, to the nearest cent:
$225,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.09%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$225,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$225,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
CHARIOT FUNDING LLC
Item 27. The title of the issue (including coupon or yield):
CHARIOT FUNDING LLC 0.24%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
15963UAN6
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Asset Backed Commercial Paper
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-01-22
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-01-22
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$2,320,000.00
Item 41. The total current amortized cost, to the nearest cent:
$2,319,675.20
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.91%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$2,319,907.20
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$2,319,907.20
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
CHARIOT FUNDING LLC
Item 27. The title of the issue (including coupon or yield):
CHARIOT FUNDING LLC 0.23%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
15963UEC6
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Asset Backed Commercial Paper
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-05-12
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-05-12
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$365,000.00
Item 41. The total current amortized cost, to the nearest cent:
$364,694.52
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.14%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$364,784.65
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$364,784.65
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
CHARIOT FUNDING LLC
Item 27. The title of the issue (including coupon or yield):
CHARIOT FUNDING LLC 0.23%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
15963UET9
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Asset Backed Commercial Paper
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-05-27
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-05-27
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$335,000.00
Item 41. The total current amortized cost, to the nearest cent:
$334,687.52
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.13%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$334,758.80
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$334,758.80
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
CHARIOT FUNDING LLC
Item 27. The title of the issue (including coupon or yield):
CHARIOT FUNDING LLC 0.23%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
15963UFH4
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Asset Backed Commercial Paper
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-06-17
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-06-17
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$1,750,000.00
Item 41. The total current amortized cost, to the nearest cent:
$1,748,132.85
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.69%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$1,748,530.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$1,748,530.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
CHASE BANK
Item 27. The title of the issue (including coupon or yield):
CHASE BANK USA NA 0.25%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
16144RUC5
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Certificate of Deposit
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-04-25
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-04-25
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$1,000,000.00
Item 41. The total current amortized cost, to the nearest cent:
$1,000,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.39%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$1,000,260.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$1,000,260.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
CLEVELAND OHIO WATERWORKS REV
Item 27. The title of the issue (including coupon or yield):
CLEVELAND OH WATER (MB/M) 0.0599987%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
186432L24
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Variable Rate Demand Note
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
AA1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-01-02
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-01-02
Item 37. Does the security have a Demand Feature?
Yes
|
Demand Feature issuer
|
Designated NRSRO(s) for the Demand Feature or provider of the Demand Feature
|
Credit rating of the Demand Feature issuer
|
|
CLEVELAND OH WATER (MB/M)
|
N/A
|
No Rating
|
Item 38. Does the security have a Guarantee?
Yes
|
Guarantor
|
Designated NRSRO(s) for the Guarantee or Guarantor
|
Credit rating of the Guarantor
|
|
BANK OF NEW YORK MELLON
|
N/A
|
NR
|
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$670,000.00
Item 41. The total current amortized cost, to the nearest cent:
$670,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.26%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$670,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$670,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
COCA-COLA COMPANY
Item 27. The title of the issue (including coupon or yield):
COCA-COLA CO 0.13%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
19121BAP4
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Other Commercial Paper
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-01-23
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-01-23
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$985,000.00
Item 41. The total current amortized cost, to the nearest cent:
$984,921.75
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.39%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$984,970.45
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$984,970.45
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
COCA-COLA COMPANY
Item 27. The title of the issue (including coupon or yield):
COCA-COLA CO 0.2%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
19121BGR4
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Other Commercial Paper
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-07-25
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-07-25
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$2,474,000.00
Item 41. The total current amortized cost, to the nearest cent:
$2,471,182.39
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.97%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$2,471,723.92
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$2,471,723.92
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
COMMONWEALTH BANK OF AUSTRALIA
Item 27. The title of the issue (including coupon or yield):
COMMONWEALTH BK AUSTRALIA 0.97385%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
2027A0FP9
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Other Note
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
AA2
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-03-17
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-03-17
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$300,000.00
Item 41. The total current amortized cost, to the nearest cent:
$300,487.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.12%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$300,564.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$300,564.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
DNB NOR BANK ASA
Item 27. The title of the issue (including coupon or yield):
DNB BANK ASA 0.22%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
2332K1EE6
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Financial Company Commercial Paper
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-05-14
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-05-14
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$5,000,000.00
Item 41. The total current amortized cost, to the nearest cent:
$4,995,936.11
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
1.96%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$4,996,450.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$4,996,450.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
DNB NOR BANK ASA
Item 27. The title of the issue (including coupon or yield):
DNB BANK ASA 0.24%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
23330LJ72
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Certificate of Deposit
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-03-04
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-03-04
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$500,000.00
Item 41. The total current amortized cost, to the nearest cent:
$499,999.99
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.2%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$500,080.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$500,080.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
FCAR OWNER TRUST I
Item 27. The title of the issue (including coupon or yield):
FCAR OWNER TRUST I 0.190123%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
3024A1B36
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Asset Backed Commercial Paper
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-02-03
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-02-03
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$1,350,000.00
Item 41. The total current amortized cost, to the nearest cent:
$1,349,764.88
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.53%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$1,349,838.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$1,349,838.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
FCAR OWNER TRUST I
Item 27. The title of the issue (including coupon or yield):
FCAR OWNER TRUST I 0.26%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
3024A1B77
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Asset Backed Commercial Paper
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-02-07
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-02-07
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$984,000.00
Item 41. The total current amortized cost, to the nearest cent:
$983,737.05
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.39%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$983,862.24
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$983,862.24
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
FCAR OWNER TRUST I
Item 27. The title of the issue (including coupon or yield):
FCAR OWNER TRUST I 0.2%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
3024A1C35
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Asset Backed Commercial Paper
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-03-03
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-03-03
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$1,579,000.00
Item 41. The total current amortized cost, to the nearest cent:
$1,578,464.90
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.62%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$1,578,589.46
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$1,578,589.46
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
FCAR OWNER TRUST II
Item 27. The title of the issue (including coupon or yield):
FCAR OWNER TRUST II 0.27%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
3024A7B33
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Asset Backed Commercial Paper
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-02-03
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-02-03
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$345,000.00
Item 41. The total current amortized cost, to the nearest cent:
$344,914.61
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.14%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$344,968.95
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$344,968.95
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
FCAR OWNER TRUST II
Item 27. The title of the issue (including coupon or yield):
FCAR OWNER TRUST II 0.22%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
3024A7CX6
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Asset Backed Commercial Paper
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-03-31
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-03-31
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$220,000.00
Item 41. The total current amortized cost, to the nearest cent:
$219,880.35
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.09%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$219,912.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$219,912.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
FCAR OWNER TRUST II
Item 27. The title of the issue (including coupon or yield):
FCAR OWNER TRUST II 0.21%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
3024A7DF4
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Asset Backed Commercial Paper
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-04-15
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-04-15
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$1,200,000.00
Item 41. The total current amortized cost, to the nearest cent:
$1,199,272.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.47%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$1,199,400.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$1,199,400.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
FAIRWAY FINANCE
Item 27. The title of the issue (including coupon or yield):
FAIRWAY FINANCE 0.200155%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
30601WBK4
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Asset Backed Commercial Paper
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-02-19
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-02-19
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$1,000,000.00
Item 41. The total current amortized cost, to the nearest cent:
$999,727.78
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.39%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$999,790.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$999,790.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
FEDERAL FARM CREDIT BANK *
Item 27. The title of the issue (including coupon or yield):
FFCB FLOATING NOTE 0.146599%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
3133EC2G8
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Government Agency Debt
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
AAA
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-01-14
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-01-14
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
Yes
|
Guarantor
|
Designated NRSRO(s) for the Guarantee or Guarantor
|
Credit rating of the Guarantor
|
|
FEDERAL FARM CREDIT BANK
|
N/A
|
NR
|
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$4,095,000.00
Item 41. The total current amortized cost, to the nearest cent:
$4,094,557.91
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
1.61%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$4,095,450.45
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$4,095,450.45
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
FEDERAL FARM CREDIT BANK *
Item 27. The title of the issue (including coupon or yield):
FFCB NOTE 0.249998%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
3133ECAE4
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Government Agency Debt
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
AAA
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-01-02
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-01-02
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
Yes
|
Guarantor
|
Designated NRSRO(s) for the Guarantee or Guarantor
|
Credit rating of the Guarantor
|
|
FEDERAL FARM CREDIT BANK
|
N/A
|
NR
|
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$2,090,000.00
Item 41. The total current amortized cost, to the nearest cent:
$2,090,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.82%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$2,091,839.20
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$2,091,839.20
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
FEDERAL FARM CREDIT BANK *
Item 27. The title of the issue (including coupon or yield):
FFCB FLOATING NOTE 0.23%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
3133ECKJ2
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Government Agency Debt
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
AAA
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-01-02
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-01-02
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
Yes
|
Guarantor
|
Designated NRSRO(s) for the Guarantee or Guarantor
|
Credit rating of the Guarantor
|
|
FEDERAL FARM CREDIT BANK
|
N/A
|
NR
|
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$350,000.00
Item 41. The total current amortized cost, to the nearest cent:
$350,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.14%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$350,196.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$350,196.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
FEDERAL FARM CREDIT BANK *
Item 27. The title of the issue (including coupon or yield):
FFCB FLOATING NOTE 0.158602%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
3133ECM92
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Government Agency Debt
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
AAA
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-01-23
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-01-23
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
Yes
|
Guarantor
|
Designated NRSRO(s) for the Guarantee or Guarantor
|
Credit rating of the Guarantor
|
|
FEDERAL FARM CREDIT BANK
|
N/A
|
NR
|
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$1,000,000.00
Item 41. The total current amortized cost, to the nearest cent:
$999,970.18
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.39%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$999,360.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$999,360.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
FEDERAL NATIONAL MORTGAGE ASSOC *
Item 27. The title of the issue (including coupon or yield):
FNMA FLOATING NOTE 0.1768%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
3135G0HB2
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Government Agency Debt
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
AAA
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-01-20
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-01-20
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
Yes
|
Guarantor
|
Designated NRSRO(s) for the Guarantee or Guarantor
|
Credit rating of the Guarantor
|
|
FANNIE MAE COLLATERAL
|
N/A
|
NR
|
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$30,000.00
Item 41. The total current amortized cost, to the nearest cent:
$30,001.73
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.01%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$30,013.50
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$30,013.50
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
FEDERAL NATIONAL MORTGAGE ASSOC *
Item 27. The title of the issue (including coupon or yield):
FNMA FLOATING NOTE 0.146801%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
3135G0MH3
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Government Agency Debt
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
AAA
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-01-20
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-01-20
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
Yes
|
Guarantor
|
Designated NRSRO(s) for the Guarantee or Guarantor
|
Credit rating of the Guarantor
|
|
FANNIE MAE COLLATERAL
|
N/A
|
NR
|
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$1,480,000.00
Item 41. The total current amortized cost, to the nearest cent:
$1,479,860.57
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.58%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$1,480,192.40
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$1,480,192.40
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
FEDERAL NATIONAL MORTGAGE ASSOC *
Item 27. The title of the issue (including coupon or yield):
FNMA FLOATING NOTE 0.31%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
3136FP5Q6
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Government Agency Debt
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
AAA
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-01-02
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-01-02
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
Yes
|
Guarantor
|
Designated NRSRO(s) for the Guarantee or Guarantor
|
Credit rating of the Guarantor
|
|
FANNIE MAE COLLATERAL
|
N/A
|
NR
|
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$500,000.00
Item 41. The total current amortized cost, to the nearest cent:
$499,996.38
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.2%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$500,090.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$500,090.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
GOLDMAN SACHS & CO *
Item 27. The title of the issue (including coupon or yield):
GOLDMAN SACHS REPO 0.005%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
32GLD0102
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Government Agency Repurchase Agreement
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
Yes
|
Name of the issuer
|
Maturity date
|
Coupon or yield
|
Category of investment
(If Other Instrument, include a brief description)
|
Principal amount
(to the nearest cent)
|
Value of collateral
|
|
FNMA PASS-THRU LNG 30 YEAR 3.000 20420901
|
2042-09-01
|
3
|
Government Agency Repurchase Agreement
|
$3,041,000.00
|
$2,748,430.32
|
|
FHLMC PC GOLD 15 YR 4.000 20260801
|
2026-08-01
|
4
|
Government Agency Repurchase Agreement
|
$3,110,958.00
|
$1,578,166.57
|
|
FHLMC PC GOLD 15 YR 4.500 20240901
|
2024-09-01
|
4.5
|
Government Agency Repurchase Agreement
|
$987,468.00
|
$352,288.21
|
|
FHLMC PC HYBRID ARM 2.435 20420101
|
2042-01-01
|
2.432
|
Government Agency Repurchase Agreement
|
$4,483,000.00
|
$3,164,750.37
|
|
FHLMC PC JUMBO 15 YEAR 2.500 20270801
|
2027-08-01
|
2.5
|
Government Agency Repurchase Agreement
|
$5,822,840.00
|
$3,271,307.71
|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
AAA
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-01-02
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-01-02
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$10,897,000.00
Item 41. The total current amortized cost, to the nearest cent:
$10,897,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
4.28%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$10,897,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$10,897,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
GOLDMAN SACHS & CO *
Item 27. The title of the issue (including coupon or yield):
GOLDMAN SACHS REPO 0.005%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
32GSC0102
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Government Agency Repurchase Agreement
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
Yes
|
Name of the issuer
|
Maturity date
|
Coupon or yield
|
Category of investment
(If Other Instrument, include a brief description)
|
Principal amount
(to the nearest cent)
|
Value of collateral
|
|
FNMA PASS-THRU LNG 30 YEAR 6.000 20380501
|
2038-05-01
|
6
|
Government Agency Repurchase Agreement
|
$54,737.00
|
$7,519.54
|
|
FNMA PASS-THRU LNG 30 YEAR 6.000 20350801
|
2035-08-01
|
6
|
Government Agency Repurchase Agreement
|
$745,122.00
|
$114,701.14
|
|
FNMA PASS-THRU LNG 30 YEAR 5.500 20350101
|
2035-01-01
|
5.5
|
Government Agency Repurchase Agreement
|
$360,000.00
|
$70,741.02
|
|
FNMA PASS-THRU LNG 30 YEAR 6.500 20371001
|
2037-10-01
|
6.5
|
Government Agency Repurchase Agreement
|
$248,071.00
|
$11,911.78
|
|
FNMA PASS-THRU LNG 30 YEAR 6.500 20380501
|
2038-05-01
|
6.5
|
Government Agency Repurchase Agreement
|
$247,253.00
|
$50,707.16
|
|
FNMA PASS-THRU LNG 30 YEAR 5.500 20390801
|
2039-08-01
|
5.5
|
Government Agency Repurchase Agreement
|
$120,951.00
|
$99,883.58
|
|
FNMA PASS-THRU INT 15 YEAR 5.500 20180301
|
2018-03-01
|
5.5
|
Government Agency Repurchase Agreement
|
$184,791.00
|
$34,096.03
|
|
FNMA PASS-THRU LNG 30 YEAR 7.000 20380801
|
2038-08-01
|
7
|
Government Agency Repurchase Agreement
|
$306,276.00
|
$70,293.89
|
|
FNMA PASS-THRU XLONG 40 YEAR 7.000 20480501
|
2048-05-01
|
7
|
Government Agency Repurchase Agreement
|
$181,351.00
|
$31,491.27
|
|
FNMA PASS-THRU LNG 30 YEAR 6.500 20380501
|
2038-05-01
|
6.5
|
Government Agency Repurchase Agreement
|
$365,747.00
|
$139,248.13
|
|
FNMA PASS-THRU INT 15 YEAR 6.000 20170701
|
2017-07-01
|
6
|
Government Agency Repurchase Agreement
|
$259,000.00
|
$7,642.56
|
|
FNMA PASS-THRU LNG 30 YEAR 6.500 20320801
|
2032-08-01
|
6.5
|
Government Agency Repurchase Agreement
|
$628,900.00
|
$119,028.97
|
|
FNMA PASS-THRU SF15 105-125 3.000 20280701
|
2028-07-01
|
3
|
Government Agency Repurchase Agreement
|
$110,397.00
|
$109,595.99
|
|
FNMA PASS-THRU INT 15 YEAR 3.500 20281101
|
2028-11-01
|
3.5
|
Government Agency Repurchase Agreement
|
$54,460.00
|
$56,506.04
|
|
FNMA PASS-THRU LNG 30 YEAR 4.000 20430101
|
2043-01-01
|
4
|
Government Agency Repurchase Agreement
|
$60,000.00
|
$57,752.10
|
|
FNMA PASS-THRU ADJ LIBOR 2.170 20420701
|
2042-07-01
|
2.17
|
Government Agency Repurchase Agreement
|
$81,696.00
|
$53,110.95
|
|
FNMA PASS-THRU INT 15 YEAR 3.500 20270401
|
2027-04-01
|
3.5
|
Government Agency Repurchase Agreement
|
$175,000.00
|
$138,430.11
|
|
FNMA PASS-THRU FHA/VA 8.000 20220101
|
2022-01-01
|
8
|
Government Agency Repurchase Agreement
|
$551,116.00
|
$12,326.97
|
|
FNMA PASS-THRU LNG 30 YEAR 6.000 20291001
|
2029-10-01
|
6
|
Government Agency Repurchase Agreement
|
$36,120.00
|
$891.39
|
|
FNMA PASS-THRU INT 15 YEAR 8.000 20150901
|
2015-09-01
|
8
|
Government Agency Repurchase Agreement
|
$206,606.00
|
$547.40
|
|
FNMA PASS-THRU LNG 30 YEAR 4.500 20410501
|
2041-05-01
|
4.5
|
Government Agency Repurchase Agreement
|
$254,938.00
|
$135,415.03
|
|
FNMA PASS-THRU LNG 30 YEAR 5.500 20371001
|
2037-10-01
|
5.5
|
Government Agency Repurchase Agreement
|
$125,763.00
|
$56,274.92
|
|
FNMA PASS-THRU LNG 30 YEAR 4.500 20410501
|
2041-05-01
|
4.5
|
Government Agency Repurchase Agreement
|
$30,000.00
|
$19,569.70
|
|
FNMA PASS-THRU JUMBO 15 YEAR 4.000 20260401
|
2026-04-01
|
4
|
Government Agency Repurchase Agreement
|
$405,000.00
|
$45,826.99
|
|
FNMA PASS-THRU INT 15 YEAR 4.000 20260201
|
2026-02-01
|
4
|
Government Agency Repurchase Agreement
|
$51,034.00
|
$16,130.35
|
|
FNMA PASS-THRU INT 15 YEAR 4.000 20260201
|
2026-02-01
|
4
|
Government Agency Repurchase Agreement
|
$242,306.00
|
$123,803.60
|
|
FNMA PASS-THRU INT 15 YEAR 4.000 20260101
|
2026-01-01
|
4
|
Government Agency Repurchase Agreement
|
$39,956.00
|
$14,225.87
|
|
FNMA PASS-THRU INT 15 YEAR 4.000 20251101
|
2025-11-01
|
4
|
Government Agency Repurchase Agreement
|
$264,569.00
|
$153,778.39
|
|
FNMA PASS-THRU INT 15 YEAR 3.500 20251201
|
2025-12-01
|
3.5
|
Government Agency Repurchase Agreement
|
$268,300.00
|
$127,433.65
|
|
FNMA PASS-THRU LNG RELOCTION 6.000 20320301
|
2032-03-01
|
6
|
Government Agency Repurchase Agreement
|
$350,000.00
|
$40,816.38
|
|
FNMA PASS-THRU LNG 30 YEAR 5.500 20240401
|
2024-04-01
|
5.5
|
Government Agency Repurchase Agreement
|
$170,000.00
|
$9,085.16
|
|
FNMA PASS-THRU LNG 30 YEAR 5.500 20350101
|
2035-01-01
|
5.5
|
Government Agency Repurchase Agreement
|
$46,029.00
|
$14,695.65
|
|
FNMA PASS-THRU SHRT 10 YEAR 5.000 20181101
|
2018-11-01
|
5
|
Government Agency Repurchase Agreement
|
$432,866.00
|
$60,380.10
|
|
FNMA PASS-THRU SHRT 10 YEAR 5.000 20180701
|
2018-07-01
|
5
|
Government Agency Repurchase Agreement
|
$39,571.00
|
$4,504.23
|
|
FNMA PASS-THRU SHRT 10 YEAR 5.000 20170701
|
2017-07-01
|
5
|
Government Agency Repurchase Agreement
|
$25,876.00
|
$2,987.05
|
|
FNMA PASS-THRU INT 15 YEAR 5.000 20230401
|
2023-03-01
|
5
|
Government Agency Repurchase Agreement
|
$1,019,539.00
|
$106,889.71
|
|
FNMA PASS-THRU XLONG 40 YEAR 7.000 20480101
|
2048-01-01
|
7
|
Government Agency Repurchase Agreement
|
$415,000.00
|
$18,385.17
|
|
FNMA PASS-THRU SHRT 10 YEAR 5.000 20180101
|
2018-01-01
|
5
|
Government Agency Repurchase Agreement
|
$25,279.00
|
$2,526.08
|
|
FNMA PASS-THRU LNG 30 YEAR 5.500 20351201
|
2035-12-01
|
5.5
|
Government Agency Repurchase Agreement
|
$275,616.00
|
$38,599.72
|
|
FNMA PASS-THRU SHRT 10 YEAR 5.000 20161201
|
2016-12-01
|
5
|
Government Agency Repurchase Agreement
|
$307,154.00
|
$26,583.89
|
|
FNMA PASS-THRU LNG 30 YEAR 6.000 20380201
|
2038-02-01
|
6
|
Government Agency Repurchase Agreement
|
$97,842.00
|
$12,386.84
|
|
FNMA PASS-THRU LNG 30 YEAR 6.000 20371101
|
2037-11-01
|
6
|
Government Agency Repurchase Agreement
|
$329,779.00
|
$19,713.66
|
|
FNMA PASS-THRU LNG 30 YEAR 6.500 20371101
|
2037-11-01
|
6.5
|
Government Agency Repurchase Agreement
|
$210,166.00
|
$27,461.39
|
|
FNMA PASS-THRU LNG 30 YEAR 6.500 20371101
|
2037-11-01
|
6.5
|
Government Agency Repurchase Agreement
|
$229,125.00
|
$23,035.84
|
|
FNMA PASS-THRU LNG 30 YEAR 6.500 20371201
|
2037-12-01
|
6.5
|
Government Agency Repurchase Agreement
|
$54,350.00
|
$10,480.78
|
|
FNMA PASS-THRU LNG 30 YEAR 6.500 20370901
|
2037-09-01
|
6.5
|
Government Agency Repurchase Agreement
|
$155,580.00
|
$10,289.17
|
|
FNMA PASS-THRU LNG 30 YEAR 6.000 20371101
|
2037-11-01
|
6
|
Government Agency Repurchase Agreement
|
$230,000.00
|
$125,068.19
|
|
FNMA PASS-THRU LNG 30 YEAR 6.500 20371001
|
2037-10-01
|
6.5
|
Government Agency Repurchase Agreement
|
$492,041.00
|
$47,704.34
|
|
FNMA PASS-THRU LNG 30 YEAR 6.500 20370901
|
2037-09-01
|
6.5
|
Government Agency Repurchase Agreement
|
$80,564.00
|
$11,333.80
|
|
FNMA PASS-THRU LNG IO 7-10YR 6.000 20371201
|
2037-12-01
|
6
|
Government Agency Repurchase Agreement
|
$403,145.00
|
$52,704.68
|
|
FNMA PASS-THRU LNG 30 YEAR 6.500 20370701
|
2037-07-01
|
6.5
|
Government Agency Repurchase Agreement
|
$656,878.00
|
$61,974.75
|
|
FNMA PASS-THRU LNG 30 YEAR 6.000 20370901
|
2037-09-01
|
6
|
Government Agency Repurchase Agreement
|
$72,548.00
|
$6,541.19
|
|
FNMA PASS-THRU LNG 30 YEAR 6.500 20370801
|
2037-08-01
|
6.5
|
Government Agency Repurchase Agreement
|
$657,578.00
|
$54,734.83
|
|
FNMA PASS-THRU LNG 30 YEAR 6.500 20371001
|
2037-10-01
|
6.5
|
Government Agency Repurchase Agreement
|
$421,791.00
|
$57,394.41
|
|
FNMA PASS-THRU LNG 30 YEAR 6.500 20370801
|
2037-08-01
|
6.5
|
Government Agency Repurchase Agreement
|
$412,185.00
|
$88,719.32
|
|
FNMA PASS-THRU LNG 30 YEAR 6.500 20370801
|
2037-08-01
|
6.5
|
Government Agency Repurchase Agreement
|
$536,460.00
|
$113,905.51
|
|
FNMA PASS-THRU LNG 30 YEAR 6.500 20370801
|
2037-08-01
|
6.5
|
Government Agency Repurchase Agreement
|
$104,451.00
|
$8,666.02
|
|
FNMA PASS-THRU LNG 30 YEAR 6.500 20370701
|
2037-07-01
|
6.5
|
Government Agency Repurchase Agreement
|
$785,000.00
|
$76,362.34
|
|
FNMA PASS-THRU LNG 30 YEAR 6.500 20370601
|
2037-06-01
|
6.5
|
Government Agency Repurchase Agreement
|
$466,197.00
|
$17,646.53
|
|
FNMA PASS-THRU LNG 30 YEAR 6.500 20370501
|
2037-05-01
|
6.5
|
Government Agency Repurchase Agreement
|
$200,901.00
|
$15,580.77
|
|
FNMA PASS-THRU INT 15 YEAR 5.000 20201201
|
2020-12-01
|
5
|
Government Agency Repurchase Agreement
|
$51,625.00
|
$7,100.97
|
|
FNMA PASS-THRU INT 15 YEAR 5.000 20201001
|
2020-10-01
|
5
|
Government Agency Repurchase Agreement
|
$250,000.00
|
$30,226.52
|
|
FNMA PASS-THRU INT 15 YEAR 5.000 20201001
|
2020-10-01
|
5
|
Government Agency Repurchase Agreement
|
$275,000.00
|
$35,291.28
|
|
FNMA PASS-THRU LNG 30 YEAR 6.000 20360901
|
2036-09-01
|
6
|
Government Agency Repurchase Agreement
|
$565,000.00
|
$33,692.06
|
|
FNMA PASS-THRU LNG 30 YEAR 6.500 20381201
|
2038-12-01
|
6.5
|
Government Agency Repurchase Agreement
|
$735,121.00
|
$61,430.00
|
|
FNMA PASS-THRU INT 15 YEAR 5.500 20220301
|
2022-03-01
|
5.5
|
Government Agency Repurchase Agreement
|
$393,139.00
|
$42,700.13
|
|
FNMA PASS-THRU INT 15 YEAR 5.000 20220101
|
2022-01-01
|
5
|
Government Agency Repurchase Agreement
|
$164,548.00
|
$14,684.01
|
|
FNMA PASS-THRU LNG 30 YEAR 8.000 20370401
|
2037-04-01
|
8
|
Government Agency Repurchase Agreement
|
$264,887.00
|
$79,877.80
|
|
FNMA PASS-THRU LNG 30 YEAR 6.000 20360901
|
2036-09-01
|
6
|
Government Agency Repurchase Agreement
|
$649,330.00
|
$148,766.61
|
|
FNMA PASS-THRU LNG 30 YEAR 5.500 20360901
|
2036-09-01
|
5.5
|
Government Agency Repurchase Agreement
|
$287,000.00
|
$38,599.22
|
|
FNMA PASS-THRU LNG 30 YEAR 7.000 20310901
|
2031-09-01
|
7
|
Government Agency Repurchase Agreement
|
$270,000.00
|
$7,468.67
|
|
FNMA PASS-THRU LNG 30 YEAR 6.000 20280201
|
2028-02-01
|
6
|
Government Agency Repurchase Agreement
|
$36,000.00
|
$1,634.22
|
|
FNMA PASS-THRU INT 15 YEAR 6.500 20160701
|
2016-07-01
|
6.5
|
Government Agency Repurchase Agreement
|
$1,000,000.00
|
$7,443.05
|
|
FNMA PASS-THRU INT 15 YEAR 6.000 20160501
|
2016-05-01
|
6
|
Government Agency Repurchase Agreement
|
$215,000.00
|
$1,484.33
|
|
FNMA PASS-THRU INT 15 YEAR 6.000 20160501
|
2016-05-01
|
6
|
Government Agency Repurchase Agreement
|
$1,000,000.00
|
$4,706.20
|
|
FNMA PASS-THRU INT 15 YEAR 5.500 20160401
|
2016-04-01
|
5.5
|
Government Agency Repurchase Agreement
|
$79,049.00
|
$429.75
|
|
FNMA PASS-THRU INT 15 YEAR 6.000 20170601
|
2017-06-01
|
6
|
Government Agency Repurchase Agreement
|
$117,553.00
|
$1,350.61
|
|
FNMA PASS-THRU INT 15 YEAR 7.000 20160301
|
2016-03-01
|
7
|
Government Agency Repurchase Agreement
|
$285,000.00
|
$15,396.78
|
|
FNMA PASS-THRU INT 15 YEAR 7.000 20171201
|
2017-12-01
|
7
|
Government Agency Repurchase Agreement
|
$85,000.00
|
$1,146.97
|
|
FNMA PASS-THRU INT 20 YEAR 5.500 20231101
|
2023-11-01
|
5.5
|
Government Agency Repurchase Agreement
|
$82,000.00
|
$8,205.48
|
|
FNMA PASS-THRU SHRT 10 YEAR 5.000 20161201
|
2016-12-01
|
5
|
Government Agency Repurchase Agreement
|
$599,293.00
|
$39,328.89
|
|
FNMA PASS-THRU SHRT 10 YEAR 4.500 20151101
|
2015-11-01
|
4.5
|
Government Agency Repurchase Agreement
|
$237,199.00
|
$12,006.26
|
|
FNMA PASS-THRU SHRT 10 YEAR 5.000 20151101
|
2015-11-01
|
5
|
Government Agency Repurchase Agreement
|
$440,277.00
|
$21,753.76
|
|
FNMA PASS-THRU LNG 30 YEAR 6.000 20351101
|
2035-10-01
|
6
|
Government Agency Repurchase Agreement
|
$63,000.00
|
$9,148.57
|
|
FNMA PASS-THRU INT 15 YEAR 5.000 20200801
|
2020-08-01
|
5
|
Government Agency Repurchase Agreement
|
$53,889.00
|
$5,849.07
|
|
FNMA PASS-THRU INT 15 YEAR 5.500 20200601
|
2020-05-01
|
5.5
|
Government Agency Repurchase Agreement
|
$349,655.00
|
$50,519.10
|
|
FNMA PASS-THRU SHRT 10 YEAR 5.500 20150501
|
2015-05-01
|
5.5
|
Government Agency Repurchase Agreement
|
$363,030.00
|
$11,907.04
|
|
FNMA PASS-THRU LNG 30 YEAR 8.000 20320601
|
2032-05-01
|
8
|
Government Agency Repurchase Agreement
|
$424,835.00
|
$6,026.25
|
|
FNMA PASS-THRU INT 15 YEAR 5.000 20180401
|
2018-04-01
|
5
|
Government Agency Repurchase Agreement
|
$636,925.00
|
$35,179.50
|
|
FNMA PASS-THRU INT 15 YEAR 6.500 20180301
|
2018-02-01
|
6.5
|
Government Agency Repurchase Agreement
|
$634,232.00
|
$41,520.45
|
|
FNMA PASS-THRU SHRT 10 YEAR 4.500 20180501
|
2018-05-01
|
4.5
|
Government Agency Repurchase Agreement
|
$652,645.00
|
$124,781.41
|
|
FNMA PASS-THRU LNG 30 YEAR 6.500 20370901
|
2037-09-01
|
6.5
|
Government Agency Repurchase Agreement
|
$270,417.00
|
$37,577.63
|
|
FNMA PASS-THRU LNG 30 YEAR 6.000 20370801
|
2037-08-01
|
6
|
Government Agency Repurchase Agreement
|
$81,341.00
|
$5,752.98
|
|
FNMA PASS-THRU LNG 30 YEAR 6.500 20370701
|
2037-07-01
|
6.5
|
Government Agency Repurchase Agreement
|
$4,308,000.00
|
$103,452.93
|
|
FNMA PASS-THRU LNG 30 YEAR 6.500 20370401
|
2037-04-01
|
6.5
|
Government Agency Repurchase Agreement
|
$301,468.00
|
$45,074.54
|
|
FNMA PASS-THRU LNG 30 YEAR 6.000 20370301
|
2037-03-01
|
6
|
Government Agency Repurchase Agreement
|
$257,750.00
|
$28,809.97
|
|
FNMA PASS-THRU LNG 30 YEAR 6.000 20370901
|
2037-09-01
|
6
|
Government Agency Repurchase Agreement
|
$867,361.00
|
$151,100.13
|
|
FNMA PASS-THRU LNG 30 YEAR 6.000 20380601
|
2038-06-01
|
6
|
Government Agency Repurchase Agreement
|
$257,975.00
|
$52,592.02
|
|
FNMA PASS-THRU LNG 30 YEAR 6.000 20370401
|
2037-04-01
|
6
|
Government Agency Repurchase Agreement
|
$163,366.00
|
$31,487.68
|
|
FNMA PASS-THRU LNG 30 YEAR 6.000 20370701
|
2037-07-01
|
6
|
Government Agency Repurchase Agreement
|
$59,600.00
|
$9,445.13
|
|
FNMA PASS-THRU LNG 30 YEAR 6.000 20300601
|
2030-06-01
|
6
|
Government Agency Repurchase Agreement
|
$130,000.00
|
$2,715.70
|
|
FNMA PASS-THRU INT 15 YEAR 7.500 20150301
|
2015-03-01
|
7.5
|
Government Agency Repurchase Agreement
|
$1,034,373.00
|
$1,671.37
|
|
FNMA PASS-THRU LNG 30 YEAR 8.500 20181001
|
2018-10-01
|
8.5
|
Government Agency Repurchase Agreement
|
$189,605.00
|
$8,151.47
|
|
FNMA PASS-THRU INT 15 YEAR 7.500 20140701
|
2014-07-01
|
7.5
|
Government Agency Repurchase Agreement
|
$317,000.00
|
$1,216.20
|
|
FNMA PASS-THRU INT 15 YEAR 6.000 20140901
|
2014-09-01
|
6
|
Government Agency Repurchase Agreement
|
$1,011,129.00
|
$775.01
|
|
FNMA PASS-THRU LNG 30 YEAR 6.000 20290501
|
2029-05-01
|
6
|
Government Agency Repurchase Agreement
|
$35,000.00
|
$1,007.78
|
|
FNMA PASS-THRU INT 15 YEAR 6.000 20140401
|
2014-04-01
|
6
|
Government Agency Repurchase Agreement
|
$1,000,000.00
|
$817.56
|
|
FNMA PASS-THRU LNG 30 YEAR 6.000 20290501
|
2029-05-01
|
6
|
Government Agency Repurchase Agreement
|
$660,000.00
|
$5,917.90
|
|
FNMA PASS-THRU LNG 30 YEAR 6.000 20290301
|
2029-03-01
|
6
|
Government Agency Repurchase Agreement
|
$276,602.00
|
$5,247.06
|
|
FNMA PASS-THRU INT 15 YEAR 6.000 20140401
|
2014-04-01
|
6
|
Government Agency Repurchase Agreement
|
$93,687.00
|
$57.16
|
|
FNMA PASS-THRU ADJ LIBOR 3.281 20410401
|
2041-04-01
|
3.281
|
Government Agency Repurchase Agreement
|
$128,292.00
|
$73,494.70
|
|
FNMA PASS-THRU LNG 30 YEAR 5.500 20370801
|
2037-08-01
|
5.5
|
Government Agency Repurchase Agreement
|
$131,251.00
|
$41,236.07
|
|
FNMA PASS-THRU INT 15 YEAR 4.500 20250701
|
2025-07-01
|
4.5
|
Government Agency Repurchase Agreement
|
$246,488.00
|
$57,454.36
|
|
FNMA PASS-THRU INT 15 YEAR 5.000 20250401
|
2025-04-01
|
5
|
Government Agency Repurchase Agreement
|
$510,692.00
|
$104,987.41
|
|
FNMA PASS-THRU INT 15 YEAR 6.000 20240301
|
2024-03-01
|
6
|
Government Agency Repurchase Agreement
|
$78,059.00
|
$30,753.26
|
|
FNMA PASS-THRU INT 15 YEAR 4.000 20250901
|
2025-09-01
|
4
|
Government Agency Repurchase Agreement
|
$58,095.00
|
$16,550.22
|
|
FNMA PASS-THRU LNG 30 YEAR 5.500 20340901
|
2034-09-01
|
5.5
|
Government Agency Repurchase Agreement
|
$112,956.00
|
$2,062.39
|
|
FNMA PASS-THRU LNG 30 YEAR 6.000 20290501
|
2029-05-01
|
6
|
Government Agency Repurchase Agreement
|
$67,442.00
|
$6,139.51
|
|
FNMA PASS-THRU INT 15 YEAR 5.500 20190901
|
2019-09-01
|
5.5
|
Government Agency Repurchase Agreement
|
$71,418.00
|
$10,363.31
|
|
FNMA PASS-THRU LNG 30 YEAR 5.500 20340801
|
2034-08-01
|
5.5
|
Government Agency Repurchase Agreement
|
$264,615.00
|
$41,084.01
|
|
FNMA PASS-THRU ADJ LIBOR 2.244 20340701
|
2034-07-01
|
2.244
|
Government Agency Repurchase Agreement
|
$2,500,000.00
|
$112,642.58
|
|
FNMA PASS-THRU LNG 30 YEAR 5.500 20340801
|
2034-08-01
|
5.5
|
Government Agency Repurchase Agreement
|
$370,000.00
|
$33,670.14
|
|
FNMA PASS-THRU LNG 30 YEAR 5.500 20350201
|
2035-02-01
|
5.5
|
Government Agency Repurchase Agreement
|
$32,043.00
|
$5,447.69
|
|
FNMA PASS-THRU LNG 30 YEAR 5.500 20340601
|
2034-06-01
|
5.5
|
Government Agency Repurchase Agreement
|
$38,187.00
|
$3,933.00
|
|
FNMA PASS-THRU LNG 30 YEAR 5.500 20340701
|
2034-07-01
|
5.5
|
Government Agency Repurchase Agreement
|
$353,236.00
|
$65,223.44
|
|
FNMA PASS-THRU LNG 30 YEAR 5.500 20340601
|
2034-06-01
|
5.5
|
Government Agency Repurchase Agreement
|
$337,174.00
|
$63,256.55
|
|
FNMA PASS-THRU INT 15 YEAR 5.500 20220201
|
2022-02-01
|
5.5
|
Government Agency Repurchase Agreement
|
$86,675.00
|
$9,516.81
|
|
FNMA PASS-THRU LNG 30 YEAR 6.000 20360901
|
2036-09-01
|
6
|
Government Agency Repurchase Agreement
|
$358,071.00
|
$43,236.31
|
|
FNMA PASS-THRU INT 15 YEAR 6.000 20210601
|
2021-06-01
|
6
|
Government Agency Repurchase Agreement
|
$88,610.00
|
$11,002.46
|
|
FNMA PASS-THRU LNG 30 YEAR 6.000 20360301
|
2036-03-01
|
6
|
Government Agency Repurchase Agreement
|
$26,227.00
|
$2,893.59
|
|
FNMA PASS-THRU LNG 30 YEAR 6.000 20360101
|
2036-01-01
|
6
|
Government Agency Repurchase Agreement
|
$27,042.00
|
$1,417.95
|
|
FNMA PASS-THRU INT 15 YEAR 5.000 20200701
|
2020-07-01
|
5
|
Government Agency Repurchase Agreement
|
$175,000.00
|
$71,583.64
|
|
FNMA PASS-THRU LNG 30 YEAR 5.000 20350501
|
2035-05-01
|
5
|
Government Agency Repurchase Agreement
|
$137,896.00
|
$54,762.59
|
|
FNMA PASS-THRU LNG 30 YEAR 7.500 20310401
|
2031-04-01
|
7.5
|
Government Agency Repurchase Agreement
|
$190,023.00
|
$55,180.21
|
|
FNMA PASS-THRU LNG 30 YEAR 6.000 20350701
|
2035-07-01
|
6
|
Government Agency Repurchase Agreement
|
$249,619.00
|
$20,795.33
|
|
FNMA PASS-THRU LNG 30 YEAR 6.000 20341201
|
2034-12-01
|
6
|
Government Agency Repurchase Agreement
|
$552,502.00
|
$43,290.65
|
|
FNMA PASS-THRU LNG 30 YEAR 6.000 20290401
|
2029-04-01
|
6
|
Government Agency Repurchase Agreement
|
$35,000.00
|
$428.55
|
|
FNMA PASS-THRU LNG 30 YEAR 6.000 20290101
|
2029-01-01
|
6
|
Government Agency Repurchase Agreement
|
$230,000.00
|
$1,803.45
|
|
FNMA PASS-THRU LNG 30 YEAR 6.000 20290101
|
2029-01-01
|
6
|
Government Agency Repurchase Agreement
|
$290,257.00
|
$3,358.16
|
|
FNMA PASS-THRU BLLN MULTI 7- 3.500 20180201
|
2018-02-01
|
3.5
|
Government Agency Repurchase Agreement
|
$9,818,054.00
|
$10,014,941.60
|
|
FNMA PASS-THRU LNG 30 YEAR 6.000 20290101
|
2029-01-01
|
6
|
Government Agency Repurchase Agreement
|
$40,436.00
|
$450.40
|
|
FNMA PASS-THRU SHRT 10 YEAR 5.000 20160401
|
2016-04-01
|
5
|
Government Agency Repurchase Agreement
|
$200,000.00
|
$11,775.20
|
|
FNMA PASS-THRU SHRT 10 YEAR 5.500 20160401
|
2016-04-01
|
5.5
|
Government Agency Repurchase Agreement
|
$385,771.00
|
$25,170.10
|
|
FNMA PASS-THRU SHRT 10 YEAR 4.500 20160201
|
2016-02-01
|
4.5
|
Government Agency Repurchase Agreement
|
$249,950.00
|
$6,771.51
|
|
FNMA PASS-THRU SHRT 10 YEAR 5.500 20160301
|
2016-02-01
|
5.5
|
Government Agency Repurchase Agreement
|
$580,011.00
|
$34,992.06
|
|
FNMA PASS-THRU SHRT 10 YEAR 4.500 20141101
|
2014-11-01
|
4.5
|
Government Agency Repurchase Agreement
|
$680,000.00
|
$11,568.28
|
|
FNMA PASS-THRU INT 15 YEAR 5.000 20190901
|
2019-09-01
|
5
|
Government Agency Repurchase Agreement
|
$85,646.00
|
$7,109.38
|
|
FNMA PASS-THRU LNG 30 YEAR 5.500 20340401
|
2034-04-01
|
5.5
|
Government Agency Repurchase Agreement
|
$42,000.00
|
$5,877.13
|
|
FNMA PASS-THRU LNG 30 YEAR 5.500 20340301
|
2034-03-01
|
5.5
|
Government Agency Repurchase Agreement
|
$400,000.00
|
$45,519.48
|
|
FNMA PASS-THRU INT 15 YEAR 5.000 20180601
|
2018-06-01
|
5
|
Government Agency Repurchase Agreement
|
$36,917.00
|
$1,954.32
|
|
FNMA PASS-THRU INT 15 YEAR 5.000 20180301
|
2018-03-01
|
5
|
Government Agency Repurchase Agreement
|
$1,470,550.00
|
$98,165.95
|
|
FNMA PASS-THRU INT 15 YEAR 5.000 20171201
|
2017-12-01
|
5
|
Government Agency Repurchase Agreement
|
$754,515.00
|
$26,286.82
|
|
FNMA PASS-THRU INT 15 YEAR 5.000 20171201
|
2017-12-01
|
5
|
Government Agency Repurchase Agreement
|
$601,360.00
|
$26,721.39
|
|
FNMA PASS-THRU INT 15 YEAR 5.500 20171101
|
2017-11-01
|
5.5
|
Government Agency Repurchase Agreement
|
$200,000.00
|
$4,874.34
|
|
FNMA PASS-THRU LNG 30 YEAR 6.000 20321101
|
2032-11-01
|
6
|
Government Agency Repurchase Agreement
|
$789,397.00
|
$23,061.16
|
|
FNMA PASS-THRU INT 15 YEAR 5.000 20170901
|
2017-09-01
|
5
|
Government Agency Repurchase Agreement
|
$54,510.00
|
$2,041.19
|
|
FNMA PASS-THRU FHA/VA 7.000 20191201
|
2019-12-01
|
7
|
Government Agency Repurchase Agreement
|
$120,439.00
|
$8,211.28
|
|
FNMA PASS-THRU LNG 30 YEAR 7.000 20220701
|
2022-07-01
|
7
|
Government Agency Repurchase Agreement
|
$678,895.00
|
$9,260.19
|
|
FNMA PASS-THRU FHA/VA 6.000 20210401
|
2021-04-01
|
6
|
Government Agency Repurchase Agreement
|
$109,715.00
|
$26,085.66
|
|
FNMA PASS-THRU INT 15 YEAR 6.000 20140601
|
2014-06-01
|
6
|
Government Agency Repurchase Agreement
|
$1,005,052.00
|
$980.74
|
|
FNMA PASS-THRU LNG 30 YEAR 6.000 20290501
|
2029-04-01
|
6
|
Government Agency Repurchase Agreement
|
$89,286.00
|
$2,219.35
|
|
FNMA PASS-THRU LNG 30 YEAR 7.000 20290301
|
2029-03-01
|
7
|
Government Agency Repurchase Agreement
|
$350,000.00
|
$5,615.35
|
|
FNMA PASS-THRU LNG 30 YEAR 6.000 20231101
|
2023-11-01
|
6
|
Government Agency Repurchase Agreement
|
$100,000.00
|
$1,820.33
|
|
FNMA PASS-THRU LNG 30 YEAR 5.000 20340801
|
2034-08-01
|
5
|
Government Agency Repurchase Agreement
|
$259,224.00
|
$32,579.57
|
|
FHLMC PC GUAR ADJ 30YR 2.355 20340101
|
2034-01-01
|
2.355
|
Government Agency Repurchase Agreement
|
$1,210,000.00
|
$46,321.10
|
|
FHLMC PC GUAR ADJ 30YR 2.653 20350201
|
2035-02-01
|
2.691
|
Government Agency Repurchase Agreement
|
$703,000.00
|
$130,867.15
|
|
FHLMC PC 1YR LIBOR VR 3.003 20380401
|
2038-04-01
|
3.002
|
Government Agency Repurchase Agreement
|
$500,000.00
|
$110,837.22
|
|
FHLMC PC 1YR LIBOR VR 2.448 20341201
|
2034-12-01
|
2.781
|
Government Agency Repurchase Agreement
|
$850,000.00
|
$132,431.28
|
|
FHLMC PC GOLD COMB 20 5.000 20281101
|
2028-11-01
|
5
|
Government Agency Repurchase Agreement
|
$259,099.00
|
$31,199.93
|
|
FNMA PASS-THRU ADJ LIBOR 3.460 20400701
|
2040-07-01
|
3.46
|
Government Agency Repurchase Agreement
|
$488,267.00
|
$129,994.99
|
|
FNMA PASS-THRU INT 15 YEAR 4.000 20250301
|
2025-03-01
|
4
|
Government Agency Repurchase Agreement
|
$265,215.00
|
$121,589.02
|
|
FNMA PASS-THRU LNG 30 YEAR 6.000 20391001
|
2039-10-01
|
6
|
Government Agency Repurchase Agreement
|
$28,000.00
|
$7,649.74
|
|
FNMA PASS-THRU ADJ SINGLE 2.399 20371001
|
2037-10-01
|
2.399
|
Government Agency Repurchase Agreement
|
$133,253.00
|
$61,870.00
|
|
FNMA PASS-THRU INT 15 YEAR 5.500 20180201
|
2018-02-01
|
5.5
|
Government Agency Repurchase Agreement
|
$88,760.00
|
$747.58
|
|
FNMA PASS-THRU INT 15 YEAR 2.500 20280901
|
2028-08-01
|
2.5
|
Government Agency Repurchase Agreement
|
$138,461.00
|
$133,977.91
|
|
FNMA PASS-THRU SHRT 10 YEAR 5.000 20191101
|
2019-10-01
|
5
|
Government Agency Repurchase Agreement
|
$79,920.00
|
$27,172.11
|
|
FNMA PASS-THRU LNG 30 YEAR 5.000 20400101
|
2040-01-01
|
5
|
Government Agency Repurchase Agreement
|
$339,265.00
|
$148,936.34
|
|
FNMA PASS-THRU INT 15 YEAR 4.500 20241101
|
2024-11-01
|
4.5
|
Government Agency Repurchase Agreement
|
$600,535.00
|
$152,014.76
|
|
FNMA PASS-THRU INT 15 YEAR 5.000 20240901
|
2024-09-01
|
5
|
Government Agency Repurchase Agreement
|
$64,400.00
|
$20,598.93
|
|
FNMA PASS-THRU LNG 30 YEAR 6.000 20360901
|
2036-09-01
|
6
|
Government Agency Repurchase Agreement
|
$195,000.00
|
$11,938.97
|
|
FNMA PASS-THRU INT 15 YEAR 5.500 20220401
|
2022-04-01
|
5.5
|
Government Agency Repurchase Agreement
|
$45,000.00
|
$4,233.15
|
|
FNMA PASS-THRU INT 15 YEAR 5.000 20220301
|
2022-03-01
|
5
|
Government Agency Repurchase Agreement
|
$25,000.00
|
$1,198.30
|
|
FNMA PASS-THRU ARM MN SRV 30 2.084 20360501
|
2036-05-01
|
2.084
|
Government Agency Repurchase Agreement
|
$500,000.00
|
$67,888.11
|
|
FNMA PASS-THRU LNG 30 YEAR 6.500 20361101
|
2036-11-01
|
6.5
|
Government Agency Repurchase Agreement
|
$705,801.00
|
$76,036.25
|
|
FNMA PASS-THRU INT 15 YEAR 5.500 20210601
|
2021-06-01
|
5.5
|
Government Agency Repurchase Agreement
|
$67,000.00
|
$4,765.97
|
|
FNMA PASS-THRU INT 15 YEAR 5.000 20231101
|
2023-11-01
|
5
|
Government Agency Repurchase Agreement
|
$160,314.00
|
$63,339.99
|
|
FNMA PASS-THRU INT 15 YEAR 6.000 20240501
|
2024-05-01
|
6
|
Government Agency Repurchase Agreement
|
$45,716.00
|
$9,084.39
|
|
FNMA PASS-THRU LNG 30 YEAR 6.500 20381001
|
2038-10-01
|
6.5
|
Government Agency Repurchase Agreement
|
$52,746.00
|
$6,552.78
|
|
FNMA PASS-THRU LNG 30 YEAR 6.500 20380601
|
2038-06-01
|
6.5
|
Government Agency Repurchase Agreement
|
$363,932.00
|
$46,658.17
|
|
FNMA PASS-THRU INT 15 YEAR 5.500 20190601
|
2019-06-01
|
5.5
|
Government Agency Repurchase Agreement
|
$783,626.00
|
$102,590.62
|
|
FNMA PASS-THRU LNG 30 YEAR 6.000 20290701
|
2029-07-01
|
6
|
Government Agency Repurchase Agreement
|
$742,965.00
|
$46,359.11
|
|
FNMA PASS-THRU LNG 30 YEAR 5.500 20340401
|
2034-04-01
|
5.5
|
Government Agency Repurchase Agreement
|
$69,000.00
|
$5,969.79
|
|
FNMA PASS-THRU INT 15 YEAR 5.000 20190401
|
2019-04-01
|
5
|
Government Agency Repurchase Agreement
|
$209,409.00
|
$20,176.90
|
|
FNMA PASS-THRU ADJ LIBOR 2.113 20341101
|
2034-11-01
|
2.113
|
Government Agency Repurchase Agreement
|
$1,760,000.00
|
$142,749.95
|
|
FNMA PASS-THRU ADJ LIBOR 2.266 20341001
|
2034-10-01
|
2.266
|
Government Agency Repurchase Agreement
|
$2,520,000.00
|
$156,492.21
|
|
FNMA PASS-THRU LNG 30 YEAR 6.000 20321201
|
2032-12-01
|
6
|
Government Agency Repurchase Agreement
|
$368,101.00
|
$21,768.32
|
|
FNMA PASS-THRU LNG 30 YEAR 5.500 20340901
|
2034-09-01
|
5.5
|
Government Agency Repurchase Agreement
|
$39,000.00
|
$1,955.64
|
|
FNMA PASS-THRU LNG 30 YEAR 6.000 20360101
|
2036-01-01
|
6
|
Government Agency Repurchase Agreement
|
$116,000.00
|
$22,299.72
|
|
FNMA PASS-THRU LNG 30 YEAR 6.000 20361201
|
2036-12-01
|
6
|
Government Agency Repurchase Agreement
|
$377,372.00
|
$32,636.79
|
|
FNMA PASS-THRU INT 15 YEAR 5.500 20220301
|
2022-03-01
|
5.5
|
Government Agency Repurchase Agreement
|
$28,051.00
|
$2,811.82
|
|
FNMA PASS-THRU LNG 30 YEAR 6.000 20370301
|
2037-03-01
|
6
|
Government Agency Repurchase Agreement
|
$180,000.00
|
$38,277.99
|
|
FNMA PASS-THRU LNG IO 7-10YR 6.000 20360901
|
2036-09-01
|
6
|
Government Agency Repurchase Agreement
|
$762,133.00
|
$53,325.60
|
|
FNMA PASS-THRU LNG 30 YEAR 6.000 20360101
|
2036-01-01
|
6
|
Government Agency Repurchase Agreement
|
$94,000.00
|
$6,946.29
|
|
FNMA PASS-THRU LNG 30 YEAR 6.500 20360801
|
2036-08-01
|
6.5
|
Government Agency Repurchase Agreement
|
$165,699.00
|
$13,339.12
|
|
FNMA PASS-THRU LNG 30 YEAR 6.500 20360601
|
2036-06-01
|
6.5
|
Government Agency Repurchase Agreement
|
$115,000.00
|
$16,258.43
|
|
FNMA PASS-THRU LNG 30 YEAR 6.500 20360401
|
2036-04-01
|
6.5
|
Government Agency Repurchase Agreement
|
$300,000.00
|
$53,274.80
|
|
FNMA PASS-THRU LNG 30 YEAR 5.500 20360101
|
2036-01-01
|
5.5
|
Government Agency Repurchase Agreement
|
$235,000.00
|
$15,341.25
|
|
FNMA PASS-THRU LNG 30 YEAR 6.000 20351201
|
2035-12-01
|
6
|
Government Agency Repurchase Agreement
|
$96,000.00
|
$11,483.07
|
|
FNMA PASS-THRU INT 15 YEAR 5.000 20201001
|
2020-10-01
|
5
|
Government Agency Repurchase Agreement
|
$52,841.00
|
$12,574.66
|
|
FNMA PASS-THRU INT 15 YEAR 6.000 20210601
|
2021-06-01
|
6
|
Government Agency Repurchase Agreement
|
$316,382.00
|
$17,789.59
|
|
FNMA PASS-THRU INT 15 YEAR 5.000 20201101
|
2020-11-01
|
5
|
Government Agency Repurchase Agreement
|
$104,472.00
|
$18,562.80
|
|
FNMA PASS-THRU LNG 30 YEAR 6.000 20390201
|
2039-02-01
|
6
|
Government Agency Repurchase Agreement
|
$130,795.00
|
$21,148.89
|
|
FNMA PASS-THRU INT 15 YEAR 5.000 20231201
|
2023-12-01
|
5
|
Government Agency Repurchase Agreement
|
$102,773.00
|
$15,353.90
|
|
FNMA PASS-THRU INT 15 YEAR 7.000 20221201
|
2022-12-01
|
7
|
Government Agency Repurchase Agreement
|
$300,000.00
|
$34,247.20
|
|
FNMA PASS-THRU INT 15 YEAR 5.000 20230401
|
2023-04-01
|
5
|
Government Agency Repurchase Agreement
|
$266,200.00
|
$39,473.42
|
|
FNMA PASS-THRU LNG 30 YEAR 6.500 20380201
|
2038-02-01
|
6.5
|
Government Agency Repurchase Agreement
|
$418,878.00
|
$35,788.05
|
|
FNMA PASS-THRU ADJ LIBOR 5.364 20380201
|
2038-02-01
|
5.364
|
Government Agency Repurchase Agreement
|
$1,500,000.00
|
$138,678.16
|
|
FNMA PASS-THRU LNG 30 YEAR 6.500 20381001
|
2038-10-01
|
6.5
|
Government Agency Repurchase Agreement
|
$526,222.00
|
$106,332.86
|
|
FNMA PASS-THRU LNG 30 YEAR 6.500 20380101
|
2038-01-01
|
6.5
|
Government Agency Repurchase Agreement
|
$211,993.00
|
$45,256.97
|
|
FNMA PASS-THRU LNG 30 YEAR 6.500 20380201
|
2038-02-01
|
6.5
|
Government Agency Repurchase Agreement
|
$26,005.00
|
$2,725.78
|
|
FNMA PASS-THRU LNG 30 YEAR 6.500 20380201
|
2038-02-01
|
6.5
|
Government Agency Repurchase Agreement
|
$415,000.00
|
$40,970.37
|
|
FNMA PASS-THRU LNG 30 YEAR 6.000 20280301
|
2028-03-01
|
6
|
Government Agency Repurchase Agreement
|
$45,000.00
|
$213.71
|
|
FNMA PASS-THRU LNG 30 YEAR 6.000 20280301
|
2028-03-01
|
6
|
Government Agency Repurchase Agreement
|
$54,000.00
|
$365.54
|
|
FNMA PASS-THRU LNG 30 YEAR 6.500 20280101
|
2028-01-01
|
6.5
|
Government Agency Repurchase Agreement
|
$25,000.00
|
$273.44
|
|
FNMA PASS-THRU LNG 30 YEAR 6.000 20261001
|
2026-10-01
|
6
|
Government Agency Repurchase Agreement
|
$100,000.00
|
$1,605.94
|
|
FNMA PASS-THRU LNG 30 YEAR 6.000 20350901
|
2035-09-01
|
6
|
Government Agency Repurchase Agreement
|
$169,000.00
|
$21,662.07
|
|
FNMA PASS-THRU LNG 30 YEAR 5.500 20350201
|
2035-02-01
|
5.5
|
Government Agency Repurchase Agreement
|
$26,321.00
|
$4,056.15
|
|
FNMA PASS-THRU LNG 30 YEAR 6.000 20290801
|
2029-08-01
|
6
|
Government Agency Repurchase Agreement
|
$290,000.00
|
$8,213.69
|
|
FNMA PASS-THRU LNG 30 YEAR 6.000 20290501
|
2029-05-01
|
6
|
Government Agency Repurchase Agreement
|
$28,000.00
|
$469.84
|
|
FNMA PASS-THRU MEGA SF LT 6.000 20391101
|
2039-11-01
|
6
|
Government Agency Repurchase Agreement
|
$40,627.00
|
$15,684.42
|
|
FNMA PASS-THRU LNG 30 YEAR 6.000 20260301
|
2026-03-01
|
6
|
Government Agency Repurchase Agreement
|
$153,000.00
|
$1,165.14
|
|
FNMA PASS-THRU INT 15 YEAR 5.000 20240901
|
2024-09-01
|
5
|
Government Agency Repurchase Agreement
|
$75,000.00
|
$25,557.03
|
|
FNMA PASS-THRU LNG 30 YEAR 5.500 20361001
|
2036-10-01
|
5.5
|
Government Agency Repurchase Agreement
|
$196,228.00
|
$61,942.20
|
|
FNMA PASS-THRU INT 15 YEAR 2.500 20280501
|
2028-05-01
|
2.5
|
Government Agency Repurchase Agreement
|
$74,289.00
|
$70,693.90
|
|
FNMA PASS-THRU LNG 30 YEAR 6.000 20371001
|
2037-10-01
|
6
|
Government Agency Repurchase Agreement
|
$55,300.00
|
$15,012.29
|
|
FNMA PASS-THRU INT 15 YEAR 2.500 20271201
|
2027-12-01
|
2.5
|
Government Agency Repurchase Agreement
|
$133,389.00
|
$117,837.92
|
|
FNMA PASS-THRU LNG 30 YEAR 4.500 20410701
|
2041-07-01
|
4.5
|
Government Agency Repurchase Agreement
|
$48,000.00
|
$28,266.85
|
|
FNMA PASS-THRU INT 15 YEAR 3.500 20251101
|
2025-11-01
|
3.5
|
Government Agency Repurchase Agreement
|
$210,000.00
|
$109,858.04
|
|
FNMA PASS-THRU INT 15 YEAR 4.000 20240701
|
2024-07-01
|
4
|
Government Agency Repurchase Agreement
|
$194,921.00
|
$58,857.04
|
|
FNMA PASS-THRU INT 15 YEAR 5.500 20240801
|
2024-08-01
|
5.5
|
Government Agency Repurchase Agreement
|
$216,772.00
|
$59,750.99
|
|
FNMA PASS-THRU LNG 30 YEAR 7.000 20390301
|
2039-03-01
|
7
|
Government Agency Repurchase Agreement
|
$461,448.00
|
$80,050.79
|
|
FNMA PASS-THRU XLONG 40 YEAR 6.500 20470901
|
2047-09-01
|
6.5
|
Government Agency Repurchase Agreement
|
$82,496.00
|
$3,142.79
|
|
FNMA PASS-THRU ARM MN SRV 30 6.135 20370901
|
2037-09-01
|
6.135
|
Government Agency Repurchase Agreement
|
$1,700,000.00
|
$110,960.95
|
|
FNMA PASS-THRU XLONG 40 YEAR 6.500 20470901
|
2047-09-01
|
6.5
|
Government Agency Repurchase Agreement
|
$101,520.00
|
$3,243.14
|
|
FNMA PASS-THRU XLONG 40 YEAR 6.500 20470901
|
2047-09-01
|
6.5
|
Government Agency Repurchase Agreement
|
$81,726.00
|
$9,979.28
|
|
FNMA PASS-THRU XLONG 40 YEAR 6.500 20470901
|
2047-09-01
|
6.5
|
Government Agency Repurchase Agreement
|
$143,826.00
|
$29,525.24
|
|
FNMA PASS-THRU XLONG 40 YEAR 6.500 20470801
|
2047-08-01
|
6.5
|
Government Agency Repurchase Agreement
|
$64,475.00
|
$8,524.48
|
|
FNMA PASS-THRU ADJ LIBOR 2.476 20340401
|
2034-04-01
|
2.476
|
Government Agency Repurchase Agreement
|
$2,000,000.00
|
$145,016.29
|
|
FNMA PASS-THRU LNG 30 YEAR 5.500 20340301
|
2034-03-01
|
5.5
|
Government Agency Repurchase Agreement
|
$311,127.00
|
$50,811.62
|
|
FNMA PASS-THRU INT 15 YEAR 5.000 20190301
|
2019-03-01
|
5
|
Government Agency Repurchase Agreement
|
$278,854.00
|
$26,423.87
|
|
FNMA PASS-THRU INT 20 YEAR 5.500 20231201
|
2023-12-01
|
5.5
|
Government Agency Repurchase Agreement
|
$80,000.00
|
$35,045.63
|
|
FNMA PASS-THRU LNG 30 YEAR 5.500 20340201
|
2034-02-01
|
5.5
|
Government Agency Repurchase Agreement
|
$275,000.00
|
$52,020.16
|
|
FNMA PASS-THRU LNG 30 YEAR 5.500 20340501
|
2034-05-01
|
5.5
|
Government Agency Repurchase Agreement
|
$100,000.00
|
$8,611.71
|
|
FNMA PASS-THRU LNG 30 YEAR 5.500 20340201
|
2034-02-01
|
5.5
|
Government Agency Repurchase Agreement
|
$264,742.00
|
$70,637.47
|
|
FNMA PASS-THRU LNG 30 YEAR 5.500 20340201
|
2034-02-01
|
5.5
|
Government Agency Repurchase Agreement
|
$570,953.00
|
$54,470.73
|
|
FNMA PASS-THRU INT BIWEEKLY 5.500 20170301
|
2017-03-01
|
5.5
|
Government Agency Repurchase Agreement
|
$585,146.00
|
$88,599.38
|
|
FNMA PASS-THRU INT 15 YEAR 5.000 20210301
|
2021-03-01
|
5
|
Government Agency Repurchase Agreement
|
$47,827.00
|
$4,957.88
|
|
FNMA PASS-THRU INT 15 YEAR 6.000 20160401
|
2016-04-01
|
6
|
Government Agency Repurchase Agreement
|
$3,982,712.00
|
$9,297.65
|
|
FNMA PASS-THRU LNG 30 YEAR 5.500 20340101
|
2034-01-01
|
5.5
|
Government Agency Repurchase Agreement
|
$181,263.00
|
$14,741.98
|
|
FNMA PASS-THRU INT 15 YEAR 5.000 20180601
|
2018-06-01
|
5
|
Government Agency Repurchase Agreement
|
$206,170.00
|
$10,101.81
|
|
FNMA PASS-THRU INT 15 YEAR 5.000 20180501
|
2018-05-01
|
5
|
Government Agency Repurchase Agreement
|
$173,727.00
|
$5,089.85
|
|
FNMA PASS-THRU LNG BIWEEKLY 6.000 20271101
|
2027-11-01
|
6
|
Government Agency Repurchase Agreement
|
$670,019.00
|
$134,443.07
|
|
FNMA PASS-THRU INT 15 YEAR 5.000 20180301
|
2018-03-01
|
5
|
Government Agency Repurchase Agreement
|
$116,000.00
|
$5,815.62
|
|
FNMA PASS-THRU INT 15 YEAR 5.000 20180101
|
2018-01-01
|
5
|
Government Agency Repurchase Agreement
|
$55,000.00
|
$2,123.33
|
|
FNMA PASS-THRU LNG 30 YEAR 6.000 20330201
|
2033-02-01
|
6
|
Government Agency Repurchase Agreement
|
$750,000.00
|
$38,356.05
|
|
FNMA PASS-THRU LNG 30 YEAR 6.000 20330101
|
2033-01-01
|
6
|
Government Agency Repurchase Agreement
|
$250,000.00
|
$23,426.42
|
|
FNMA PASS-THRU LNG 30 YEAR 6.000 20321201
|
2032-12-01
|
6
|
Government Agency Repurchase Agreement
|
$581,000.00
|
$27,244.19
|
|
FNMA PASS-THRU LNG 30 YEAR 6.500 20220301
|
2022-03-01
|
6.5
|
Government Agency Repurchase Agreement
|
$532,639.00
|
$43,038.05
|
|
FNMA PASS-THRU LNG 30 YEAR 6.000 20281201
|
2028-12-01
|
6
|
Government Agency Repurchase Agreement
|
$30,000.00
|
$431.70
|
|
FNMA PASS-THRU LNG 30 YEAR 6.000 20281201
|
2028-12-01
|
6
|
Government Agency Repurchase Agreement
|
$180,000.00
|
$3,272.48
|
|
FNMA PASS-THRU LNG 30 YEAR 6.000 20281201
|
2028-12-01
|
6
|
Government Agency Repurchase Agreement
|
$347,222.00
|
$16,677.67
|
|
FNMA PASS-THRU LNG 30 YEAR 6.500 20281101
|
2028-11-01
|
6.5
|
Government Agency Repurchase Agreement
|
$425,000.00
|
$5,169.77
|
|
FNMA PASS-THRU LNG 30 YEAR 6.000 20290201
|
2029-02-01
|
6
|
Government Agency Repurchase Agreement
|
$150,000.00
|
$4,346.37
|
|
FNMA PASS-THRU LNG ASSUMABLE 3.500 20280501
|
2028-05-01
|
3.5
|
Government Agency Repurchase Agreement
|
$260,000.00
|
$71,448.18
|
|
FNMA PASS-THRU LNG ASSUMABLE 6.000 20280301
|
2028-03-01
|
6
|
Government Agency Repurchase Agreement
|
$398,206.00
|
$91,168.33
|
|
FNMA PASS-THRU LNG 30 YEAR 6.000 20280301
|
2028-03-01
|
6
|
Government Agency Repurchase Agreement
|
$284,276.00
|
$88,598.68
|
|
FNMA PASS-THRU LNG 30 YEAR 3.500 20280101
|
2028-01-01
|
3.5
|
Government Agency Repurchase Agreement
|
$340,457.00
|
$140,038.35
|
|
FNMA PASS-THRU LNG 30 YEAR 6.000 20381001
|
2038-10-01
|
6
|
Government Agency Repurchase Agreement
|
$27,000.00
|
$4,224.52
|
|
FNMA PASS-THRU INT 15 YEAR 5.000 20190701
|
2019-07-01
|
5
|
Government Agency Repurchase Agreement
|
$286,261.00
|
$51,637.36
|
|
FNMA PASS-THRU LNG 30 YEAR 5.500 20380601
|
2038-06-01
|
5.5
|
Government Agency Repurchase Agreement
|
$933,402.00
|
$106,434.85
|
|
FNMA PASS-THRU LNG 30 YEAR 6.500 20370301
|
2037-03-01
|
6.5
|
Government Agency Repurchase Agreement
|
$672,122.00
|
$123,711.48
|
|
FNMA PASS-THRU INT 15 YEAR 5.000 20230301
|
2023-03-01
|
5
|
Government Agency Repurchase Agreement
|
$172,350.00
|
$28,670.19
|
|
FNMA PASS-THRU LNG 30 YEAR 6.500 20321001
|
2032-10-01
|
6.5
|
Government Agency Repurchase Agreement
|
$335,000.00
|
$10,181.91
|
|
FNMA PASS-THRU INT 15 YEAR 5.000 20171001
|
2017-10-01
|
5
|
Government Agency Repurchase Agreement
|
$1,000,000.00
|
$34,712.67
|
|
FNMA PASS-THRU INT 15 YEAR 6.500 20171001
|
2017-10-01
|
6.5
|
Government Agency Repurchase Agreement
|
$759,270.00
|
$35,685.43
|
|
FNMA PASS-THRU LNG 30 YEAR 6.000 20300601
|
2030-06-01
|
6
|
Government Agency Repurchase Agreement
|
$168,000.00
|
$25,674.66
|
|
FNMA PASS-THRU LNG 30 YEAR 6.500 20350201
|
2035-02-01
|
6.5
|
Government Agency Repurchase Agreement
|
$263,317.00
|
$54,636.14
|
|
FNMA PASS-THRU INT 15 YEAR 6.000 20200401
|
2020-04-01
|
6
|
Government Agency Repurchase Agreement
|
$101,258.00
|
$47,152.36
|
|
FNMA PASS-THRU INT 15 YEAR 5.000 20200301
|
2020-03-01
|
5
|
Government Agency Repurchase Agreement
|
$54,802.00
|
$30,430.79
|
|
FNMA PASS-THRU INT 20 YEAR 5.500 20250201
|
2025-02-01
|
5.5
|
Government Agency Repurchase Agreement
|
$168,108.00
|
$99,169.19
|
|
FNMA PASS-THRU LNG 30 YEAR 5.500 20350101
|
2035-01-01
|
5.5
|
Government Agency Repurchase Agreement
|
$77,000.00
|
$7,876.08
|
|
FNMA PASS-THRU LNG 30 YEAR 5.500 20341201
|
2034-12-01
|
5.5
|
Government Agency Repurchase Agreement
|
$523,818.00
|
$103,682.86
|
|
FNMA PASS-THRU LNG 30 YEAR 6.000 20341201
|
2034-12-01
|
6
|
Government Agency Repurchase Agreement
|
$203,000.00
|
$19,035.28
|
|
FNMA PASS-THRU LNG 30 YEAR 5.500 20341101
|
2034-11-01
|
5.5
|
Government Agency Repurchase Agreement
|
$45,000.00
|
$8,327.55
|
|
FNMA PASS-THRU INT 15 YEAR 4.500 20181101
|
2018-11-01
|
4.5
|
Government Agency Repurchase Agreement
|
$372,549.00
|
$37,488.45
|
|
FNMA PASS-THRU INT 15 YEAR 5.000 20180901
|
2018-09-01
|
5
|
Government Agency Repurchase Agreement
|
$204,885.00
|
$23,412.41
|
|
FNMA PASS-THRU LNG 30 YEAR 5.500 20351001
|
2035-10-01
|
5.5
|
Government Agency Repurchase Agreement
|
$250,000.00
|
$37,965.08
|
|
FNMA PASS-THRU ADJ LIBOR 2.428 20350101
|
2035-01-01
|
2.428
|
Government Agency Repurchase Agreement
|
$800,000.00
|
$51,832.42
|
|
FNMA PASS-THRU LNG 30 YEAR 6.000 20341101
|
2034-11-01
|
6
|
Government Agency Repurchase Agreement
|
$152,000.00
|
$11,678.37
|
|
FNMA PASS-THRU LNG 30 YEAR 6.000 20340801
|
2034-08-01
|
6
|
Government Agency Repurchase Agreement
|
$111,311.00
|
$10,075.09
|
|
FNMA PASS-THRU LNG 30 YEAR 4.500 20410601
|
2041-06-01
|
4.5
|
Government Agency Repurchase Agreement
|
$86,000.00
|
$76,401.54
|
|
FNMA PASS-THRU LNG 30 YEAR 3.500 20420301
|
2042-03-01
|
3.5
|
Government Agency Repurchase Agreement
|
$170,000.00
|
$146,918.75
|
|
FNMA PASS-THRU LNG 30 YEAR 4.500 20410801
|
2041-08-01
|
4.5
|
Government Agency Repurchase Agreement
|
$50,000.00
|
$35,856.33
|
|
FNMA PASS-THRU LNG 30 YEAR 4.500 20410801
|
2041-08-01
|
4.5
|
Government Agency Repurchase Agreement
|
$100,000.00
|
$82,633.35
|
|
FNMA PASS-THRU INT 15 YEAR 4.000 20260501
|
2026-05-01
|
4
|
Government Agency Repurchase Agreement
|
$146,568.00
|
$114,366.82
|
|
FNMA PASS-THRU LNG 30 YEAR 6.000 20340901
|
2034-09-01
|
6
|
Government Agency Repurchase Agreement
|
$78,000.00
|
$6,802.06
|
|
FNMA PASS-THRU INT 15 YEAR 5.000 20190901
|
2019-09-01
|
5
|
Government Agency Repurchase Agreement
|
$48,888.00
|
$4,765.81
|
|
FNMA PASS-THRU INT 15 YEAR 4.500 20180901
|
2018-09-01
|
4.5
|
Government Agency Repurchase Agreement
|
$862,886.00
|
$80,208.64
|
|
FNMA PASS-THRU SHRT 10 YEAR 5.000 20140701
|
2014-07-01
|
5
|
Government Agency Repurchase Agreement
|
$313,862.00
|
$3,552.77
|
|
FNMA PASS-THRU INT 15 YEAR 6.000 20180501
|
2018-05-01
|
6
|
Government Agency Repurchase Agreement
|
$625,613.00
|
$51,688.85
|
|
FNMA PASS-THRU SHRT 10 YEAR 5.000 20140401
|
2014-04-01
|
5
|
Government Agency Repurchase Agreement
|
$479,244.00
|
$1,565.69
|
|
FNMA PASS-THRU LNG 30 YEAR 7.000 20330201
|
2032-12-01
|
7
|
Government Agency Repurchase Agreement
|
$487,441.00
|
$43,380.21
|
|
FNMA PASS-THRU INT 15 YEAR 6.000 20180201
|
2017-12-01
|
6
|
Government Agency Repurchase Agreement
|
$686,210.00
|
$39,373.15
|
|
FNMA PASS-THRU LNG 30 YEAR 6.000 20321201
|
2032-11-01
|
6
|
Government Agency Repurchase Agreement
|
$666,000.00
|
$25,282.99
|
|
FNMA PASS-THRU INT 15 YEAR 5.000 20171101
|
2017-11-01
|
5
|
Government Agency Repurchase Agreement
|
$3,970,828.00
|
$150,493.36
|
|
FNMA PASS-THRU LNG 30 YEAR 6.000 20380301
|
2038-03-01
|
6
|
Government Agency Repurchase Agreement
|
$106,000.00
|
$21,086.87
|
|
FNMA PASS-THRU LNG 30 YEAR 6.500 20380201
|
2038-02-01
|
6.5
|
Government Agency Repurchase Agreement
|
$389,749.00
|
$38,712.87
|
|
FNMA PASS-THRU LNG 30 YEAR 6.500 20371101
|
2037-11-01
|
6.5
|
Government Agency Repurchase Agreement
|
$496,886.00
|
$63,667.02
|
|
FNMA PASS-THRU LNG 30 YEAR 6.500 20381001
|
2038-10-01
|
6.5
|
Government Agency Repurchase Agreement
|
$478,258.00
|
$21,112.68
|
|
FNMA PASS-THRU LNG 30 YEAR 6.000 20380901
|
2038-09-01
|
6
|
Government Agency Repurchase Agreement
|
$152,799.00
|
$17,366.34
|
|
FNMA PASS-THRU INT 15 YEAR 5.000 20230801
|
2023-08-01
|
5
|
Government Agency Repurchase Agreement
|
$325,000.00
|
$30,269.78
|
|
FNMA PASS-THRU LNG 30 YEAR 6.500 20380901
|
2038-09-01
|
6.5
|
Government Agency Repurchase Agreement
|
$431,708.00
|
$43,700.79
|
|
FNMA PASS-THRU INT 15 YEAR 5.000 20230801
|
2023-08-01
|
5
|
Government Agency Repurchase Agreement
|
$25,957.00
|
$2,063.80
|
|
FNMA PASS-THRU INT 15 YEAR 5.000 20230801
|
2023-08-01
|
5
|
Government Agency Repurchase Agreement
|
$71,589.00
|
$3,908.53
|
|
FNMA PASS-THRU INT 15 YEAR 5.000 20230801
|
2023-08-01
|
5
|
Government Agency Repurchase Agreement
|
$253,664.00
|
$13,048.03
|
|
FNMA PASS-THRU LNG 30 YEAR 6.000 20380901
|
2038-09-01
|
6
|
Government Agency Repurchase Agreement
|
$25,000.00
|
$3,705.76
|
|
FNMA PASS-THRU LNG 30 YEAR 6.500 20380901
|
2038-09-01
|
6.5
|
Government Agency Repurchase Agreement
|
$102,435.00
|
$22,800.03
|
|
FNMA PASS-THRU LNG 30 YEAR 6.000 20380801
|
2038-08-01
|
6
|
Government Agency Repurchase Agreement
|
$140,000.00
|
$22,188.70
|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
AAA
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-01-02
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-01-02
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$22,500,000.00
Item 41. The total current amortized cost, to the nearest cent:
$22,500,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
8.84%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$22,500,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$22,500,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
BANK OF NOVA SCOTIA
Item 27. The title of the issue (including coupon or yield):
BANK OF NOVA SCOTIA REPO 0.03%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
32NVA0102
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Government Agency Repurchase Agreement
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
Yes
|
Name of the issuer
|
Maturity date
|
Coupon or yield
|
Category of investment
(If Other Instrument, include a brief description)
|
Principal amount
(to the nearest cent)
|
Value of collateral
|
|
UNITED STATES TREAS NTS 0.25%12/31/15
|
2015-12-31
|
0.25
|
Government Agency Repurchase Agreement
|
$9,691,900.00
|
$9,664,646.38
|
|
FHLMC PC GOLD PC 30YR 4.000 20420101
|
2042-01-01
|
4
|
Government Agency Repurchase Agreement
|
$17,696,983.00
|
$13,285,452.59
|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
AAA
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-01-02
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-01-02
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$22,500,000.00
Item 41. The total current amortized cost, to the nearest cent:
$22,500,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
8.84%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$22,500,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$22,500,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
RBC DAIN RAUSCHER
Item 27. The title of the issue (including coupon or yield):
RBC SECURITIES REPO 0.15%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
32RBC0106
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Other Repurchase Agreement
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
|
Name of the issuer
|
Maturity date
|
Coupon or yield
|
Category of investment
(If Other Instrument, include a brief description)
|
Principal amount
(to the nearest cent)
|
Value of collateral
|
|
TOTAL CAPITAL GLBL NT 2.125%18
|
2018-08-10
|
2.125
|
Other Repurchase Agreement
|
$478.00
|
$484.36
|
|
EQT CORP SR NT 4.875%21
|
2021-11-15
|
4.875
|
Other Repurchase Agreement
|
$910,535.00
|
$941,255.69
|
|
DEERE JOHN CAP CORP MTNS BE FR 1.05%101116
|
2016-10-11
|
1.05
|
Other Repurchase Agreement
|
$3,890.00
|
$3,910.87
|
|
BLOCK FINL CORP SR NT 5.5%22
|
2022-11-01
|
5.5
|
Other Repurchase Agreement
|
$166,136.00
|
$172,613.09
|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
AAA
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-01-06
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-01-06
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$1,065,000.00
Item 41. The total current amortized cost, to the nearest cent:
$1,065,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.42%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$1,065,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$1,065,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
RBC DAIN RAUSCHER
Item 27. The title of the issue (including coupon or yield):
RBC SECURITIES REPO 0.15%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
32RBZ0107
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Other Repurchase Agreement
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
|
Name of the issuer
|
Maturity date
|
Coupon or yield
|
Category of investment
(If Other Instrument, include a brief description)
|
Principal amount
(to the nearest cent)
|
Value of collateral
|
|
OESTERREICHISCHE KONTROLLBANK GLBL NT 1.375%14
|
2014-01-21
|
1.375
|
Other Repurchase Agreement
|
$1,890,559.00
|
$1,903,171.13
|
|
AUSTRALIA & NEW ZEALA BKG 144A FR 1%100615
|
2015-10-06
|
1
|
Other Repurchase Agreement
|
$215,914.00
|
$217,846.67
|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
AAA
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-01-07
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-01-07
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$2,020,000.00
Item 41. The total current amortized cost, to the nearest cent:
$2,020,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.79%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$2,020,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$2,020,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
TD SECURITIES
Item 27. The title of the issue (including coupon or yield):
TD SECURITIES REPO 0.06%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
32TDS0102
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Other Repurchase Agreement
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
|
Name of the issuer
|
Maturity date
|
Coupon or yield
|
Category of investment
(If Other Instrument, include a brief description)
|
Principal amount
(to the nearest cent)
|
Value of collateral
|
|
AUSTRALIA & NEW ZEALA BKG 144A CVRD BD 144A 16
|
2016-11-23
|
2.4
|
Other Repurchase Agreement
|
$1,866,456.00
|
$1,937,256.90
|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
AAA
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-01-02
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-01-02
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$1,845,000.00
Item 41. The total current amortized cost, to the nearest cent:
$1,845,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.72%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$1,845,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$1,845,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
WELLS FARGO & COMPANY
Item 27. The title of the issue (including coupon or yield):
WELLS FARGO REPO 0.29%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
32WEL0107
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Other Repurchase Agreement
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
|
Name of the issuer
|
Maturity date
|
Coupon or yield
|
Category of investment
(If Other Instrument, include a brief description)
|
Principal amount
(to the nearest cent)
|
Value of collateral
|
|
CORP NACIONAL DEL COBRE CHILE REGS BD 4.75%14
|
2014-10-15
|
4.75
|
Other Repurchase Agreement
|
$2,604.00
|
$2,702.53
|
|
KROGER CO SR NT 2.3%19
|
2019-01-15
|
2.3
|
Other Repurchase Agreement
|
$68,079.00
|
$67,691.71
|
|
GOLDMAN SACHS GROUP INC NT 5%14
|
2014-10-01
|
5
|
Other Repurchase Agreement
|
$310,249.00
|
$324,027.16
|
|
DISNEY WALT CO MTNS BE GLBL NT-E0.45%15
|
2015-12-01
|
0.45
|
Other Repurchase Agreement
|
$10,632.00
|
$10,613.02
|
|
BUCKEYE PARTNERS L P SR NT 5.5%19
|
2019-08-15
|
5.5
|
Other Repurchase Agreement
|
$743,130.00
|
$833,322.04
|
|
BERKSHIRE HATHAWAY INC DEL SR NT 1.9%17
|
2017-01-31
|
1.9
|
Other Repurchase Agreement
|
$32.00
|
$33.01
|
|
BANK TOKYO-MITSUBISHI LTD N Y SR NT 144A 15
|
2015-01-22
|
3.85
|
Other Repurchase Agreement
|
$68.00
|
$71.33
|
|
BP AMI LEASING INC GTD NT 144A 19
|
2019-05-08
|
5.523
|
Other Repurchase Agreement
|
$497.00
|
$559.93
|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
AAA
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-01-07
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-01-07
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$1,180,000.00
Item 41. The total current amortized cost, to the nearest cent:
$1,180,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.46%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$1,180,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$1,180,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
GENERAL ELECTRIC CAPITAL CORPORATION
Item 27. The title of the issue (including coupon or yield):
GE CAPITAL CORP 2.1%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
36962G4X9
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Other Note
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
A1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-01-07
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-01-07
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$4,183,000.00
Item 41. The total current amortized cost, to the nearest cent:
$4,184,288.84
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
1.64%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$4,183,794.77
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$4,183,794.77
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
GLAXOSMITHKLINE FIN PLC
Item 27. The title of the issue (including coupon or yield):
GLAXOSMITHKLINE FIN PLC 0.12%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
3773E3A98
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Financial Company Commercial Paper
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-01-09
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-01-09
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$2,520,000.00
Item 41. The total current amortized cost, to the nearest cent:
$2,519,916.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.99%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$2,519,949.60
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$2,519,949.60
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
INDIANA FINANCE AUTHORITY HEALTH SYSTEM
Item 27. The title of the issue (including coupon or yield):
INDIANA FINANCE (MB/TH) 0.0500014%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
45470YBB6
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Variable Rate Demand Note
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
AAA
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-01-02
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-01-02
Item 37. Does the security have a Demand Feature?
Yes
|
Demand Feature issuer
|
Designated NRSRO(s) for the Demand Feature or provider of the Demand Feature
|
Credit rating of the Demand Feature issuer
|
|
INDIANA FINANCE AUTHORITY HEALTH SYSTEM
|
N/A
|
No Rating
|
Item 38. Does the security have a Guarantee?
Yes
|
Guarantor
|
Designated NRSRO(s) for the Guarantee or Guarantor
|
Credit rating of the Guarantor
|
|
BANK OF NEW YORK MELLON
|
N/A
|
NR
|
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$655,000.00
Item 41. The total current amortized cost, to the nearest cent:
$655,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.26%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$655,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$655,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
Iowa Finance Authority
Item 27. The title of the issue (including coupon or yield):
IOWA FIN AUTH 0.100001%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
462467BE0
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Variable Rate Demand Note
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
AAA
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-01-02
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-01-02
Item 37. Does the security have a Demand Feature?
Yes
|
Demand Feature issuer
|
Designated NRSRO(s) for the Demand Feature or provider of the Demand Feature
|
Credit rating of the Demand Feature issuer
|
|
IOWA FIN AUTH
|
N/A
|
No Rating
|
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$895,000.00
Item 41. The total current amortized cost, to the nearest cent:
$895,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.35%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$895,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$895,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
Iowa Finance Authority
Item 27. The title of the issue (including coupon or yield):
IOWA FIN AUTH 0.0999991%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
462467HF1
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Variable Rate Demand Note
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
AAA
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-01-02
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-01-02
Item 37. Does the security have a Demand Feature?
Yes
|
Demand Feature issuer
|
Designated NRSRO(s) for the Demand Feature or provider of the Demand Feature
|
Credit rating of the Demand Feature issuer
|
|
IOWA FIN AUTH
|
N/A
|
No Rating
|
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$30,000.00
Item 41. The total current amortized cost, to the nearest cent:
$30,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.01%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$30,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$30,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
JPMORGAN CHASE BANK
Item 27. The title of the issue (including coupon or yield):
JPMORGAN CHASE BANK 0.32%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
48125PJ20
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Certificate of Deposit
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-06-06
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-06-06
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$4,000,000.00
Item 41. The total current amortized cost, to the nearest cent:
$4,000,862.72
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
1.57%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$4,001,200.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$4,001,200.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
JP MORGAN CHASE & CO.
Item 27. The title of the issue (including coupon or yield):
JPMORGAN CHASE BANK 0.25%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
48125PN90
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Certificate of Deposit
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-04-21
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-04-21
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$2,335,000.00
Item 41. The total current amortized cost, to the nearest cent:
$2,335,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.92%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$2,335,583.75
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$2,335,583.75
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
JUPITER SEC CO LLC
Item 27. The title of the issue (including coupon or yield):
JUPITER SEC CO LLC 0.24%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
4820P3A94
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Asset Backed Commercial Paper
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-01-09
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-01-09
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$4,425,000.00
Item 41. The total current amortized cost, to the nearest cent:
$4,424,764.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
1.74%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$4,424,911.50
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$4,424,911.50
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
JUPITER SEC CO LLC
Item 27. The title of the issue (including coupon or yield):
JUPITER SEC CO LLC 0.24%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
4820P3AD5
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Asset Backed Commercial Paper
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-01-13
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-01-13
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$1,000,000.00
Item 41. The total current amortized cost, to the nearest cent:
$999,920.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.39%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$999,970.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$999,970.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
JUPITER SEC CO LLC
Item 27. The title of the issue (including coupon or yield):
JUPITER SEC CO LLC 0.24%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
4820P3CC5
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Asset Backed Commercial Paper
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-03-12
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-03-12
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$655,000.00
Item 41. The total current amortized cost, to the nearest cent:
$654,694.33
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.26%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$654,783.85
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$654,783.85
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
JUPITER SEC CO LLC
Item 27. The title of the issue (including coupon or yield):
JUPITER SEC CO LLC 0.23%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
4820P3EC3
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Asset Backed Commercial Paper
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-05-12
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-05-12
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$365,000.00
Item 41. The total current amortized cost, to the nearest cent:
$364,694.52
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.14%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$364,733.55
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$364,733.55
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
JUPITER SEC CO LLC
Item 27. The title of the issue (including coupon or yield):
JUPITER SEC CO LLC 0.23%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
4820P3ET6
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Asset Backed Commercial Paper
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-05-27
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-05-27
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$375,000.00
Item 41. The total current amortized cost, to the nearest cent:
$374,650.20
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.15%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$374,681.25
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$374,681.25
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
JUPITER SEC CO LLC
Item 27. The title of the issue (including coupon or yield):
JUPITER SEC CO LLC 0.23%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
4820P3FA6
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Asset Backed Commercial Paper
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-06-10
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-06-10
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$705,000.00
Item 41. The total current amortized cost, to the nearest cent:
$704,279.33
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.28%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$704,295.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$704,295.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
JUPITER SEC CO LLC
Item 27. The title of the issue (including coupon or yield):
JUPITER SEC CO LLC 0.23%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
4820P3FC2
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Asset Backed Commercial Paper
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-06-12
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-06-12
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$1,230,000.00
Item 41. The total current amortized cost, to the nearest cent:
$1,228,726.95
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.48%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$1,228,733.10
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$1,228,733.10
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
JUPITER SEC CO LLC
Item 27. The title of the issue (including coupon or yield):
JUPITER SEC CO LLC 0.23%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
4820P3FH1
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Asset Backed Commercial Paper
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-06-17
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-06-17
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$590,000.00
Item 41. The total current amortized cost, to the nearest cent:
$589,370.50
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.23%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$589,356.90
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$589,356.90
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
KENT MI HOSP FIN AUTH
Item 27. The title of the issue (including coupon or yield):
KENT HOSP FIN AUTH MICH 0.0500014%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
490580CY1
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Variable Rate Demand Note
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
AA1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-01-02
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-01-02
Item 37. Does the security have a Demand Feature?
Yes
|
Demand Feature issuer
|
Designated NRSRO(s) for the Demand Feature or provider of the Demand Feature
|
Credit rating of the Demand Feature issuer
|
|
KENT HOSP FIN AUTH MICH
|
N/A
|
No Rating
|
Item 38. Does the security have a Guarantee?
Yes
|
Guarantor
|
Designated NRSRO(s) for the Guarantee or Guarantor
|
Credit rating of the Guarantor
|
|
BANK OF NEW YORK
|
N/A
|
NR
|
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$1,165,000.00
Item 41. The total current amortized cost, to the nearest cent:
$1,165,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.46%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$1,165,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$1,165,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
LIBERTY STREET FDG LLC
Item 27. The title of the issue (including coupon or yield):
LIBERTY STREET FDG LLC 0.2%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
53127UA83
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Asset Backed Commercial Paper
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-01-08
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-01-08
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$460,000.00
Item 41. The total current amortized cost, to the nearest cent:
$459,982.11
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.18%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$459,986.20
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$459,986.20
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
LIBERTY STREET FDG LLC
Item 27. The title of the issue (including coupon or yield):
LIBERTY STREET FDG LLC 0.21%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
53127UAE0
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Asset Backed Commercial Paper
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-01-14
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-01-14
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$470,000.00
Item 41. The total current amortized cost, to the nearest cent:
$469,964.36
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.19%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$469,976.50
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$469,976.50
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
MANHATTAN ASSET FDG CO
Item 27. The title of the issue (including coupon or yield):
MANHATTAN ASSET FDG CO 0.2%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
56274MBA9
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Asset Backed Commercial Paper
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-02-10
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-02-10
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$1,825,000.00
Item 41. The total current amortized cost, to the nearest cent:
$1,824,594.44
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.72%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$1,824,653.25
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$1,824,653.25
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
MANHATTAN ASSET FDG CO
Item 27. The title of the issue (including coupon or yield):
MANHATTAN ASSET FDG CO 0.2%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
56274MBQ4
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Asset Backed Commercial Paper
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-02-24
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-02-24
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$1,800,000.00
Item 41. The total current amortized cost, to the nearest cent:
$1,799,460.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.71%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$1,799,514.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$1,799,514.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
MANHATTAN ASSET FDG CO
Item 27. The title of the issue (including coupon or yield):
MANHATTAN ASSET FDG CO 0.2%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
56274MBT8
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Asset Backed Commercial Paper
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-02-27
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-02-27
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$965,000.00
Item 41. The total current amortized cost, to the nearest cent:
$964,694.42
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.38%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$964,720.15
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$964,720.15
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
STATE OF MINNESOTA
Item 27. The title of the issue (including coupon or yield):
STATE OF MINNES (MB/TH) 0.14%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
60416MAD5
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Variable Rate Demand Note
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
vmg1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-01-02
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-01-02
Item 37. Does the security have a Demand Feature?
Yes
|
Demand Feature issuer
|
Designated NRSRO(s) for the Demand Feature or provider of the Demand Feature
|
Credit rating of the Demand Feature issuer
|
|
STATE OF MINNESOTA
|
N/A
|
No Rating
|
Item 38. Does the security have a Guarantee?
Yes
|
Guarantor
|
Designated NRSRO(s) for the Guarantee or Guarantor
|
Credit rating of the Guarantor
|
|
US BANK N.A.
|
N/A
|
NR
|
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$700,000.00
Item 41. The total current amortized cost, to the nearest cent:
$700,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.28%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$700,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$700,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
NATIONAL BANK OF CANADA
Item 27. The title of the issue (including coupon or yield):
NATIONAL BANK CANADA NY 0.190001%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
63307UEQ0
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Certificate of Deposit
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
AA3
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-01-02
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-01-02
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$165,000.00
Item 41. The total current amortized cost, to the nearest cent:
$164,984.31
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.07%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$164,988.45
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$164,988.45
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
NEW HAMPSHIRE HEALTH AND EDUCATION
Item 27. The title of the issue (including coupon or yield):
NEW HAMPSHIRE HEALTH & ED 0.0999991%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
644614SA8
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Variable Rate Demand Note
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
VMG1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-01-02
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-01-02
Item 37. Does the security have a Demand Feature?
Yes
|
Demand Feature issuer
|
Designated NRSRO(s) for the Demand Feature or provider of the Demand Feature
|
Credit rating of the Demand Feature issuer
|
|
NEW HAMPSHIRE HEALTH AND EDUCATION
|
N/A
|
No Rating
|
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$190,000.00
Item 41. The total current amortized cost, to the nearest cent:
$190,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.08%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$190,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$190,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
NEW YORK CITY
Item 27. The title of the issue (including coupon or yield):
NEW YORK CITY 0.0299994%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
64966JQR0
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Variable Rate Demand Note
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
vmg1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-01-02
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-01-02
Item 37. Does the security have a Demand Feature?
Yes
|
Demand Feature issuer
|
Designated NRSRO(s) for the Demand Feature or provider of the Demand Feature
|
Credit rating of the Demand Feature issuer
|
|
NEW YORK CITY
|
N/A
|
No Rating
|
Item 38. Does the security have a Guarantee?
Yes
|
Guarantor
|
Designated NRSRO(s) for the Guarantee or Guarantor
|
Credit rating of the Guarantor
|
|
BANK OF NEW YORK MELLON
|
N/A
|
NR
|
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$485,000.00
Item 41. The total current amortized cost, to the nearest cent:
$485,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.19%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$485,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$485,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
NORDEA BANK FINLAND NY
Item 27. The title of the issue (including coupon or yield):
NORDEA BANK FINLAND NY 0.24%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
65558EQE1
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Certificate of Deposit
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-02-18
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-02-18
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$5,000,000.00
Item 41. The total current amortized cost, to the nearest cent:
$5,000,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
1.96%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$5,000,700.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$5,000,700.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
NORDEA BANK FINLAND NY
Item 27. The title of the issue (including coupon or yield):
NORDEA BANK FINLAND NY 0.225%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
65558GFC2
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Financial Company Commercial Paper
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-06-12
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-06-12
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$1,000,000.00
Item 41. The total current amortized cost, to the nearest cent:
$998,987.50
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.39%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$999,030.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$999,030.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
OLD LINE FUNDING LLC
Item 27. The title of the issue (including coupon or yield):
OLD LINE FUNDING LLC 0.24%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
67983UA78
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Asset Backed Commercial Paper
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-01-07
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-01-07
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$2,000,000.00
Item 41. The total current amortized cost, to the nearest cent:
$1,999,920.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.79%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$1,999,980.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$1,999,980.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
OLD LINE FUNDING LLC
Item 27. The title of the issue (including coupon or yield):
OLD LINE FUNDING LLC 0.24%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
67983UAM5
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Asset Backed Commercial Paper
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-01-21
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-01-21
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
Yes
|
Guarantor
|
Designated NRSRO(s) for the Guarantee or Guarantor
|
Credit rating of the Guarantor
|
|
OLD LINE FUNDING
|
N/A
|
NR
|
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$5,626,000.00
Item 41. The total current amortized cost, to the nearest cent:
$5,625,249.87
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
2.21%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$5,625,887.48
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$5,625,887.48
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
OLD LINE FUNDING LLC
Item 27. The title of the issue (including coupon or yield):
OLD LINE FUNDING LLC 0.25%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
67983UDA8
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Asset Backed Commercial Paper
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-04-10
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-04-10
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$700,000.00
Item 41. The total current amortized cost, to the nearest cent:
$699,518.75
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.28%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$699,818.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$699,818.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
OLD LINE FUNDING LLC
Item 27. The title of the issue (including coupon or yield):
OLD LINE FUNDING LLC 0.25%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
67983UDE0
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Asset Backed Commercial Paper
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-04-14
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-04-14
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$475,000.00
Item 41. The total current amortized cost, to the nearest cent:
$474,660.24
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.19%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$474,862.25
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$474,862.25
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
OLD LINE FUNDING LLC
Item 27. The title of the issue (including coupon or yield):
OLD LINE FUNDING LLC 0.25%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
67983UDN0
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Asset Backed Commercial Paper
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-04-22
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-04-22
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$950,000.00
Item 41. The total current amortized cost, to the nearest cent:
$949,267.71
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.37%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$949,677.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$949,677.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
OLD LINE FUNDING LLC
Item 27. The title of the issue (including coupon or yield):
OLD LINE FUNDING LLC 0.23%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
67983UET6
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Asset Backed Commercial Paper
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-05-27
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-05-27
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$800,000.00
Item 41. The total current amortized cost, to the nearest cent:
$799,253.78
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.31%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$799,520.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$799,520.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
OLD LINE FUNDING
Item 27. The title of the issue (including coupon or yield):
OLD LINE FUNDING LLC 0.23%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
67983UFC2
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Asset Backed Commercial Paper
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-06-12
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-06-12
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$850,000.00
Item 41. The total current amortized cost, to the nearest cent:
$849,120.25
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.33%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$849,422.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$849,422.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
PIMA COUNTY ARIZONA
Item 27. The title of the issue (including coupon or yield):
PIMA CTY ARIZONA 0.0500014%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
721774AJ6
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Variable Rate Demand Note
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
VMG1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-01-02
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-01-02
Item 37. Does the security have a Demand Feature?
Yes
|
Demand Feature issuer
|
Designated NRSRO(s) for the Demand Feature or provider of the Demand Feature
|
Credit rating of the Demand Feature issuer
|
|
PIMA CTY ARIZONA
|
N/A
|
No Rating
|
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$600,000.00
Item 41. The total current amortized cost, to the nearest cent:
$600,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.24%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$600,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$600,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
PRUDENTIAL FUNDING LLC
Item 27. The title of the issue (including coupon or yield):
PRUDENTIAL FUNDING LLC 0.04%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
74433HA20
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Financial Company Commercial Paper
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-01-02
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-01-02
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$1,525,000.00
Item 41. The total current amortized cost, to the nearest cent:
$1,524,998.31
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.6%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$1,524,989.78
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$1,524,989.78
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
PRUDENTIAL FUNDING LLC
Item 27. The title of the issue (including coupon or yield):
PRUDENTIAL FUNDING LLC 0.22%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
7443M3A87
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Financial Company Commercial Paper
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-01-08
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-01-08
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$1,430,000.00
Item 41. The total current amortized cost, to the nearest cent:
$1,429,938.83
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.56%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$1,429,971.40
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$1,429,971.40
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
SACRAMENTO CALIFORNIA MUNICIPAL UTIL
Item 27. The title of the issue (including coupon or yield):
SACRAMENTO CA UTILITY 0.0400003%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
786005SD1
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Variable Rate Demand Note
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Standard & Poor
|
AAA
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-01-02
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-01-02
Item 37. Does the security have a Demand Feature?
Yes
|
Demand Feature issuer
|
Designated NRSRO(s) for the Demand Feature or provider of the Demand Feature
|
Credit rating of the Demand Feature issuer
|
|
SACRAMENTO CALIFORNIA MUNICIPAL UTIL
|
N/A
|
No Rating
|
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$585,000.00
Item 41. The total current amortized cost, to the nearest cent:
$585,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.23%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$585,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$585,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
SIMMONS COLLEGE MASSACHUSETTS
Item 27. The title of the issue (including coupon or yield):
SIMMONS COLLEGE MASS DS 0.129998%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
828697AA0
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Variable Rate Demand Note
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
AA1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-01-02
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-01-02
Item 37. Does the security have a Demand Feature?
Yes
|
Demand Feature issuer
|
Designated NRSRO(s) for the Demand Feature or provider of the Demand Feature
|
Credit rating of the Demand Feature issuer
|
|
SIMMONS COLLEGE MASS DS
|
N/A
|
No Rating
|
Item 38. Does the security have a Guarantee?
Yes
|
Guarantor
|
Designated NRSRO(s) for the Guarantee or Guarantor
|
Credit rating of the Guarantor
|
|
TD BANKNORTH NA
|
N/A
|
NR
|
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$205,000.00
Item 41. The total current amortized cost, to the nearest cent:
$205,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.08%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$205,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$205,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
SKANDINAV ENSKILDA
Item 27. The title of the issue (including coupon or yield):
SKANDINAV ENSKILDA 0.176152%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
83051HMJ2
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Certificate of Deposit
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-01-15
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-01-15
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$970,000.00
Item 41. The total current amortized cost, to the nearest cent:
$970,007.18
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.38%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$970,009.70
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$970,009.70
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
ST LOUIS MO CULTURAL FACILITIES REVENUE
Item 27. The title of the issue (including coupon or yield):
ST LOUIS MO INDL DEV RB 0.0500014%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
85231UAA3
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Variable Rate Demand Note
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
vmg1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-01-02
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-01-02
Item 37. Does the security have a Demand Feature?
Yes
|
Demand Feature issuer
|
Designated NRSRO(s) for the Demand Feature or provider of the Demand Feature
|
Credit rating of the Demand Feature issuer
|
|
ST LOUIS MO INDL DEV RB
|
N/A
|
No Rating
|
Item 38. Does the security have a Guarantee?
Yes
|
Guarantor
|
Designated NRSRO(s) for the Guarantee or Guarantor
|
Credit rating of the Guarantor
|
|
US BANK N.A.
|
N/A
|
NR
|
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$260,000.00
Item 41. The total current amortized cost, to the nearest cent:
$260,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.1%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$260,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$260,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
SUMITOMO MITSUI BANK NY
Item 27. The title of the issue (including coupon or yield):
SUMITOMO MITSUI BANK NY 0.22%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
86562C4A7
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Certificate of Deposit
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-02-14
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-02-14
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$3,000,000.00
Item 41. The total current amortized cost, to the nearest cent:
$3,000,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
1.18%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$3,000,120.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$3,000,120.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
SUMITOMO MITSUI BANK NY
Item 27. The title of the issue (including coupon or yield):
SUMITOMO MITSUI BANK NY 0.21%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
86562CX72
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Certificate of Deposit
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-02-03
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-02-03
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$1,410,000.00
Item 41. The total current amortized cost, to the nearest cent:
$1,409,987.05
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.55%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$1,410,028.20
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$1,410,028.20
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
SUMITOMO MITSUI BANK NY
Item 27. The title of the issue (including coupon or yield):
SUMITOMO MITSUI BANK NY 0.22%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
86562UAF9
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Certificate of Deposit
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-03-12
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-03-12
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$1,100,000.00
Item 41. The total current amortized cost, to the nearest cent:
$1,100,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.43%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$1,099,978.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$1,099,978.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
SUMITOMO MITSUI BANK NY
Item 27. The title of the issue (including coupon or yield):
SUMITOMO MITSUI BANK NY 0.22%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
86562UBA9
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Certificate of Deposit
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-03-18
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-03-18
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$2,500,000.00
Item 41. The total current amortized cost, to the nearest cent:
$2,500,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.98%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$2,499,950.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$2,499,950.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
SVENSKA HANDELSBANKEN NY
Item 27. The title of the issue (including coupon or yield):
SVENSKA HANDELSBANKEN NY 0.245%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
86958CH23
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Certificate of Deposit
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-02-18
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-02-18
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$3,000,000.00
Item 41. The total current amortized cost, to the nearest cent:
$3,000,019.98
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
1.18%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$3,000,390.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$3,000,390.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
SVENSKA HANDELSBANKEN NY
Item 27. The title of the issue (including coupon or yield):
SVENSKA HANDELSBANKEN NY 0.23%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
86958GCA1
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Financial Company Commercial Paper
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-03-10
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-03-10
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$1,045,000.00
Item 41. The total current amortized cost, to the nearest cent:
$1,044,546.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.41%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$1,044,665.60
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$1,044,665.60
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
SVENSKA HANDELSBANKEN NY
Item 27. The title of the issue (including coupon or yield):
SVENSKA HANDELSBANKEN NY 4.875%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
86959LAA1
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Other Note
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
AA3
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-06-10
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-06-10
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$110,000.00
Item 41. The total current amortized cost, to the nearest cent:
$112,203.42
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.04%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$112,174.70
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$112,174.70
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
State of Texas
Item 27. The title of the issue (including coupon or yield):
TEXAS STATE 0.119999%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
882719A72
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Variable Rate Demand Note
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
AAA
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-01-02
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-01-02
Item 37. Does the security have a Demand Feature?
Yes
|
Demand Feature issuer
|
Designated NRSRO(s) for the Demand Feature or provider of the Demand Feature
|
Credit rating of the Demand Feature issuer
|
|
TEXAS STATE
|
N/A
|
No Rating
|
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$100,000.00
Item 41. The total current amortized cost, to the nearest cent:
$100,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.04%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$100,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$100,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
TEXAS ST
Item 27. The title of the issue (including coupon or yield):
TEXAS STATE 0.100001%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
8827202R5
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Variable Rate Demand Note
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
AAA
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-01-07
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-01-07
Item 37. Does the security have a Demand Feature?
Yes
|
Demand Feature issuer
|
Designated NRSRO(s) for the Demand Feature or provider of the Demand Feature
|
Credit rating of the Demand Feature issuer
|
|
TEXAS ST
|
N/A
|
No Rating
|
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$90,000.00
Item 41. The total current amortized cost, to the nearest cent:
$90,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.04%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$90,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$90,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
TEXAS ST
Item 27. The title of the issue (including coupon or yield):
TEXAS STATE 0.13%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
882720EF8
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Variable Rate Demand Note
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
AAA
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-01-07
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-01-07
Item 37. Does the security have a Demand Feature?
Yes
|
Demand Feature issuer
|
Designated NRSRO(s) for the Demand Feature or provider of the Demand Feature
|
Credit rating of the Demand Feature issuer
|
|
TEXAS ST
|
N/A
|
No Rating
|
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$455,000.00
Item 41. The total current amortized cost, to the nearest cent:
$455,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.18%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$455,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$455,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
TEXAS ST
Item 27. The title of the issue (including coupon or yield):
TEXAS STATE 0.13%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
882720FU4
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Variable Rate Demand Note
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
AAA
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-01-07
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-01-07
Item 37. Does the security have a Demand Feature?
Yes
|
Demand Feature issuer
|
Designated NRSRO(s) for the Demand Feature or provider of the Demand Feature
|
Credit rating of the Demand Feature issuer
|
|
TEXAS ST
|
N/A
|
No Rating
|
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$310,000.00
Item 41. The total current amortized cost, to the nearest cent:
$310,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.12%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$310,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$310,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
TEXAS TRAN
Item 27. The title of the issue (including coupon or yield):
TEXAS STATE 0.0800007%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
882721BN2
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Variable Rate Demand Note
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
AAA
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-01-02
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-01-02
Item 37. Does the security have a Demand Feature?
Yes
|
Demand Feature issuer
|
Designated NRSRO(s) for the Demand Feature or provider of the Demand Feature
|
Credit rating of the Demand Feature issuer
|
|
TEXAS TRAN
|
N/A
|
No Rating
|
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$375,000.00
Item 41. The total current amortized cost, to the nearest cent:
$375,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.15%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$375,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$375,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
TEXAS STATE
Item 27. The title of the issue (including coupon or yield):
TEXAS STATE 0.119999%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
882722YW5
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Variable Rate Demand Note
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
AAA
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-01-02
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-01-02
Item 37. Does the security have a Demand Feature?
Yes
|
Demand Feature issuer
|
Designated NRSRO(s) for the Demand Feature or provider of the Demand Feature
|
Credit rating of the Demand Feature issuer
|
|
TEXAS STATE
|
N/A
|
No Rating
|
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$195,000.00
Item 41. The total current amortized cost, to the nearest cent:
$195,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.08%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$195,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$195,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
TEXAS STATE
Item 27. The title of the issue (including coupon or yield):
TEXAS STATE 0.120001%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
882722YY1
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Variable Rate Demand Note
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
AAA
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-01-02
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-01-02
Item 37. Does the security have a Demand Feature?
Yes
|
Demand Feature issuer
|
Designated NRSRO(s) for the Demand Feature or provider of the Demand Feature
|
Credit rating of the Demand Feature issuer
|
|
TEXAS STATE
|
N/A
|
No Rating
|
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$340,000.00
Item 41. The total current amortized cost, to the nearest cent:
$340,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.13%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$340,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$340,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
THUNDER BAY FUNDING
Item 27. The title of the issue (including coupon or yield):
THUNDER BAY FUNDING 0.24%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
88602UB74
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Asset Backed Commercial Paper
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-02-07
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-02-07
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$1,350,000.00
Item 41. The total current amortized cost, to the nearest cent:
$1,349,667.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.53%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$1,349,743.50
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$1,349,743.50
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
THUNDER BAY FUNDING
Item 27. The title of the issue (including coupon or yield):
THUNDER BAY FUNDING 0.23%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
88602UFB1
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Asset Backed Commercial Paper
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-06-11
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-06-11
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$569,000.00
Item 41. The total current amortized cost, to the nearest cent:
$568,414.72
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.22%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$568,453.76
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$568,453.76
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
TOYOTA CREDIT CANADA INC
Item 27. The title of the issue (including coupon or yield):
TOYOTA CREDIT CANADA INC 0.21%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
89232DF90
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Financial Company Commercial Paper
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-06-09
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-06-09
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$910,000.00
Item 41. The total current amortized cost, to the nearest cent:
$909,155.97
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.36%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$909,390.30
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$909,390.30
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
TOYOTA CREDIT CANADA INC
Item 27. The title of the issue (including coupon or yield):
TOYOTA CREDIT CANADA INC 0.21%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
89232DFA7
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Financial Company Commercial Paper
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-06-10
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-06-10
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$2,260,000.00
Item 41. The total current amortized cost, to the nearest cent:
$2,257,890.67
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.89%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$2,258,485.80
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$2,258,485.80
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
TOYOTA MOTOR CREDIT CORP
Item 27. The title of the issue (including coupon or yield):
TOYOTA MOTOR CREDIT CORP 0.197348%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
89233ABL2
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Financial Company Commercial Paper
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-01-13
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-01-13
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$1,500,000.00
Item 41. The total current amortized cost, to the nearest cent:
$1,500,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.59%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$1,499,865.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$1,499,865.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
TOYOTA MOTOR CREDIT CORP
Item 27. The title of the issue (including coupon or yield):
TOYOTA MOTOR CREDIT CORP 0.22%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
89233HAD6
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Financial Company Commercial Paper
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-01-13
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-01-13
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$2,000,000.00
Item 41. The total current amortized cost, to the nearest cent:
$1,999,853.33
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.79%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$1,999,940.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$1,999,940.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
TOYOTA MOTOR CREDIT CORP
Item 27. The title of the issue (including coupon or yield):
TOYOTA MOTOR CREDIT CORP 0.24%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
89233HBA1
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Financial Company Commercial Paper
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-02-10
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-02-10
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$2,000,000.00
Item 41. The total current amortized cost, to the nearest cent:
$1,999,466.67
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.79%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$1,999,820.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$1,999,820.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
TOYOTA MOTOR CREDIT CORP
Item 27. The title of the issue (including coupon or yield):
TOYOTA MOTOR CREDIT CORP 0.24%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
89233HBB9
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Financial Company Commercial Paper
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-02-11
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-02-11
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$3,000,000.00
Item 41. The total current amortized cost, to the nearest cent:
$2,999,180.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
1.18%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$2,999,730.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$2,999,730.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
TOYOTA MOTOR CREDIT CORP
Item 27. The title of the issue (including coupon or yield):
TOYOTA MOTOR CREDIT CORP 0.24%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
89233HFL3
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Financial Company Commercial Paper
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-06-20
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-06-20
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$1,000,000.00
Item 41. The total current amortized cost, to the nearest cent:
$998,866.67
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.39%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$999,150.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$999,150.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
WELLS FARGO BANK NA
Item 27. The title of the issue (including coupon or yield):
WELLS FARGO BANK NA 0.21%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
9497P62D9
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Certificate of Deposit
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-06-09
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-06-09
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$3,000,000.00
Item 41. The total current amortized cost, to the nearest cent:
$3,000,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
1.18%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$2,999,610.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$2,999,610.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
WELLS FARGO BANK NA
Item 27. The title of the issue (including coupon or yield):
WELLS FARGO BANK NA 0.2%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
9497P6W79
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Certificate of Deposit
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-05-27
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-05-27
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$1,000,000.00
Item 41. The total current amortized cost, to the nearest cent:
$1,000,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.39%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$999,960.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$999,960.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
WESTPAC SECURITIES NZ LT
Item 27. The title of the issue (including coupon or yield):
WESTPAC SECURITIES NZ LT 0.23%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
96122HC35
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Financial Company Commercial Paper
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-03-03
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-03-03
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$344,000.00
Item 41. The total current amortized cost, to the nearest cent:
$343,865.93
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.14%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$343,951.84
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$343,951.84
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
WESTPAC SECURITIES NZ LT
Item 27. The title of the issue (including coupon or yield):
WESTPAC SECURITIES NZ LT 0.24%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
96122HD26
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Financial Company Commercial Paper
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-04-02
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-04-02
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$1,745,000.00
Item 41. The total current amortized cost, to the nearest cent:
$1,743,941.36
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.69%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$1,744,454.51
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$1,744,454.51
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
WESTPAC SECURITIES NZ LT
Item 27. The title of the issue (including coupon or yield):
WESTPAC SECURITIES NZ LT 0.225%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
96122HE58
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Financial Company Commercial Paper
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-05-05
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-05-05
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$1,000,000.00
Item 41. The total current amortized cost, to the nearest cent:
$999,225.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.39%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$999,450.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$999,450.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
WESTPAC SECURITIES NZ LT
Item 27. The title of the issue (including coupon or yield):
WESTPAC SECURITIES NZ LT 0.225%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
96122HE66
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Financial Company Commercial Paper
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-05-06
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-05-06
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$3,000,000.00
Item 41. The total current amortized cost, to the nearest cent:
$2,997,656.25
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
1.18%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$2,998,320.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$2,998,320.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
WISCONSIN ST HEALTH & EDUCATION
Item 27. The title of the issue (including coupon or yield):
WISCONSIN ST HEALTH & EDL 0.0500014%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
97710V3X4
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Variable Rate Demand Note
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
vmg1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-01-02
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-01-02
Item 37. Does the security have a Demand Feature?
Yes
|
Demand Feature issuer
|
Designated NRSRO(s) for the Demand Feature or provider of the Demand Feature
|
Credit rating of the Demand Feature issuer
|
|
WISCONSIN ST HEALTH & EDUCATION
|
N/A
|
No Rating
|
Item 38. Does the security have a Guarantee?
Yes
|
Guarantor
|
Designated NRSRO(s) for the Guarantee or Guarantor
|
Credit rating of the Guarantor
|
|
PNC BANK NA
|
N/A
|
NR
|
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$800,000.00
Item 41. The total current amortized cost, to the nearest cent:
$800,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.31%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$800,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$800,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
WISCONSIN ST HEALTH & EDUCATION
Item 27. The title of the issue (including coupon or yield):
WISCONSIN ST HEALTH & EDL 0.0400003%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
97710VND6
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Variable Rate Demand Note
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
AA1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-01-02
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-01-02
Item 37. Does the security have a Demand Feature?
Yes
|
Demand Feature issuer
|
Designated NRSRO(s) for the Demand Feature or provider of the Demand Feature
|
Credit rating of the Demand Feature issuer
|
|
WISCONSIN ST HEALTH & EDUCATION
|
N/A
|
No Rating
|
Item 38. Does the security have a Guarantee?
Yes
|
Guarantor
|
Designated NRSRO(s) for the Guarantee or Guarantor
|
Credit rating of the Guarantor
|
|
US BANK N.A.
|
N/A
|
NR
|
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$170,000.00
Item 41. The total current amortized cost, to the nearest cent:
$170,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.07%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$170,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$170,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
WORKING CAPITAL MGMT
Item 27. The title of the issue (including coupon or yield):
WORKING CAPITAL MGMT 0.12%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
98137SA73
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Asset Backed Commercial Paper
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-01-07
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-01-07
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$420,000.00
Item 41. The total current amortized cost, to the nearest cent:
$419,991.60
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.17%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$419,992.65
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$419,992.65
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
WORKING CAPITAL MGMT
Item 27. The title of the issue (including coupon or yield):
WORKING CAPITAL MGMT 0.12%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
98137SA81
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Asset Backed Commercial Paper
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-01-08
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-01-08
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$420,000.00
Item 41. The total current amortized cost, to the nearest cent:
$419,990.20
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
.17%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$419,991.31
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$419,991.31
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
MIZUHO BANK
Item 27. The title of the issue (including coupon or yield):
MIZUHO SECURITIES REPO 0.14%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
MIZOPEN32
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Treasury Repurchase Agreement
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
Yes
|
Name of the issuer
|
Maturity date
|
Coupon or yield
|
Category of investment
(If Other Instrument, include a brief description)
|
Principal amount
(to the nearest cent)
|
Value of collateral
|
|
UNITED STATES TREAS BILLS DT 030713-030614
|
2014-03-06
|
0
|
Treasury Repurchase Agreement
|
$10,358,600.00
|
$10,357,647.01
|
|
UNITED STATES TREAS BILLS DT 011013-010914
|
2014-01-09
|
0
|
Treasury Repurchase Agreement
|
$2,200.00
|
$2,199.99
|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
AAA
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-01-02
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-01-02
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$10,155,000.00
Item 41. The total current amortized cost, to the nearest cent:
$10,155,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
3.99%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$10,155,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$10,155,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
SKAND ENSKILL
Item 27. The title of the issue (including coupon or yield):
SKANDINAVISKA ENSK/CAYMN 0.02%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
PP981JG86
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Certificate of Deposit
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-01-02
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-01-02
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$8,110,000.00
Item 41. The total current amortized cost, to the nearest cent:
$8,110,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
3.18%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$8,110,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$8,110,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
CITIBANK
Item 27. The title of the issue (including coupon or yield):
CITIBANK CANADA 0.05%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
PP981JGE3
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Certificate of Deposit
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
P-1
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-01-02
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-01-02
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$12,500,000.00
Item 41. The total current amortized cost, to the nearest cent:
$12,500,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
4.91%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$12,500,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$12,500,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer:
WELLS FARGO & COMPANY
Item 27. The title of the issue (including coupon or yield):
WELLS FARGO REPO 0.13%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30:
WELLOPN32
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item:
[Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument:
Other Repurchase Agreement
Brief description: (optional):
[Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7?
No
|
Name of the issuer
|
Maturity date
|
Coupon or yield
|
Category of investment
(If Other Instrument, include a brief description)
|
Principal amount
(to the nearest cent)
|
Value of collateral
|
|
DIRECTV HLDGS LLC / DIRECTV SR NT 2.4%17
|
2017-03-15
|
2.4
|
Other Repurchase Agreement
|
$468,151.00
|
$480,288.60
|
|
DELHAIZE GROUP SA SR NT 6.5%17
|
2017-06-15
|
6.5
|
Other Repurchase Agreement
|
$2.00
|
$2.26
|
|
BANK TOKYO-MITSUBISHI LTD N Y SR FLT NT 144A16
|
2016-02-26
|
0.6866
|
Other Repurchase Agreement
|
$140,847.00
|
$141,067.78
|
|
BANK TOKYO-MITSUBISHI LTD N Y SR NT 144A 15
|
2015-01-22
|
3.85
|
Other Repurchase Agreement
|
$43.00
|
$45.10
|
|
ONEOK PARTNERS LP GTD SR NT 19
|
2019-03-01
|
8.625
|
Other Repurchase Agreement
|
$246.00
|
$315.96
|
|
NATL RURAL UTILS COOP MTN BE SR NT FLT 16
|
2016-05-27
|
0.4876
|
Other Repurchase Agreement
|
$768,760.00
|
$769,318.86
|
|
MOSAIC CO NEW SR NT 4.25%23
|
2023-11-15
|
4.25
|
Other Repurchase Agreement
|
$1,370,000.00
|
$1,363,994.83
|
|
KROGER CO SR NT 2.3%19
|
2019-01-15
|
2.3
|
Other Repurchase Agreement
|
$12,913.00
|
$12,839.54
|
|
DISNEY WALT CO MTNS BE GLBL NT-E0.45%15
|
2015-12-01
|
0.45
|
Other Repurchase Agreement
|
$3,743.00
|
$3,736.32
|
|
CORP NACIONAL DEL COBRE CHILE REGS BD 4.75%14
|
2014-10-15
|
4.75
|
Other Repurchase Agreement
|
$8,610.00
|
$8,935.78
|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security:
First Tier Security
Item 34. Name of each Designated NRSRO:
|
Name of Designated NRSRO
|
Credit rating given by the Designated NRSRO
|
|
Moody
|
AAA
|
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d):
2014-01-02
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer:
2014-01-02
Item 37. Does the security have a Demand Feature?
No
Item 38. Does the security have a Guarantee?
No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
No
Item 40. The total principal amount of the security held by the series, to the nearest cent:
$2,645,000.00
Item 41. The total current amortized cost, to the nearest cent:
$2,645,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent:
1.04%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
No Additional Information
Item 44. Is this an Illiquid Security as of the date of this report?
No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent:
$2,645,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent:
$2,645,000.00