Initial Statement of Beneficial Ownership (3)
20 Dezember 2022 - 8:18PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Smith Kevin L |
2. Date of Event Requiring Statement (MM/DD/YYYY)
12/13/2022
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3. Issuer Name and Ticker or Trading Symbol
TORO CO [TTC]
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(Last)
(First)
(Middle)
8111 LYNDALE AVENUE SOUTH |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner
___X___ Officer (give title below) _____ Other (specify below)
Vice President, Ditch Witch / |
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(Street)
BLOOMINGTON, MN 55420
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4) | 2. Amount of Securities Beneficially Owned
(Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) | 4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Common Stock | 1477.23 | D | |
| Common Stock | 1.019 | I | The Toro Company Retirement Plan |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4) | 2. Date Exercisable and Expiration Date
(MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) | 6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Non-Qualified Stock Option | (1) | 12/19/2029 | Common Stock | 3000 | $76.53 | D | |
| Non-Qualified Stock Option | (2) | 12/17/2030 | Common Stock | 6300 | $93.33 | D | |
| Non-Qualified Stock Option | (3) | 12/16/2031 | Common Stock | 4600 | $99.34 | D | |
| Restricted Stock Units | (4) | (4) | Common Stock | 716.503 | (5) | D | |
| Explanation of Responses: |
| (1) | The option vested in three equal annual installments commencing on the first anniversary of the December 19, 2019 grant date. |
| (2) | The option vests in three equal annual installments commencing on the first anniversary of the December 17, 2020 grant date. |
| (3) | The option vests in three equal annual installments commencing on the first anniversary of the December 16, 2021 grant date. |
| (4) | The restricted stock units and related dividend and equivalents vest and become non-forfeitable in full on the third anniversary of the November 2, 2020 grant date. |
| (5) | Each restricted stock unit represents a contingent right to receive one share of TTC common stock. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Smith Kevin L
8111 LYNDALE AVENUE SOUTH
BLOOMINGTON, MN 55420 |
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| Vice President, Ditch Witch |
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Signatures
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| /s/ Amy E. Dahl, Attorney-in-Fact | | 12/20/2022 |
| **Signature of Reporting Person | Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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